Data-Engineer-Associate AWS Certified Data Engineer - Associate (DEA-C01) Questions and Answers

The company is facing performance issues loading data into Amazon Redshift because it is issuing separate COPY commands for each data file location. The most efficient way to increase the speed of data ingestion into Redshift without increasing the cost is to use a manifest file.

Option D: Create a manifest file that contains the data file locations. Use a COPY command to load the data into Amazon Redshift.A manifest file provides a list of all the data files, allowing the COPY command to load all files in parallel from different locations in Amazon S3. This significantly improves the loading speed without adding costs, as it optimizes the data loading process in a single COPY operation.

Other options (A, B, C) involve additional steps that would either increase the cost (provisioning clusters, using Glue, etc.) or do not address the core issue of needing a unified and efficient COPY process.

The company wants to ensure that no customer records are deleted or modified for 7 years, and even the root user should not have the ability to change the data. S3 Object Lock in Compliance Mode is the correct solution for this scenario.

Option B: Enable compliance mode on the S3 bucket. Use a default retention period of 7 years.In Compliance Mode, even the root user cannot delete or modify locked objects during the retention period. This ensures that the data is protected for the entire 7-year duration as required. Compliance mode is stricter than governance mode and prevents all forms of alteration, even by privileged users.

Option A (Governance Mode) still allows certain privileged users (like the root user) to bypass the lock, which does not meet the company's requirement. Option C (legal hold) and Option D (setting retention per object) do not fully address the requirement to block root user modifications.

The requirement is to update the AWS Glue Data Catalog incrementally based on S3 events. Using an S3 event-based approach is the most automated and operationally efficient solution.

A. Create an S3 event-based AWS Glue crawler:

An event-based Glue crawler can automatically update the Data Catalog when new data arrives in the S3 bucket. This ensures incremental updates with minimal operational overhead.

Changing the volume type of the existing gp2 volumes to gp3 is the easiest and fastest way to migrate to the new storage type without any downtime or data loss. You can use the AWS Management Console, the AWS CLI, or the Amazon EC2 API to modify the volume type, size, IOPS, and throughput of your gp2 volumes. The modification takes effect immediately, and you can monitor the progress of the modification using CloudWatch. The other options are either more complex or require additional steps, such as creating snapshots, transferring data, or attaching new volumes, which can increase the operational overhead and the risk of errors. References:

Migrating Amazon EBS volumes from gp2 to gp3 and save up to 20% on costs (Section: How to migrate from gp2 to gp3)

Switching from gp2 Volumes to gp3 Volumes to Lower AWS EBS Costs (Section: How to Switch from GP2 Volumes to GP3 Volumes)

Modifying the volume type, IOPS, or size of an EBS volume - Amazon Elastic Compute Cloud (Section: Modifying the volume type)

Option C is the correct answer because the Map state is designed to process a collection of data in parallel by applying the same transformation to each element. The Map state can invoke a nested workflow for each element, which can be another state machine or a Lambda function. The Map state will wait until all the parallel executions are completed before moving to the next state.

Option A is incorrect because the Parallel state is used to execute multiple branches of logic concurrently, not to process a collection of data. The Parallel state can have different branches with different logic and states, whereas the Map state has only one branch that is applied to each element of the collection.

Option B is incorrect because the Choice state is used to make decisions based on a comparison of a value to a set of rules. The Choice state does not process any data or invoke any nested workflows.

Option D is incorrect because the Wait state is used to delay the state machine from continuing for a specified time. The Wait state does not process any data or invoke any nested workflows.

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 5: Data Orchestration, Section 5.3: AWS Step Functions, Pages 131-132

Building Batch Data Analytics Solutions on AWS, Module 5: Data Orchestration, Lesson 5.2: AWS Step Functions, Pages 9-10

AWS Documentation Overview, AWS Step Functions Developer Guide, Step Functions Concepts, State Types, Map State, Pages 1-3

AWS Lambda is a serverless compute service that lets you run code without provisioning or managing servers. You can use Lambda to create functions that perform custom logic and integrate with other AWS services, such as API Gateway. Lambda automatically scales your application by running code in response to each trigger. You pay only for the compute time you consume1.

Amazon ECS is a fully managed container orchestration service that allows you to run and scale containerized applications on AWS. You can use ECS to deploy, manage, and scale Docker containers using either Amazon EC2 instances or AWS Fargate, a serverless compute engine for containers2.

Amazon EKS is a fully managed Kubernetes service that allows you to run Kubernetes clusters on AWS without needing to install, operate, or maintain your own Kubernetes control plane. You can use EKS to deploy, manage, and scale containerized applications using Kubernetes on AWS3.

The solution that meets the requirements with the least operational overhead is to create an AWS Lambda Python function with provisioned concurrency. This solution has the following advantages:

It does not require you to provision, manage, or scale any servers or clusters, as Lambda handles all the infrastructure for you. This reduces the operational complexity and cost of running your code.

It allows you to write your Python script as a Lambda function and integrate it with API Gateway using a simple configuration. API Gateway can invoke your Lambda function synchronously or asynchronously, and return the results to the frontend website.

It ensures that your Lambda function is ready to respond to API requests without any cold start delays, by using provisioned concurrency. Provisioned concurrency is a feature that keeps your function initialized and hyper-ready to respond in double-digit milliseconds. You can specify the number of concurrent executions that you want to provision for your function.

Option A is incorrect because it requires you to deploy a custom Python script on an Amazon ECS cluster. This solution has the following disadvantages:

It requires you to provision, manage, and scale your own ECS cluster, either using EC2 instances or Fargate. This increases the operational complexity and cost of running your code.

It requires you to package your Python script as a Docker container image and store it in a container registry, such as Amazon ECR or Docker Hub. This adds an extra step to your deployment process.

It requires you to configure your ECS cluster to integrate with API Gateway, either using an Application Load Balancer or a Network Load Balancer. This adds another layer of complexity to your architecture.

Option C is incorrect because it requires you to deploy a custom Python script that can integrate with API Gateway on Amazon EKS. This solution has the following disadvantages:

It requires you to provision, manage, and scale your own EKS cluster, either using EC2 instances or Fargate. This increases the operational complexity and cost of running your code.

It requires you to package your Python script as a Docker container image and store it in a container registry, such as Amazon ECR or Docker Hub. This adds an extra step to your deployment process.

It requires you to configure your EKS cluster to integrate with API Gateway, either using an Application Load Balancer, a Network Load Balancer, or a service of type LoadBalancer. This adds another layer of complexity to your architecture.

Option D is incorrect because it requires you to create an AWS Lambda function and ensure that the function is warm by scheduling an Amazon EventBridge rule to invoke the Lambda function every 5 minutes by using mock events. This solution has the following disadvantages:

It does not guarantee that your Lambda function will always be warm, as Lambda may scale down your function if it does not receive any requests for a long period of time. This may cause cold start delays when your function is invoked by API Gateway.

It incurs unnecessary costs, as you pay for the compute time of your Lambda function every time it is invoked by the EventBridge rule, even if it does not perform any useful work1.

1: AWS Lambda - Features

2: Amazon Elastic Container Service - Features

3: Amazon Elastic Kubernetes Service - Features

[4]: Building API Gateway REST API with Lambda integration - Amazon API Gateway

[5]: Improving latency with Provisioned Concurrency - AWS Lambda

[6]: Integrating Amazon ECS with Amazon API Gateway - Amazon Elastic Container Service

[7]: Integrating Amazon EKS with Amazon API Gateway - Amazon Elastic Kubernetes Service

[8]: Managing concurrency for a Lambda function - AWS Lambda

The company's Apache Spark ETL job on Amazon EMR uses high CPU but low memory, meaning that compute-optimized EC2 instances would be the most cost-effective choice. These instances are designed for high-performance compute applications, where CPU usage is high, but memory needs are minimal, which is exactly the case here.

