SOA-C03 AWS Certified CloudOps Engineer - Associate Questions and Answers

The AWS Cloud Operations and Security documentation confirms that AWS WAF (Web Application Firewall) is designed to protect web applications from application-layer threats, including SQL injection, cross-site scripting (XSS), and other OWASP Top 10 vulnerabilities.

When integrated with an Application Load Balancer, AWS WAF inspects incoming traffic using rule groups. The AWS Managed Rules for SQL Injection Protection provide preconfigured, continuously updated filters that detect and block malicious SQL patterns.

AWS Shield (Standard or Advanced) defends against DDoS attacks, not application-layer SQL attacks, and vulnerability scanners (Option C) only detect, not prevent, exploitation.

Thus, Option D provides the correct, managed, and automated protection aligned with AWS best practices.

According to AWS Cloud Operations and Systems Manager documentation, Session Manager requires that each managed instance be associated with an IAM instance profile that grants Systems Manager core permissions. The required permissions are provided by the AmazonSSMManagedInstanceCore AWS-managed policy.

If this policy is missing or misconfigured, the Systems Manager Agent (SSM Agent) cannot communicate with the Systems Manager service, causing connection failures even if the agent is installed and running. This explains why other instances work—those instances likely have the correct IAM role attached.

Enabling port 22 (Option A) violates the company’s security policy, while configuring user names (Option C) and key pairs (Option D) are irrelevant because Session Manager operates over secure API channels, not SSH keys.

Therefore, the correct resolution is to attach or update the instance profile with the AmazonSSMManagedInstanceCore policy, restoring Session Manager connectivity.

According to the AWS Cloud Operations and Disaster Recovery documentation, the active-active multi-Region architecture provides the lowest possible RTO and RPO among all disaster recovery strategies. In this approach, workloads are deployed and actively running in multiple AWS Regions simultaneously. All data is continuously replicated in real time between Regions using fully managed replication services, ensuring zero data loss (zero RPO).

Because both Regions are active and capable of handling requests, failover between them is instantaneous, meeting the RTO of less than 10 minutes. Amazon Route 53 is used with weighted or latency-based routing policies and health checks to automatically route traffic away from an impaired Region to the healthy Region without manual intervention.

In contrast:

Pilot Light Architecture maintains only a minimal copy of the environment in the secondary Region. It requires time to scale up infrastructure during a disaster, resulting in longer RTO and potential data loss (non-zero RPO).

Warm Standby Architecture keeps partially running infrastructure in the secondary Region. Although faster than pilot light, it still requires scaling and synchronization, resulting in higher RTO and RPO compared to active-active.

Backup and Restore (option D) relies on periodic backups and restores data when needed. This approach has the highest RTO and RPO, unsuitable for mission-critical workloads demanding high availability and zero data loss.

Therefore, based on AWS-recommended disaster recovery strategies outlined in the AWS Cloud Operations and Disaster Recovery Guide, the Active-Active Multi-Region architecture (Option C) is the only approach that guarantees RTO <10 minutes and RPO = 0, achieving continuous availability and business continuity across Regions.

Comprehensive and Detailed Explanation From Exact Extract of AWS CloudOps Doocuments:

Amazon Aurora supports up to 15 Aurora Replicas that share the same storage volume and provide read scaling and improved availability. Official guidance states that replicas “offload read traffic from the writer” and that you should direct read-only workloads to the reader endpoint, reducing CPU pressure and connection counts on the primary. Aurora also supports Replica Auto Scaling through Application Auto Scaling policies using metrics such as CPU utilization or connections to add or remove replicas automatically. This design addresses both high CPU and maximum connections by moving reporting traffic to read replicas while keeping a single write primary for OLTP. Option B creates a separate cluster with independent storage, increasing operational overhead and data synchronization complexity. Options C and D introduce application-layer caching changes that may not guarantee data freshness or relieve the write node directly. Therefore, adding read replicas and routing reporting to the reader endpoint, with auto scaling based on load, is the least intrusive, CloudOps-aligned way to stabilize performance.

