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UAE-Financial-Rules-and-Regulations exam
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CISI UAE Financial Rules and Regulations Exam

Last Update Sep 23, 2025
Total Questions : 100 With Methodical Explanation

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Last Update Sep 23, 2025
Total Questions : 100

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ICWIM Total Questions : 200 Updated : Sep 23, 2025

CISI UAE Financial Rules and Regulations Exam Questions and Answers

Questions 1

Where self-fund founders intend to accept in-kind shares, the fund prospectus must state whether these shares:

Options:

A.

are to be valued subjectively

B.

may subsequently be disposed of

C.

will be held as capital assets of the fund

D.

are consistent with the fund’s investment strategy

Questions 2

When collecting data from official authorities, evaluators of investment fund in-kind shares are required to abide by the principles of honesty, justice and:

Options:

A.

confidentiality

B.

governance

C.

equality

D.

prudence

Questions 3

An applicant for a financial activities licence must have procedures in place to recover electronic records from the archive within what maximum period?

Options:

A.

Two calendar days

B.

Three business days

C.

Four calendar days

D.

Five business days