Compute Optimized Instances:

Compute-optimized instances, such as the C5 series, provide a higher ratio of CPU to memory, which is more suitable for jobs with high CPU usage and relatively low memory consumption.

Switching from general-purpose EC2 instances to compute-optimized instances can reduce costs while improving performance, as these instances are optimized for workloads like Spark jobs that perform a lot of computation.

The STL ALERT EVENT LOG table view records anomalies when the query optimizer identifies conditions that might indicate performance issues. These conditions include skewed data distribution, missing statistics, nested loop joins, and broadcasted data. The STL ALERT EVENT LOG table view can help the data engineer to identify and troubleshoot the root causes of performance issues and optimize the query execution plan. The other table views are not relevant for this requirement. STL USAGE CONTROL records the usage limits and quotas for Amazon Redshift resources. STL QUERY METRICS records the execution time and resource consumption of queries. STL PLAN INFO records the query execution plan and the steps involved in each query. References:

STL ALERT EVENT LOG

System Tables and Views

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

The company wants to use Amazon Kinesis Data Firehose to transform CSV files into JSON format and store the files in Apache Parquet format with the least development effort.

Option B: Use Kinesis Data Firehose to convert the CSV files to JSON and to store the files in Parquet format.Kinesis Data Firehose supports data format conversion natively, including converting incoming CSV data to JSON format and storing the resulting files in Parquet format in Amazon S3. This solution requires the least development effort because it uses built-in transformation features of Kinesis Data Firehose.

Other options (A, C, D) involve invoking AWS Lambda functions, which would introduce additional complexity and development effort compared to Kinesis Data Firehose’s native format conversion capabilities.

Amazon Athena Federated Query is a feature that allows you to query data from multiple sources using standard SQL. You can use Athena Federated Query to join data from Amazon DynamoDB, Amazon RDS, Amazon Redshift, and Amazon S3, as well as other data sources such as MongoDB, Apache HBase, and Apache Kafka1. Athena Federated Query is a serverless and interactive service, meaning you do not need to provision or manage any infrastructure, and you only pay for the amount of data scanned by your queries. Athena Federated Query is the most cost-effective solution for performing a one-time analysis job on data from multiple sources, as it eliminates the need to copy or move data, and allows you to query data directly from the source.

The other options are not as cost-effective as Athena Federated Query, as they involve additional steps or costs. Option A requires you to provision and pay for an Amazon EMR cluster, which can be expensive and time-consuming for a one-time job. Option B requires you to copy or move data from DynamoDB, RDS, and Redshift to S3, which can incur additional costs for data transfer and storage, and also introduce latency and complexity. Option D requires you to have an existing Redshift cluster, which can be costly and may not be necessary for a one-time job. Option D also does not support querying data from RDS directly, so you would need to use Redshift Federated Query to access RDS data, which adds another layer of complexity2. References:

Amazon Athena Federated Query

Redshift Spectrum vs Federated Query

This solution will meet the requirements with the lowest latency because it uses Amazon Managed Service for Apache Flink to process the sensor data in real time and write it to Amazon Timestream, a fast, scalable, and serverless time series database. Amazon Timestream is optimized for storing and analyzing time series data, such as sensor data, and can handle trillions of events per day with millisecond latency. By using Amazon Timestream as a source, you can create an Amazon QuickSight dashboard that displays a real-time view of operational efficiency on a large screen in the manufacturing facility. Amazon QuickSight is a fully managed business intelligence service that can connect to various data sources, including Amazon Timestream, and provide interactive visualizations and insights123.

The other options are not optimal for the following reasons:

A. Use Amazon Managed Service for Apache Flink (previously known as Amazon Kinesis Data Analytics) to process the sensor data. Use a connector for Apache Flink to write data to an Amazon Timestream database. Use the Timestream database as a source to create a Grafana dashboard. This option is similar to option C, but it uses Grafana instead of Amazon QuickSight to create the dashboard. Grafana is an open source visualization tool that can also connect to Amazon Timestream, but it requires additional steps to set up and configure, such as deploying a Grafana server on Amazon EC2, installing the Amazon Timestream plugin, and creating an IAM role for Grafana to access Timestream. These steps can increase the latency and complexity of the solution.

B. Configure the S3 bucket to send a notification to an AWS Lambda function when any new object is created. Use the Lambda function to publish the data to Amazon Aurora. Use Aurora as a source to create an Amazon QuickSight dashboard. This option is not suitable for displaying a real-time view of operational efficiency, as it introduces unnecessary delays and costs in the data pipeline. First, the sensor data is written to an S3 bucket by Amazon Kinesis Data Firehose, which can have a buffering interval of up to 900 seconds. Then, the S3 bucket sends a notification to a Lambda function, which can incur additional invocation and execution time. Finally, the Lambda function publishes the data to Amazon Aurora, a relational database that is not optimized for time series data and can have higher storage and performance costs than Amazon Timestream .

D. Use AWS Glue bookmarks to read sensor data from the S3 bucket in real time. Publish the data to an Amazon Timestream database. Use the Timestream database as a source to create a Grafana dashboard. This option is also not suitable for displaying a real-time view of operational efficiency, as it uses AWS Glue bookmarks to read sensor data from the S3 bucket. AWS Glue bookmarks are a feature that helps AWS Glue jobs and crawlers keep track of the data that has already been processed, so that they can resume from where they left off. However, AWS Glue jobs and crawlers are not designed for real-time data processing, as they can have a minimum frequency of 5 minutes and a variable start-up time. Moreover, this option also uses Grafana instead of Amazon QuickSight to create the dashboard, which can increase the latency and complexity of the solution .

1: Amazon Managed Streaming for Apache Flink

2: Amazon Timestream

3: Amazon QuickSight

Analyze data in Amazon Timestream using Grafana

Amazon Kinesis Data Firehose

Amazon Aurora

AWS Glue Bookmarks

AWS Glue Job and Crawler Scheduling

The query editor v2 in Amazon Redshift is a web-based tool that allows users to run SQL queries and scripts on Amazon Redshift clusters. The query editor v2 supports creating and managing materialized views, which are precomputed results of a query that can improve the performance of subsequent queries. The query editor v2 also supports scheduling queries to run at specified intervals, which can be used to refresh materialized views automatically. This solution requires the least effort, as it does not involve any additional services, coding, or configuration. The other solutions are more complex and require more operational overhead. Apache Airflow is an open-source platform for orchestrating workflows, which can be used to refresh materialized views, but it requires setting up and managing an Airflow environment, creating DAGs (directed acyclic graphs) to define the workflows, and integrating with Amazon Redshift. AWS Lambda is a serverless compute service that can run code in response to events, which can be used to refresh materialized views, but it requires creating and deploying Lambda functions, defining UDFs within Amazon Redshift, and triggering the functions using events or schedules. AWS Glue is a fully managed ETL service that can run jobs to transform and load data, which can be used to refresh materialized views, but it requires creating and configuring Glue jobs, defining Glue workflows to orchestrate the jobs, and scheduling the workflows using triggers. References:

Query editor V2

Working with materialized views

Scheduling queries

[AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide]

For near real-time processing of new files in S3, event-driven ingestion is optimal. S3 Event Notifications can trigger AWS Lambda to immediately load data into Amazon Redshift, eliminating latency associated with batch scheduling.

“Event-based triggers using S3 notifications and Lambda functions are effective for near real-time ingestion pipelines into Amazon Redshift.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Option C (Glue bookmarks) is best for batch jobs, and zero-ETL applies to Aurora to Redshift, not S3.

To allow cross-account access to a Kinesis Data Stream, you must add a resource-based policy to the Kinesis stream in Account A, explicitly granting the Lambda execution role in Account B the required permissions.

SCPs (A & C) set permissions boundaries, but do not grant access.

Option D incorrectly refers to the Lambda function – but the Kinesis resource must allow access.

“You must add a resource-based policy to the Kinesis Data Stream in Account A to allow a Lambda function in Account B to consume from the stream.”