References (AWS CloudOps Documents / Study Guide):

• Amazon Aurora – Replicas and Reader Endpoint (Aurora User Guide)

• Aurora Replica Auto Scaling (Aurora & Application Auto Scaling Guides)

• AWS Well-Architected Framework – Reliability & Performance Efficiency

As described in the AWS Cloud Operations and EC2 Management documentation, changing an instance type (e.g., from T3 to C5) requires that the instance be stopped first. Once stopped, the engineer can modify the instance type through the AWS Management Console, CLI, or API, then start the instance again to apply changes.

This process preserves the root volume, networking configuration, and data, making it an operationally safe and efficient way to upgrade to a different instance family.

Changing the instance type while running (Option D) is unsupported. VM Import/Export (Option A) is for external VM migration. Hibernation (Option B) does not apply to type changes.

Thus, Option C is correct — stopping the instance, changing its type, and restarting it meets AWS best practices.

According to the AWS Cloud Operations and Deployment documentation, EC2 Image Builder is the AWS-managed service for automating the creation, maintenance, validation, and deployment of secure and compliant Amazon Machine Images (AMIs).

It allows CloudOps teams to define image pipelines that include only approved software modules and configuration scripts. EC2 Image Builder automatically tests and verifies these AMIs for compliance before deployment.

This process ensures configuration consistency, eliminates manual installation errors, and simplifies ongoing patch management. The service integrates with AWS Systems Manager, Amazon Inspector, and AWS CloudFormation for end-to-end automation.

In contrast:

Amazon Detective and GuardDuty (Options A & B) are security monitoring tools, not image management solutions.

Run Command (Option C) applies ad-hoc updates but does not create standard, reusable AMIs.

Therefore, Option D is correct—EC2 Image Builder provides the most operationally efficient and compliant way to create an approved baseline AMI for future deployments.

Comprehensive and Detailed Explanation From Exact Extract of AWS CloudOps Doocuments:

VPC Flow Logs show the request arriving and being ACCEPTed on dstport 8080 and the corresponding response being REJECTed on the return path to the client’s ephemeral port (59003). AWS networking guidance states that security groups are stateful (return traffic is automatically allowed) while network ACLs are stateless and require explicit inbound and outbound rules for both directions. CloudOps operational guidance for VPC networking further notes that when you allow an inbound request (for example, TCP 8080) through a subnet’s network ACL, you must also allow the outbound ephemeral port range (typically 1024–65535) for the response traffic; otherwise, the return packets are dropped and appear as REJECT in flow logs. The observed pattern—request accepted to 8080, response rejected to 59003—matches a missing outbound ephemeral-range allow on the subnet’s NACL. Therefore, the cause is the subnet NACL, not security groups or on-premises ACLs. The remediation is to add an outbound ALLOW rule on the NACL for the appropriate ephemeral TCP port range back to the on-premises CIDR (and the corresponding inbound rule if asymmetric).

References (AWS CloudOps documents / Study Guide):

• AWS Certified CloudOps Engineer – Associate (SOA-C03) Exam Guide – Networking and Content Delivery

• Amazon VPC – Network ACLs (stateless behavior and rule requirements)

• Amazon VPC – Security Groups (stateful return traffic)

• VPC Flow Logs – Record fields, ACCEPT/REJECT analysis

Per the AWS Cloud Operations and Security Automation documentation, Security Hub integrates with Amazon EventBridge to publish findings in real time. These events can trigger automated responses using AWS Lambda functions or AWS Systems Manager Automation runbooks.

In this scenario, the correct CloudOps approach is to configure the existing EventBridge rule to invoke a Lambda function that inspects the event payload, identifies the affected security group, and removes the offending inbound rule (e.g., port 21 open to 0.0.0.0/0).

This event-driven remediation provides continuous compliance and eliminates manual intervention. Cron jobs (Options B and C) contradict event-driven design and add operational overhead. Stopping instances (Option A) doesn’t address the root cause — the insecure security group.