AWS Secrets Manager is a service that allows you to securely store and manage secrets, such as database credentials, API keys, passwords, etc. You can use Secrets Manager to encrypt, rotate, and audit your secrets, as well as to control access to them using fine-grained policies. AWS Glue is a fully managed service that provides a serverless data integration platform for data preparation, data cataloging, and data loading. AWS Glue jobs allow you to transform and load data from various sources into various targets, using either a graphical interface (AWS Glue Studio) or a code-based interface (AWS Glue console or AWS Glue API).

Storing the credentials in AWS Secrets Manager and granting the AWS Glue job 1AM role access to the stored credentials will meet the requirements, as it will remediate the security vulnerability in the AWS Glue job and securely store the credentials. By using AWS Secrets Manager, you can avoid hard coding the credentials in the job script, which is a bad practice that exposes the credentials to unauthorized access or leakage. Instead, you can store the credentials as a secret in Secrets Manager and reference the secret name or ARN in the job script. You can also use Secrets Manager to encrypt the credentials using AWS Key Management Service (AWS KMS), rotate the credentials automatically or on demand, and monitor the access to the credentials using AWS CloudTrail. By granting the AWS Glue job 1AM role access to the stored credentials, you can use the principle of least privilege to ensure that only the AWS Glue job can retrieve the credentials from Secrets Manager. You can also use resource-based or tag-based policies to further restrict the access to the credentials.

The other options are not as secure as storing the credentials in AWS Secrets Manager and granting the AWS Glue job 1AM role access to the stored credentials. Storing the credentials in the AWS Glue job parameters will not remediate the security vulnerability, as the job parameters are still visible in the AWS Glue console and API. Storing the credentials in a configuration file that is in an Amazon S3 bucket and accessing the credentials from the configuration file by using the AWS Glue job will not be as secure as using Secrets Manager, as the configuration file may not be encrypted or rotated, and the access to the file may not be audited or controlled. References:

AWS Secrets Manager

AWS Glue

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 6: Data Integration and Transformation, Section 6.1: AWS Glue

Option A is the most operationally efficient way to meet the requirements because it minimizes the number of steps and services involved in the data export process. AWS Glue is a fully managed service that can extract, transform, and load (ETL) data from various sources to various destinations, including Amazon S3. AWS Glue can also convert data to different formats, such as Parquet, which is a columnar storage format that is optimized for analytics. By creating a view in the SQL Server databases that contains the required data elements, the AWS Glue job can select the data directly from the view without having to perform any joins or transformations on the source data. The AWS Glue job can then transfer the data in Parquet format to an S3 bucket and run on a daily schedule.

Option B is not operationally efficient because it involves multiple steps and services to export the data. SQL Server Agent is a tool that can run scheduled tasks on SQL Server databases, such as executing SQL queries. However, SQL Server Agent cannot directly export data to S3, so the query output must be saved as .csv objects on the EC2 instance. Then, an S3 event must be configured to trigger an AWS Lambda function that can transform the .csv objects to Parquet format and upload them to S3. This option adds complexity and latency to the data export process and requires additional resources and configuration.

Option C is not operationally efficient because it introduces an unnecessary step of running an AWS Glue crawler to read the view. An AWS Glue crawler is a service that can scan data sources and create metadata tables in the AWS Glue Data Catalog. The Data Catalog is a central repository that stores information about the data sources, such as schema, format, and location. However, in this scenario, the schema and format of the data elements are already known and fixed, so there is no need to run a crawler to discover them. The AWS Glue job can directly select the data from the view without using the Data Catalog. Running a crawler adds extra time and cost to the data export process.

Option D is not operationally efficient because it requires custom code and configuration to query the databases and transform the data. An AWS Lambda function is a service that can run code in response to events or triggers, such as Amazon EventBridge. Amazon EventBridge is a service that can connect applications and services with event sources, such as schedules, and route them to targets, such as Lambda functions. However, in this scenario, using a Lambda function to query the databases and transform the data is not the best option because it requires writing and maintaining code that uses JDBC to connect to the SQL Server databases, retrieve the required data, convert the data to Parquet format, and transfer the data to S3. This option also has limitations on the execution time, memory, and concurrency of the Lambda function, which may affect the performance and reliability of the data export process.

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

AWS Glue Documentation

Working with Views in AWS Glue

Converting to Columnar Formats

To make the S3 data accessible daily in the AWS Glue Data Catalog, the data engineer needs to create a crawler that can crawl the S3 data and write the metadata to the Data Catalog. The crawler also needs to run on a daily schedule to keep the Data Catalog updated with the latest data. Therefore, the solution must include the following steps:

Create an IAM role that has the necessary permissions to access the S3 data and the Data Catalog. The AWSGlueServiceRole policy is a managed policy that grants these permissions1.

Associate the role with the crawler.

Specify the S3 bucket path of the source data as the crawler’s data store. The crawler will scan the data and infer the schema and format2.

Create a daily schedule to run the crawler. The crawler will run at the specified time every day and update the Data Catalog with any changes in the data3.

Specify a database name for the output. The crawler will create or update a table in the Data Catalog under the specified database. The table will contain the metadata about the data in the S3 bucket, such as the location, schema, and classification.

Option B is the only solution that includes all these steps. Therefore, option B is the correct answer.

Option A is incorrect because it configures the output destination to a new path in the existing S3 bucket. This is unnecessary and may cause confusion, as the crawler does not write any data to the S3 bucket, only metadata to the Data Catalog.

Option C is incorrect because it allocates data processing units (DPUs) to run the crawler every day. This is also unnecessary, as DPUs are only used for AWS Glue ETL jobs, not crawlers.

Option D is incorrect because it combines the errors of option A and C. It configures the output destination to a new path in the existing S3 bucket and allocates DPUs to run the crawler every day, both of which are irrelevant for the crawler.

1: AWS managed (predefined) policies for AWS Glue - AWS Glue

2: Data Catalog and crawlers in AWS Glue - AWS Glue

3: Scheduling an AWS Glue crawler - AWS Glue

[4]: Parameters set on Data Catalog tables by crawler - AWS Glue

[5]: AWS Glue pricing - Amazon Web Services (AWS)

To query the Sales table in Amazon Redshift for city names that start with "San" or "El," the appropriate query uses a regular expression (regex) pattern to match city names that begin with those prefixes.

Option B: Select * from Sales where city_name ~ '^(San|El)';In Amazon Redshift, the ~ operator is used to perform pattern matching using regular expressions. The ^(San|El) pattern matches city names that start with "San" or "El." This is the correct SQL syntax for this use case.

Other options (A, C, D) contain incorrect syntax or incorrect use of special characters, making them invalid queries.

The correct answer is to configure AWS Glue triggers to run the ETL jobs every hour and use AWS Glue connections to establish connectivity between the data sources and Amazon Redshift. AWS Glue triggers are a way to schedule and orchestrate ETL jobs with the least operational overhead. AWS Glue connections are a way to securely connect to data sources and targets using JDBC or MongoDB drivers. AWS Glue DataBrew is a visual data preparation tool that does not support MongoDB as a data source. AWS Lambda functions are a serverless option to schedule and run ETL jobs, but they have a limit of 15 minutes for execution time, which may not be enough for complex transformations. The Redshift Data API is a way to run SQL commands on Amazon Redshift clusters without needing a persistent connection, but it does not support loading data from AWS Glue ETL jobs. References:

AWS Glue triggers

AWS Glue connections

AWS Glue DataBrew

[AWS Lambda functions]

[Redshift Data API]

The DatasetMatch rule in DQDL checks for full value equivalence between mapped fields. A value of 1.0 indicates a 100% match. The correct syntax and metric for an exact match scenario are:

“Use DatasetMatch when comparing mapped fields between two datasets. The comparison score of 1.0 confirms a perfect match.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Options with “100” use incorrect syntax since DQDL uses floating-point scores (e.g., 1.0, 0.95), not percentages.

Creating an EventBridge rule that triggers a Lambda function on AWS Glue job failure events and then sends notifications via Amazon SNS is the most direct and operationally efficient method:

“Practice Quiz 10: A data engineer must monitor the data pipeline... Which solution will meet these requirements?

A. Inspect the job run monitoring section of the AWS Glue console.

Correct Answer: A.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Although this reference directly supports using AWS Glue’s monitoring features via EventBridge, it implies that solutions like A—which directly use EventBridge failure events for automation—are more optimal and less complex than constructing custom logs and metrics.

A “No space left on device” error typically results from data skew or large shuffle stages. The best actions are:

B. Monitor using Spark UI and Glue metrics to find skewed partitions or executor issues.

D. Use --write-shuffle-files-to-s3 to offload intermediate data to S3 instead of local disk, and apply salting to reduce skew.

“You can reduce the impact of data skew and large shuffle operations by monitoring with Spark UI and enabling the --write-shuffle-files-to-s3 option. Salting can help rebalance the skewed keys.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Scaling out workers (A, C) is more costly and less efficient if the root cause (skew) is not fixed.

AWS Glue workflows are a feature of AWS Glue that enable you to create and visualize complex ETL pipelines using AWS Glue components, such as crawlers, jobs, triggers, and development endpoints. AWS Glue workflows provide automated orchestration and require minimal manual effort, as they handle dependency resolution, error handling, state management, and resource allocation for your ETL workflows. You can use AWS Glue workflows to ingest data from your operational databases into your Amazon S3 based data lake, and then use AWS Glue and Amazon EMR to process the data in the data lake. This solution will meet the requirements with the least operational overhead, as it leverages the serverless and fully managed nature of AWS Glue, and the scalability and flexibility of Amazon EMR12.

The other options are not optimal for the following reasons:

B. AWS Step Functions tasks. AWS Step Functions is a service that lets you coordinate multiple AWS services into serverless workflows. You can use AWS Step Functions tasks to invoke AWS Glue and Amazon EMR jobs as part of your ETL workflows, and use AWS Step Functions state machines to define the logic and flow of your workflows. However, this option would require more manual effort than AWS Glue workflows, as you would need to write JSON code to define your state machines, handle errors and retries, and monitor the execution history and status of your workflows3.

C. AWS Lambda functions. AWS Lambda is a service that lets you run code without provisioning or managing servers. You can use AWS Lambda functions to trigger AWS Glue and Amazon EMR jobs as part of your ETL workflows, and use AWS Lambda event sources and destinations to orchestrate the flow of your workflows. However, this option would also require more manual effort than AWS Glue workflows, as you would need to write code to implement your business logic, handle errors and retries, and monitor the invocation and execution of your Lambda functions. Moreover, AWS Lambda functions have limitations on the execution time, memory, and concurrency, which may affect the performance and scalability of your ETL workflows.

D. Amazon Managed Workflows for Apache Airflow (Amazon MWAA) workflows. Amazon MWAA is a managed service that makes it easy to run open source Apache Airflow on AWS. Apache Airflow is a popular tool for creating and managing complex ETL pipelines using directed acyclic graphs (DAGs). You can use Amazon MWAA workflows to orchestrate AWS Glue and Amazon EMR jobs as part of your ETL workflows, and use the Airflow web interface to visualize and monitor your workflows. However, this option would have more operational overhead than AWS Glue workflows, as you would need to set up and configure your Amazon MWAA environment, write Python code to define your DAGs, and manage the dependencies and versions of your Airflow plugins and operators.

1: AWS Glue Workflows

2: AWS Glue and Amazon EMR

3: AWS Step Functions

AWS Lambda

Amazon Managed Workflows for Apache Airflow

The most efficient and low-operational-overhead solution for ingesting data into Amazon Redshift from Amazon Kinesis Data Streams is to use Amazon Redshift streaming ingestion. This feature allows Redshift to directly ingest streaming data from Kinesis Data Streams and process it in real-time.

Amazon Redshift Streaming Ingestion:

Redshift supports native streaming ingestion from Kinesis Data Streams, allowing real-time data to be queried using materialized views.

This solution reduces operational complexity because you don't need intermediary services like Amazon Kinesis Data Firehose or S3 for batch loading.

The company wants to gather information about incomplete multipart uploads and outdated versions in its Amazon S3 buckets to optimize storage costs.

Option B: Use Amazon S3 Inventory configurations reports to gather the information.S3 Inventory provides reports that can list incomplete multipart uploads and versions of objects stored in S3. It offers an easy, automated way to track object metadata across buckets, including data necessary for cost optimization, without manual effort.

Options A (AWS CLI), C (S3 Storage Lens), and D (usage reports) either do not specifically gather the required information about incomplete uploads and outdated versions or require more manual intervention.

AWS Glue is a fully managed service that provides a serverless data integration platform for data preparation, data cataloging, and data loading. AWS Glue Studio is a graphical interface that allows you to easily author, run, and monitor AWS Glue ETL jobs. AWS Glue Data Quality is a feature that enables you to validate, cleanse, and enrich your data using predefined or custom rules. AWS Step Functions is a service that allows you to coordinate multiple AWS services into serverless workflows.

Using the Detect PII transform in AWS Glue Studio, you can automatically identify and label the PII in your dataset, such as names, addresses, phone numbers, email addresses, etc. You can then create a rule in AWS Glue Data Quality to obfuscate the PII, such as masking, hashing, or replacing the values with dummy data. You can also use other rules to validate and cleanse your data, such as checking for null values, duplicates, outliers, etc. You can then use an AWS Step Functions state machine to orchestrate a data pipeline to ingest the data into the S3 data lake. You can use AWS Glue DataBrew to visually explore and transform the data, AWS Glue crawlers to discover and catalog the data, and AWS Glue jobs to load the data into the S3 data lake.

This solution will meet the requirement with the least operational effort, as it leverages the serverless and managed capabilities of AWS Glue, AWS Glue Studio, AWS Glue Data Quality, and AWS Step Functions. You do not need to write any code to identify or obfuscate the PII, as you can use the built-in transforms and rules in AWS Glue Studio and AWS Glue Data Quality. You also do not need to provision or manage any servers or clusters, as AWS Glue and AWS Step Functions scale automatically based on the demand.

The other options are not as efficient as using the Detect PII transform in AWS Glue Studio, creating a rule in AWS Glue Data Quality, and using an AWS Step Functions state machine. Using an Amazon Kinesis Data Firehose delivery stream to process the dataset, creating an AWS Lambda transform function to identify the PII, using an AWS SDK to obfuscate the PII, and setting the S3 data lake as the target for the delivery stream will require more operational effort, as you will need to write and maintain code to identify and obfuscate the PII, as well as manage the Lambda function and its resources. Using the Detect PII transform in AWS Glue Studio to identify the PII, obfuscating the PII, and using an AWS Step Functions state machine to orchestrate a data pipeline to ingest the data into the S3 data lake will not be as effective as creating a rule in AWS Glue Data Quality to obfuscate the PII, as you will need to manually obfuscate the PII after identifying it, which can be error-prone and time-consuming. Ingesting the dataset into Amazon DynamoDB, creating an AWS Lambda function to identify and obfuscate the PII in the DynamoDB table and to transform the data, and using the same Lambda function to ingest the data into the S3 data lake will require more operational effort, as you will need to write and maintain code to identify and obfuscate the PII, as well as manage the Lambda function and its resources. You will also incur additional costs and complexity by using DynamoDB as an intermediate data store, which may not be necessary for your use case. References:

AWS Glue

AWS Glue Studio

AWS Glue Data Quality

[AWS Step Functions]

[AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide], Chapter 6: Data Integration and Transformation, Section 6.1: AWS Glue

 AWS Glue workflows are a cost-effective way to orchestrate complex ETL jobs that involve multiple crawlers, jobs, and triggers. AWS Glue workflows allow you to visually monitor the progress and dependencies of your ETL tasks, and automatically handle errors and retries. AWS Glue workflows also integrate with other AWS services, such as Amazon S3, Amazon Redshift, and AWS Lambda, among others, enabling you to leverage these services for your data processing workflows. AWS Glue workflows are serverless, meaning you only pay for the resources you use, and you don’t have to manage any infrastructure.