Thus, Option D aligns with AWS best practices for automated security remediation through EventBridge and Lambda.

According to the AWS Cloud Operations and Identity Management documentation, when configuring federation between IAM Identity Center (formerly AWS SSO) and an external SAML 2.0 identity provider, two key prerequisites are required:

The IAM Identity Center SAML metadata file — This is uploaded to the external IdP to establish trust, define SAML endpoints, and enable identity federation.

The IdP metadata (including the public X.509 certificate) — This information is imported into IAM Identity Center to validate authentication assertions and encryption signatures.

IAM Identity Center and the IdP exchange this metadata to mutually establish secure, bidirectional federation.

Network-level details such as IP addresses (Option C) are unnecessary. Root access (Option D) or permissions to member accounts (Option E) are not required; only Control Tower or IAM administrative permissions in the management account are needed for setup.

Thus, the correct answer is A and B — the SAML metadata from both sides is required for federation.

The Storage Gateway service enables hybrid cloud backup by presenting local block storage that synchronizes with AWS cloud storage. For scenarios where all data must remain available locally while still backed up to AWS, the correct mode is gateway-stored volumes.

AWS documentation defines:

“Use stored volumes if you want to keep all your data locally while asynchronously backing up point-in-time snapshots to Amazon S3 for durable storage.”

These volumes expose an iSCSI interface compatible with POSIX file systems, allowing direct use by on-premises backup software.

Gateway-cached volumes (Option C) store primary data in AWS with limited local cache, violating the “all data must be available locally” requirement. Options A and B are object-based storage solutions, not compatible with POSIX or block-based backup applications.

Therefore, Option D fully satisfies CloudOps reliability and continuity best practices by ensuring local availability, cloud durability, and POSIX compatibility for backups.

References (AWS CloudOps Documents / Study Guide):

• AWS Certified CloudOps Engineer – Associate (SOA-C03) Exam Guide – Domain 2: Reliability and Business Continuity

• AWS Storage Gateway User Guide – Stored Volumes Overview

• AWS Well-Architected Framework – Reliability Pillar

• AWS Hybrid Cloud Storage Best Practices

According to AWS Cloud Operations and VPC Networking documentation, when VPCs are peered, security groups can reference peer account security groups directly to restrict traffic between them.

This feature allows specifying the security group ID (sg-1234abcd) from the source account (111122223333) in the target database’s security group inbound rule. AWS automatically validates that the VPCs are connected through an existing VPC peering connection and that mutual permissions are properly configured.

You do not prefix the security group ID with the account or peering connection (Options A and B), and using the destination account ID (Option D) is incorrect because it represents the database side, not the source.

Hence, the correct configuration is Option C, which references the application servers’ security group directly for precise, least-privilege access control.

The combination of geoproximity routing and DNS failover health checks provides global low-latency routing with high availability.

Geoproximity routing in Route 53 routes users to the AWS Region closest to their geographic location, optimizing latency. For automatic failover, Route 53 health checks can monitor CloudWatch alarms tied to the health of the ALB in each Region. When a Region becomes unhealthy, Route 53 reroutes traffic to the next available Region automatically.

AWS documentation states:

“Use geoproximity routing to direct users to resources based on geographic location, and configure health checks to provide DNS failover for high availability.”

Option B incorrectly monitors EC2 instances directly, which is not efficient at scale. Option C uses private IPs, which cannot be globally health-checked. Option E (simple routing) does not support geographic or failover routing. Hence, A and D together meet both the proximity and failover requirements.

References (AWS CloudOps Documents / Study Guide):

• AWS Certified CloudOps Engineer – Associate (SOA-C03) Exam Guide – Domain 5: Networking and Content Delivery

• Amazon Route 53 Developer Guide – Geoproximity Routing and DNS Failover

• AWS Well-Architected Framework – Reliability Pillar

• Amazon CloudWatch Alarms – Integration with Route 53 Health Checks

As per AWS Cloud Operations, Bedrock, and Governance documentation, AWS CloudTrail is the authoritative service for capturing API activity and audit trails across AWS accounts. For Amazon Bedrock, CloudTrail records all user-initiated API calls, including interactions with agents, knowledge bases, and generative AI model parameters.