AWS Step Functions, AWS Glue Studio, and Amazon MWAA are also possible options for orchestrating ETL pipelines, but they have some drawbacks compared to AWS Glue workflows. AWS Step Functions is a serverless function orchestrator that can handle different types of data processing, such as real-time, batch, and stream processing. However, AWS Step Functions requires you to write code to define your state machines, which can be complex and error-prone. AWS Step Functions also charges you for every state transition, which can add up quickly for large-scale ETL pipelines.

AWS Glue Studio is a graphical interface that allows you to create and run AWS Glue ETL jobs without writing code. AWS Glue Studio simplifies the process of building, debugging, and monitoring your ETL jobs, and provides a range of pre-built transformations and connectors. However, AWS Glue Studio does not support workflows, meaning you cannot orchestrate multiple ETL jobs or crawlers with dependencies and triggers. AWS Glue Studio also does not support streaming data sources or targets, which limits its use cases for real-time data processing.

Amazon MWAA is a fully managed service that makes it easy to run open-source versions of Apache Airflow on AWS and build workflows to run your ETL jobs and data pipelines. Amazon MWAA provides a familiar and flexible environment for data engineers who are familiar with Apache Airflow, and integrates with a range of AWS services such as Amazon EMR, AWS Glue, and AWS Step Functions. However, Amazon MWAA is not serverless, meaning you have to provision and pay for the resources you need, regardless of your usage. Amazon MWAA also requires you to write code to define your DAGs, which can be challenging and time-consuming for complex ETL pipelines. References:

AWS Glue Workflows

AWS Step Functions

AWS Glue Studio

Amazon MWAA

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

When processing many small files, the overhead of managing partitions can degrade performance. Rather than scaling workers manually, enabling AWS Glue auto scaling dynamically adjusts worker count based on resource requirements, which is cost-effective and addresses the performance concern.

“AWS Glue auto scaling automatically adds or removes workers based on the workload, which is efficient for handling performance bottlenecks when working with many small files.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Manually scaling up workers or increasing their size (A, B) can be more expensive and less adaptive.

The performance issue in Amazon Redshift Spectrum queries arises due to the nature of CSV files, which are row-based storage formats. Spectrum is more optimized for columnar formats, which significantly improve performance by reducing the amount of data scanned. Also, partitioning data based on relevant columns like order date can further reduce the amount of data scanned, as queries can focus only on the necessary partitions.

A. Configure the third-party application to create the files in a columnar format:

Columnar formats (like Parquet or ORC) store data in a way that is optimized for analytical queries because they allow queries to scan only the columns required, rather than scanning all columns in a row-based format like CSV.

Amazon Redshift Spectrum works much more efficiently with columnar formats, reducing the amount of data that needs to be scanned, which improves query performance.

The telecommunications company needs a low-latency solution to detect sudden drops in network usage from real-time data collected throughout the day.

Option B: Modify the processing application to publish the data to an Amazon Kinesis data stream. Create an Amazon Managed Service for Apache Flink (Amazon Kinesis Data Analytics) application to detect drops in network usage.Using Amazon Kinesis with Managed Service for Apache Flink (formerly Kinesis Data Analytics) is ideal for real-time stream processing with minimal latency. Flink can analyze the incoming data stream in real-time and detect anomalies, such as sudden drops in usage, which makes it the best fit for this scenario.

Other options (A, C, and D) either introduce unnecessary delays (e.g., querying databases) or do not provide the same real-time, low-latency processing that is critical for this use case.

Step 1: Log Collection (FluentBit and CloudWatch)

Option A suggests using FluentBit to collect logs and OpenTelemetry to collect traces.

FluentBit is a lightweight log processor that integrates with Amazon EKS to collect and forward logs from Kubernetes clusters. It is widely used with minimal overhead, making it an ideal choice for log collection in this scenario. FluentBit is also natively compatible with AWS services.

OpenTelemetry is a popular framework to collect traces from distributed applications. It provides observability, making it easier to monitor microservices.

This combination allows you to effectively gather both logs and traces with minimal setup and configuration, aligning with the goal of least development effort.

CloudWatch can be used to monitor logs (Option B and C). However, for applications that need more custom and fine-grained control over logging mechanisms, FluentBit and OpenTelemetry are the preferred choice in microservice environments.

Step 2: Log and Trace Correlation (Amazon OpenSearch)

Option D (Amazon OpenSearch) is specifically designed to search, analyze, and visualize logs, metrics, and traces in real-time. OpenSearch allows you to correlate logs and traces effectively.

With Amazon OpenSearch, you can set up dashboards that help in visualizing both logs and traces together, which assists in identifying any failure points across the entire request flow.

It offers integrations with FluentBit and OpenTelemetry, ensuring that both logs from the EKS cluster and application traces are centrally collected, stored, and correlated without additional heavy development.

Step 3: Why Other Options Are Not Suitable

Option B (Amazon Kinesis) is designed for real-time data streaming and analytics but is not as well-suited for tracing microservice requests and logs correlation compared to OpenSearch.

Option C (Amazon MSK) provides a managed Kafka streaming service, but this adds complexity when trying to integrate and correlate logs and traces from a microservice environment. Setting up Kafka requires more development effort compared to using FluentBit and OpenTelemetry.

Option E (AWS Glue) is primarily an ETL (Extract, Transform, Load) service. While Glue is powerful for data processing, it is not a native tool for log and trace correlation, and using it would add unnecessary complexity for this use case.

Conclusion:

To meet the requirements with the least development effort:

Use FluentBit for log collection and OpenTelemetry for tracing (Option A).

Correlate logs and traces using Amazon OpenSearch (Option D).

This approach leverages AWS-native services designed for seamless integration with microservices hosted on Amazon EKS and ensures effective monitoring with minimal overhead.

The requirement is to detect violations of data access policies and receive notifications with the username of the violator. AWS CloudTrail can provide object-level tracking for S3 to capture detailed API actions on specific S3 objects, including the user who performed the action.

AWS CloudTrail:

CloudTrail can monitor API calls made to an S3 bucket, including object-level API actions such as GetObject, PutObject, and DeleteObject. This will help detect access violations based on the API calls made by different users.

CloudTrail logs include details such as the user identity, which is essential for meeting the requirement of including the username in notifications.

The CloudTrail logs can be forwarded to Amazon CloudWatch to trigger alarms based on certain access patterns (e.g., violations of specific policies).

The best solution for fast, event-driven processing of unpredictable file uploads is to use S3 event notifications, CloudTrail, and EventBridge to automatically trigger the AWS Glue workflow:

“You can configure S3 PutObject events to be captured by CloudTrail and forwarded through EventBridge to trigger an AWS Glue job or workflow. This allows Glue to begin processing as soon as the file arrives, with minimal latency.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

This option provides the lowest latency and least manual overhead compared to polling or scheduling solutions.

 Amazon DynamoDB is a fully managed NoSQL database service that provides fast and predictable performance with seamless scalability. DynamoDB offers two capacity modes for throughput capacity: provisioned and on-demand. In provisioned capacity mode, you specify the number of read and write capacity units per second that you expect your application to require. DynamoDB reserves the resources to meet your throughput needs with consistent performance. In on-demand capacity mode, you pay per request and DynamoDB scales the resources up and down automatically based on the actual workload. On-demand capacity mode is suitable for unpredictable workloads that can vary significantly over time1.

The solution that meets the requirements in the most cost-effective way is to use AWS Application Auto Scaling to schedule higher provisioned capacity for peak usage times and lower capacity during off-peak times. This solution has the following advantages:

It allows you to optimize the cost and performance of your DynamoDB table by adjusting the provisioned capacity according to your predictable workload patterns. You can use scheduled scaling to specify the date and time for the scaling actions, and the new minimum and maximum capacity limits. For example, you can schedule higher capacity for every Monday morning and lower capacity for weekends2.

It enables you to take advantage of the lower cost per unit of provisioned capacity mode compared to on-demand capacity mode. Provisioned capacity mode charges a flat hourly rate for the capacity you reserve, regardless of how much you use. On-demand capacity mode charges for each read and write request you consume, with no minimum capacity required. For predictable workloads, provisioned capacity mode can be more cost-effective than on-demand capacity mode1.

It ensures that your application performs consistently during peak usage times by having enough capacity to handle the increased load. You can also use auto scaling to automatically adjust the provisioned capacity based on the actual utilization of your table, and set a target utilization percentage for your table or global secondary index. This way, you can avoid under-provisioning or over-provisioning your table2.

Option A is incorrect because it suggests increasing the provisioned capacity to the maximum capacity that is currently present during peak load times. This solution has the following disadvantages:

It wastes money by paying for unused capacity during off-peak times. If you provision the same high capacity for all times, regardless of the actual workload, you are over-provisioning your table and paying for resources that you don’t need1.

It does not account for possible changes in the workload patterns over time. If your peak load times increase or decrease in the future, you may need to manually adjust the provisioned capacity to match the new demand. This adds operational overhead and complexity to your application2.

Option B is incorrect because it suggests dividing the table into two tables and provisioning each table with half of the provisioned capacity of the original table. This solution has the following disadvantages:

It complicates the data model and the application logic by splitting the data into two separate tables. You need to ensure that the queries are evenly distributed across both tables, and that the data is consistent and synchronized between them. This adds extra development and maintenance effort to your application3.

It does not solve the problem of adjusting the provisioned capacity according to the workload patterns. You still need to manually or automatically scale the capacity of each table based on the actual utilization and demand. This may result in under-provisioning or over-provisioning your tables2.

Option D is incorrect because it suggests changing the capacity mode from provisioned to on-demand. This solution has the following disadvantages:

It may incur higher costs than provisioned capacity mode for predictable workloads. On-demand capacity mode charges for each read and write request you consume, with no minimum capacity required. For predictable workloads, provisioned capacity mode can be more cost-effective than on-demand capacity mode, as you can reserve the capacity you need at a lower rate1.

It may not provide consistent performance during peak usage times, as on-demand capacity mode may take some time to scale up the resources to meet the sudden increase in demand. On-demand capacity mode uses adaptive capacity to handle bursts of traffic, but it may not be able to handle very large spikes or sustained high throughput. In such cases, you may experience throttling or increased latency.

1: Choosing the right DynamoDB capacity mode - Amazon DynamoDB

2: Managing throughput capacity automatically with DynamoDB auto scaling - Amazon DynamoDB

3: Best practices for designing and using partition keys effectively - Amazon DynamoDB

[4]: On-demand mode guidelines - Amazon DynamoDB

[5]: How to optimize Amazon DynamoDB costs - AWS Database Blog

[6]: DynamoDB adaptive capacity: How it works and how it helps - AWS Database Blog

[7]: Amazon DynamoDB pricing - Amazon Web Services (AWS)

Option A and B are the correct answers because they meet the requirements most cost-effectively. Using an AWS Lambda function and the Athena Boto3 client start_query_execution API call to invoke the Athena queries programmatically is a simple and scalable way to orchestrate the queries. Creating an AWS Step Functions workflow and adding two states to check the query status and invoke the next query is a reliable and efficient way to handle the long-running queries.

Option C is incorrect because using an AWS Glue Python shell job to invoke the Athena queries programmatically is more expensive than using a Lambda function, as it requires provisioning and running a Glue job for each query.

Option D is incorrect because using an AWS Glue Python shell script to run a sleep timer that checks every 5 minutes to determine whether the current Athena query has finished running successfully is not a cost-effective or reliable way to orchestrate the queries, as it wastes resources and time.

Option E is incorrect because using Amazon Managed Workflows for Apache Airflow (Amazon MWAA) to orchestrate the Athena queries in AWS Batch is an overkill solution that introduces unnecessary complexity and cost, as it requires setting up and managing an Airflow environment and an AWS Batch compute environment.

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 5: Data Orchestration, Section 5.2: AWS Lambda, Section 5.3: AWS Step Functions, Pages 125-135

Building Batch Data Analytics Solutions on AWS, Module 5: Data Orchestration, Lesson 5.1: AWS Lambda, Lesson 5.2: AWS Step Functions, Pages 1-15

AWS Documentation Overview, AWS Lambda Developer Guide, Working with AWS Lambda Functions, Configuring Function Triggers, Using AWS Lambda with Amazon Athena, Pages 1-4

AWS Documentation Overview, AWS Step Functions Developer Guide, Getting Started, Tutorial: Create a Hello World Workflow, Pages 1-8

The RootDiskUsed metric for the MSK cluster indicates that the storage on the broker is reaching its capacity. The best solution is to expand the storage of the MSK broker and enable automatic storage expansion to prevent future alarms.

Expand MSK Broker Storage:

AWS Managed Streaming for Apache Kafka (MSK) allows you to expand the broker storage to accommodate growing data volumes. Additionally, auto-expansion of storage can be configured to ensure that storage grows automatically as the data increases.

To perform cross-Region snapshot copying of an encrypted Redshift cluster, AWS documentation and the exam study guide clearly outline two essential steps:

You must create a snapshot copy grant in the destination Region. This allows Amazon Redshift to encrypt the snapshots using the specified AWS KMS key.

You must enable snapshot copying in the source Region and specify the name of the snapshot copy grant that was created in the destination Region.

From the study guide:

“To enable cross-region copy of encrypted snapshots, you must create a snapshot copy grant in the destination Region and enable snapshot copying in the source Region by specifying the snapshot copy grant name.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Option E (Multi-AZ deployment) is not applicable to Amazon Redshift, which does not support Multi-AZ configurations like Amazon RDS.

Using an Amazon EventBridge rule to run an AWS Glue job or invoke an AWS Glue workflow job every 15 minutes are two possible solutions that will meet the requirements. AWS Glue is a serverless ETL service that can process and load data from various sources to various targets, including Amazon Redshift. AWS Glue can handle different data formats, such as CSV, JSON, and Parquet, and also support schema evolution, meaning it can adapt to changes in the data schema over time. AWS Glue can also leverage Apache Spark to perform distributed processing and transformation of large datasets. AWS Glue integrates with Amazon EventBridge, which is a serverless event bus service that can trigger actions based on rules and schedules. By using an Amazon EventBridge rule, you can invoke an AWS Glue job or workflow every 15 minutes, and configure the job or workflow to run an AWS Glue crawler and then load the data into the Amazon Redshift tables. This way, you can build a cost-effective and scalable ETL pipeline that can handle data from 10 source systems and function correctly despite changes to the data schema.