Using CloudTrail Lake, organizations can store, query, and analyze CloudTrail events directly without needing to export data. CloudTrail Lake supports SQL-like queries for generating audit and compliance reports, enabling the company to retrieve information such as user identity, API usage, timestamp, model or agent ID, and invocation parameters.

In contrast, CloudWatch focuses on operational metrics and log streaming, not API-level identity data. OpenSearch or Flink would add unnecessary complexity and cost for this use case.

Thus, the AWS-recommended CloudOps best practice is to leverage CloudTrail with CloudTrail Lake to maintain auditable, queryable API activity for Bedrock workloads, fulfilling governance and compliance requirements.

When an Amazon EBS volume is resized, the new storage capacity is immediately available to the attached EC2 instance. However, EBS does not automatically extend the file system. The CloudOps engineer must manually extend the file system within the operating system to utilize the additional space.

AWS documentation for EC2 and EBS specifies:

“After you increase the size of an EBS volume, use file system–specific tools to extend the file system so that the operating system can use the new storage capacity.”

On Windows instances, this can be achieved through Disk Management or diskpart commands. On Linux systems, utilities such as growpart and resize2fs are used.

Options B and C do not modify file system metadata and are ineffective. Option D unnecessarily replaces the volume, which adds risk and downtime. Thus, Option A aligns with the Monitoring and Performance Optimization practices of AWS CloudOps by properly extending the file system to recognize the new capacity.

References (AWS CloudOps Documents / Study Guide):

• AWS Certified CloudOps Engineer – Associate (SOA-C03) Exam Guide – Domain 1

• Amazon EBS – Modifying EBS Volumes

• Amazon EC2 User Guide – Extending a File System After Resizing a Volume

• AWS Well-Architected Framework – Performance Efficiency Pillar

Tagging is essential for governance, cost management, and automation in CloudOps operations. The AWS Organizations tag policies feature allows centralized definition and enforcement of required tag keys and accepted values across all accounts in an organization. According to the AWS CloudOps study guide under Deployment, Provisioning, and Automation, tag policies enable automatic validation of tags, ensuring consistency with minimal manual overhead.

Once tagging consistency is enforced, enabling cost allocation tags in the AWS Billing and Cost Management console allows accurate cost distribution per business unit. AWS documentation states:

“Use AWS Organizations tag policies to standardize tags across accounts. You can activate cost allocation tags in the Billing console to track and allocate costs.”

Option B introduces unnecessary complexity with Lambda automation. Option C detects but does not enforce tagging. Option D limits flexibility to Service Catalog resources only. Therefore, Option A provides a centrally managed, automated, and low-overhead solution that meets CloudOps tagging and cost-tracking requirements.

References (AWS CloudOps Documents / Study Guide):

• AWS Certified CloudOps Engineer – Associate (SOA-C03) Exam Guide – Domain 3: Deployment, Provisioning and Automation

• AWS Organizations – Tag Policies

• AWS Billing and Cost Management – Cost Allocation Tags

• AWS Well-Architected Framework – Operational Excellence and Cost Optimization Pillars

The AWS Cloud Operations and Monitoring documentation specifies that the Amazon CloudWatch Agent is the recommended tool for collecting system and application logs from EC2 instances. The agent pushes these logs into a centralized CloudWatch Logs group, providing durable storage and real-time monitoring.

Once the logs are centralized, a CloudWatch Metric Filter can be configured to search for specific error keywords (for example, “ERROR” or “FAILURE”). This filter transforms matching log entries into custom metrics. From there, a CloudWatch Alarm can monitor the metric threshold and publish notifications to an Amazon SNS topic, which can send email or SMS alerts to subscribed recipients.

This combination provides a fully automated, managed, and serverless solution for log aggregation and error alerting. It eliminates the need for manual cron jobs (Option B), custom scripts (Option D), or Lambda-based log streaming (Option C).