The other options are not solutions that will meet the requirements. Option C, configuring an AWS Lambda function to invoke an AWS Glue crawler when a file is loaded into the S3 bucket, and creating a second Lambda function to run the AWS Glue job, is not a feasible solution, as it would require a lot of Lambda invocations and coordination. AWS Lambda has some limits on the execution time, memory, and concurrency, which can affect the performance and reliability of the ETL pipeline. Option D, configuring an AWS Lambda function to invoke an AWS Glue workflow when a file is loaded into the S3 bucket, is not a necessary solution, as you can use an Amazon EventBridge rule to invoke the AWS Glue workflow directly, without the need for a Lambda function. Option E, configuring an AWS Lambda function to invoke an AWS Glue job when a file is loaded into the S3 bucket, and configuring the AWS Glue job to put smaller partitions of the DataFrame into an Amazon Kinesis Data Firehose delivery stream, is not a cost-effective solution, as it would incur additional costs for Lambda invocations and data delivery. Moreover, using Amazon Kinesis Data Firehose to load data into Amazon Redshift is not suitable for frequent and small batches of data, as it can cause performance issues and data fragmentation. References:

AWS Glue

Amazon EventBridge

Using AWS Glue to run ETL jobs against non-native JDBC data sources

[AWS Lambda quotas]

[Amazon Kinesis Data Firehose quotas]

The optimal solution for near-real-time querying and visualization of logs is to integrate Amazon CloudWatch Logs with Amazon OpenSearch Service using subscription filters, which stream the logs directly into OpenSearch for querying and dashboarding:

“Use OpenSearch Service with CloudWatch Logs and create a subscription filter to stream log data in near real time into OpenSearch. Then use OpenSearch dashboards for visualization.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

This approach offers low latency and avoids batch exports, unlike the scheduled Athena + S3 pattern.

AWS Glue Data Quality transforms allow you to define built-in rules like IsComplete for null validation and ReferentialIntegrity for relationship validation—all with minimal code and operational overhead.

“Use AWS Glue Data Quality rules such as IsComplete and ReferentialIntegrity within ETL jobs to automatically validate incoming data.”

Problem Analysis:

The company ingests geolocation records (10 bytes each) at 10,000 records per second into Kinesis Data Streams.

Data transmission delays are acceptable, but the solution must maximize throughput efficiency.

Key Considerations:

The Kinesis Producer Library (KPL) batches records and uses aggregation to optimize shard throughput.

Efficiently handles high-throughput scenarios with minimal operational overhead.

Solution Analysis:

Option A: Kinesis Agent

Designed for file-based ingestion; not optimized for geolocation records.

Option B: KPL

Aggregates records into larger payloads, significantly improving shard throughput.

Suitable for applications generating small, high-frequency records.

Option C: Kinesis Firehose

Firehose is for delivery to destinations like S3 or Redshift and is not optimized for direct ingestion to Kinesis Data Streams.

Option D: Kinesis SDK

The SDK lacks advanced features like aggregation, resulting in lower throughput efficiency.

Final Recommendation:

Use Kinesis Producer Library (KPL) for its built-in aggregation and batching capabilities.

Kinesis Producer Library (KPL) Overview

Best Practices for Amazon Kinesis

The issue described is that the AWS Glue job is reprocessing files from previous runs despite the bookmark feature being enabled. Bookmarks in AWS Glue allow jobs to keep track of which files or data have already been processed to avoid reprocessing. The most likely reason for reprocessing the files is missing S3 permissions, specifically s3

s3

is a permission required by AWS Glue when bookmarks are enabled to ensure Glue can retrieve metadata from the files in S3, which is necessary for the bookmark mechanism to function correctly. Without this permission, Glue cannot track which files have been processed, resulting in reprocessing during subsequent runs.

Concurrency settings (Option B) and the version of AWS Glue (Option C) do not affect the bookmark behavior. Similarly, the lack of a commit statement (Option D) is not applicable in this context, as Glue handles commits internally when interacting with Redshift and S3.

Thus, the root cause is likely related to insufficient permissions on the S3 bucket, specifically s3

, which is required for bookmarks to work as expected.

The FLEX execution class allows you to run AWS Glue jobs on spare compute capacity instead of dedicated hardware. This can reduce the cost of running non-urgent or non-time sensitive data integration workloads, such as testing and one-time data loads. The FLEX execution class is available for AWS Glue 3.0 Spark jobs. The other options are not as cost-effective as FLEX, because they either use dedicated resources (STANDARD) or do not affect the cost at all (Spot Instance type and GlueVersion). References:

Introducing AWS Glue Flex jobs: Cost savings on ETL workloads

Serverless Data Integration – AWS Glue Pricing

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide (Chapter 5, page 125)

Problem Analysis:

The company uses Kinesis Data Streams for both inventory management and reordering.

The Kinesis Producer Library (KPL) publishes data, and the Kinesis Client Library (KCL) consumes data.

Duplicate records were observed in the inventory reordering system.

Key Considerations:

Kinesis streams are designed for durability but may produce duplicates under certain conditions.

Factors such as network timeouts, shard splits, or changes in record processors can cause duplication.

Solution Analysis:

Option A: Network-Related Timeouts

If the producer (KPL) experiences network timeouts, it retries data submission, potentially causing duplicates.

Option B: High IteratorAgeMilliseconds

High iterator age suggests delays in processing but does not directly cause duplication.

Option C: Changes in Shards or Processors

Changes in the number of shards or record processors can lead to re-processing of records, causing duplication.

Option D: AggregationEnabled Set to True

AggregationEnabled controls the aggregation of multiple records into one, but it does not cause duplication.

Option E: High max_records Value

A high max_records value increases batch size but does not lead to duplication.

Final Recommendation:

Network-related timeouts and changes in shards or processors are the most likely causes of duplicate data in this scenario.

Amazon Kinesis Data Streams Best Practices

Kinesis Producer Library (KPL) Overview

Kinesis Client Library (KCL) Overview

AWS Glue is a fully managed serverless ETL service that can handle various data sources and formats, including .csv files in Amazon S3. AWS Glue provides two types of jobs: PySpark and Python shell. PySpark jobs use Apache Spark to process large-scale data in parallel, while Python shell jobs use Python scripts to process small-scale data in a single execution environment. For this requirement, a Python shell job is more suitable and cost-effective, as the size of each S3 object is less than 100 MB, which does not require distributed processing. A Python shell job can use pandas, a popular Python library for data analysis, to transform the .csv data as needed. The other solutions are not optimal or relevant for this requirement. Writing a custom Python application and hosting it on an Amazon EKS cluster would require more effort and resources to set up and manage the Kubernetes environment, as well as to handle the data ingestion and transformation logic. Writing a PySpark ETL script and hosting it on an Amazon EMR cluster would also incur more costs and complexity to provision and configure the EMR cluster, as well as to use Apache Spark for processing small data files. Writing an AWS Glue PySpark job would also be less efficient and economical than a Python shell job, as it would involve unnecessary overhead and charges for using Apache Spark for small data files. References:

AWS Glue

Working with Python Shell Jobs

pandas

[AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide]

The Redshift UNLOAD command is specifically designed to export query results to Amazon S3, and AWS Glue can orchestrate this as part of a scheduled job. This is the cleanest and most appropriate approach for recurring weekly data transfers:

“Use the Redshift UNLOAD command with AWS Glue to export data to Amazon S3. This pattern enables routine exports of selected data to external locations.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

This avoids complexities of Redshift Spectrum or unsupported use of COPY commands in Lambda.

 The error message indicates that the AWS Glue job cannot access the Amazon S3 bucket through the VPC endpoint. This could be because the VPC’s route table does not have the necessary routes to direct the traffic to the endpoint. To fix this, the data engineer must verify that the route table has an entry for the Amazon S3 service prefix (com.amazonaws.region.s3) with the target as the VPC endpoint ID. This will allow the AWS Glue job to use the VPC endpoint to access the S3 bucket without going through the internet or a NAT gateway. For more information, see Gateway endpoints. References:

Troubleshoot the AWS Glue error “VPC S3 endpoint validation failed”

Amazon VPC endpoints for Amazon S3

[AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide]

Redshift data sharing is a feature that enables you to share live data across different Redshift clusters without the need to copy or move data. Data sharing provides secure and governed access to data, while preserving the performance and concurrency benefits of Redshift. By setting up the sales team BI cluster as a consumer of the ETL cluster, the company can share the ETL cluster data with the sales team without interrupting the critical analysis tasks. The solution also minimizes the usage of the computing resources of the ETL cluster, as the data sharing does not consume any storage space or compute resources from the producer cluster. The other options are either not feasible or not efficient. Creating materialized views or database views would require the sales team to have direct access to the ETL cluster, which could interfere with the critical analysis tasks. Unloading a copy of the data from the ETL cluster to an Amazon S3 bucket every week would introduce additional latency and cost, as well as create data inconsistency issues. References:

Sharing data across Amazon Redshift clusters

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 2: Data Store Management, Section 2.2: Amazon Redshift

The streaming ingestion feature of Amazon Redshift enables you to ingest data from streaming sources, such as Amazon Kinesis Data Streams, into Amazon Redshift tables in near real-time. You can use the streaming ingestion feature to process the streaming data from the wearable devices, hospital equipment, and patient records. The streaming ingestion feature also supports incremental updates, which means you can append new data or update existing data in the Amazon Redshift tables. This way, you can store the data in an Amazon Redshift Serverless warehouse and support near real-time analytics of the streaming data and the previous day’s data. This solution meets the requirements with the least operational overhead, as it does not require any additional services or components to ingest and process the streaming data. The other options are either not feasible or not optimal. Loading data into Amazon Kinesis Data Firehose and then into Amazon Redshift (option A) would introduce additional latency and cost, as well as require additional configuration and management. Loading data into Amazon S3 and then using the COPY command to load the data into Amazon Redshift (option C) would also introduce additional latency and cost, as well as require additional storage space and ETL logic. Using the Amazon Aurora zero-ETL integration with Amazon Redshift (option D) would not work, as it requires the data to be stored in Amazon Aurora first, which is not the case for the streaming data from the healthcare company. References:

Using streaming ingestion with Amazon Redshift

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 3: Data Ingestion and Transformation, Section 3.5: Amazon Redshift Streaming Ingestion

Publishing AWS Glue data quality scores to Amazon DataZone requires creating a DQDL ruleset, scheduling it to run regularly, and then linking the corresponding AWS Glue table as a data source in the DataZone project. The setup ensures that data quality scores from Glue are correctly published and accessible within Amazon DataZone:

“You can define DQDL rulesets for Glue tables and publish the data quality results to DataZone when the project is configured with an AWS Glue data source and the rulesets are scheduled.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Option C follows the expected flow without unnecessary complexity and aligns perfectly with the integration flow supported by AWS.

Scheduling an AWS Glue crawler to periodically update the Data Catalog automates the process of detecting new partitions and updating the catalog, which minimizes manual maintenance and operational overhead.

 Changing the distribution key to the table column that has the largest dimension will help to balance the load more evenly across all five compute nodes. The distribution key determines how the rows of a table are distributed among the slices of the cluster. If the distribution key is not chosen wisely, it can cause data skew, meaning some slices will have more data than others, resulting in uneven CPU load and query performance. By choosing the table column that has the largest dimension, meaning the column that has the most distinct values, as the distribution key, the data engineer can ensure that the rows are distributed more uniformly across the slices, reducing data skew and improving query performance.

The other options are not solutions that will meet the requirements. Option A, changing the sort key to be the data column that is most often used in a WHERE clause of the SQL SELECT statement, will not affect the data distribution or the CPU load. The sort key determines the order in which the rows of a table are stored on disk, which can improve the performance of range-restricted queries, but not the load balancing. Option C, upgrading the reserved node from ra3.4xlarge to ra3.16xlarge, will not maintain the current number of compute nodes, as it will increase the cost and the capacity of the cluster. Option D, changing the primary key to be the data column that is most often used in a WHERE clause of the SQL SELECT statement, will not affect the data distribution or the CPU load either. The primary key is a constraint that enforces the uniqueness of the rows in a table, but it does not influence the data layout or the query optimization. References:

Choosing a data distribution style

Choosing a data sort key

Working with primary keys

 The best solutions to resolve the performance bottleneck and reduce Athena query planning time are to create an AWS Glue partition index and enable partition filtering, and to use Athena partition projection based on the S3 bucket prefix.

AWS Glue partition indexes are a feature that allows you to speed up query processing of highly partitioned tables cataloged in AWS Glue Data Catalog. Partition indexes are available for queries in Amazon EMR, Amazon Redshift Spectrum, and AWS Glue ETL jobs. Partition indexes are sublists of partition keys defined in the table. When you create a partition index, you specify a list of partition keys that already exist on a given table. AWS Glue then creates an index for the specified keys and stores it in the Data Catalog. When you run a query that filters on the partition keys, AWS Glue uses the partition index to quickly identify the relevant partitions without scanning the entire table metadata. This reduces the query planning time and improves the query performance1.

Athena partition projection is a feature that allows you to speed up query processing of highly partitioned tables and automate partition management. In partition projection, Athena calculates partition values and locations using the table properties that you configure directly on your table in AWS Glue. The table properties allow Athena to ‘project’, or determine, the necessary partition information instead of having to do a more time-consuming metadata lookup in the AWS Glue Data Catalog. Because in-memory operations are often faster than remote operations, partition projection can reduce the runtime of queries against highly partitioned tables. Partition projection also automates partition management because it removes the need to manually create partitions in Athena, AWS Glue, or your external Hive metastore2.

Option B is not the best solution, as bucketing the data based on a column that the data have in common in a WHERE clause of the user query would not reduce the query planning time. Bucketing is a technique that divides data into buckets based on a hash function applied to a column. Bucketing can improve the performance of join queries by reducing the amount of data that needs to be shuffled between nodes. However, bucketing does not affect the partition metadata retrieval, which is the main cause of the performance bottleneck in this scenario3.

Option D is not the best solution, as transforming the data that is in the S3 bucket to Apache Parquet format would not reduce the query planning time. Apache Parquet is a columnar storage format that can improve the performance of analytical queries by reducing the amount of data that needs to be scanned and providing efficient compression and encoding schemes. However, Parquet does not affect the partition metadata retrieval, which is the main cause of the performance bottleneck in this scenario4.

Option E is not the best solution, as using the Amazon EMR S3DistCP utility to combine smaller objects in the S3 bucket into larger objects would not reduce the query planning time. S3DistCP is a tool that can copy large amounts of data between Amazon S3 buckets or from HDFS to Amazon S3. S3DistCP can also aggregate smaller files into larger files to improve the performance of sequential access. However, S3DistCP does not affect the partition metadata retrieval, which is the main cause of the performance bottleneck in this scenario5. References:

Improve query performance using AWS Glue partition indexes

Partition projection with Amazon Athena

Bucketing vs Partitioning

Columnar Storage Formats

S3DistCp

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

Amazon Athena is a serverless, interactive query service that enables you to analyze data in Amazon S3 using standard SQL. AWS Lake Formation is a service that helps you build, secure, and manage data lakes on AWS. You can use AWS Lake Formation to create data filters that define the level of access for different IAM roles based on the columns, rows, or tags of the data. By using Amazon Athena to query the data and AWS Lake Formation to create data filters, the company can meet the requirements of ensuring that user groups can access only the PII that they require with the least effort. The solution is to use Amazon Athena to query the data in the data lake that is in Amazon S3. Then, set up AWS Lake Formation and create data filters to establish levels of access for the company’s IAM roles. For example, a data filter can allow a user group to access only the columns that contain the PII that they need, such as name and email address, and deny access to the columns that contain the PII that they do not need, such as phone number and social security number. Finally, assign each user to the IAM role that matches the user’s PII access requirements. This way, the user groups can access the data in the data lake securely and efficiently. The other options are either not feasible or not optimal. Using Amazon QuickSight to access the data (option B) would require the company to pay for the QuickSight service and to configure the column-level security features for each user. Building a custom query builder UI that will run Athena queries in the background to access the data (option C) would require the company to develop and maintain the UI and to integrate it with Amazon Cognito. Creating IAM roles that have different levels of granular access (option D) would require the company to manage multiple IAM roles and policies and to ensure that they are aligned with the data schema. References:

Amazon Athena

AWS Lake Formation

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 4: Data Analysis and Visualization, Section 4.3: Amazon Athena