Databricks-Certified-Data-Engineer-Associate Databricks Certified Data Engineer Associate Exam Questions and Answers

The SQL keyword that can be used to convert a table from a long format to a wide format is PIVOT. The PIVOT clause is used to rotate the rows of a table into columns of a new table1. The PIVOT clause can aggregate the values of a column based on the distinct values of another column, and use those values as the column names of the new table1. The PIVOT clause can be useful for transforming data from a long format, where each row represents an observation with multiple attributes, to a wide format, where each row represents an observation with a single attribute and multiple values2. For example, the PIVOT clause can be used to convert a table that contains the sales of different products by different regions into a table that contains the sales of each product by each region as separate columns1.

The other options are not suitable for converting a table from a long format to a wide format. CONVERT is a function that can be used to change the data type of an expression3. WHERE is a clause that can be used to filter the rows of a table based on a condition4. TRANSFORM is a keyword that can be used to apply a user-defined function to a group of rows in a table5. SUM is a function that can be used to calculate the total of a numeric column.

The workspace administrator is the only individual who can transfer ownership of the Delta tables in Data Explorer, assuming the original data engineer no longer has access. The workspace administrator has the highest level of permissions in the workspace and can manage all resources, users, and groups. The other options are either not possible or not sufficient to perform the ownership transfer. The Databricks account representative is not involved in the workspace management. The transfer is possible and not dependent on the original data engineer. The new lead data engineer may not have the necessary permissions to access or modify the Delta tables, unless granted by the workspace administrator or the original data engineer before leaving. References: Workspace access control, Manage Unity Catalog object ownership.

In Delta Live Tables (DLT), when configured to run in Continuous Pipeline Mode, particularly in a production environment, the system is designed to continuously process and update data as it becomes available. This mode keeps the compute resources active to handle ongoing data processing and automatically updates all datasets defined in the pipeline at predefined intervals. Once the pipeline is manually stopped, the compute resources are terminated to conserve resources and reduce costs. This mode is suitable for production environments where datasets need to be kept up-to-date with the latest data.

 Option E is the correct answer because it is the only mandatory requirement when creating a new Delta Live Tables pipeline. A pipeline is a data processing workflow that contains materialized views and streaming tables declared in Python or SQL source files. Delta Live Tables infers the dependencies between these tables and ensures updates occur in the correct order. To create a pipeline, you need to specify at least one notebook library to be executed, which contains the Delta Live Tables syntax. You can also specify multiple libraries of different languages within your pipeline. The other options are optional or not applicable for creating a pipeline. Option A is not required, but you can optionally provide a key-value pair configuration to customize the pipeline settings, such as the storage location, the target schema, the notifications, and the pipeline mode. Option B is not applicable, as the DBU/hour cost is determined by the cluster configuration, not the pipeline creation. Option C is not required, but you can optionally specify a storage location for the output data from the pipeline. If you leave it empty, the system uses a default location. Option D is not required, but you can optionally specify a location of a target database for the written data, either in the Hive metastore or the Unity Catalog.

Auto Loader provides a Structured Streaming source called cloudFiles that can process new data files as they arrive in cloud storage without any additional setup. Auto Loader uses a scalable key-value store to track ingestion progress and ensure exactly-once semantics. Auto Loader can ingest various file formats and load them into Delta Lake tables. Auto Loader is recommended for incremental data ingestion with Delta Live Tables, which extends the functionality of Structured Streaming and allows you to write declarative Python or SQL code to deploy a production-quality data pipeline. References: What is Auto Loader?, What is Auto Loader? | Databricks on AWS, Solved: How does Auto Loader ingest data? - Databricks - 5629

 To return the number of null values in the member_id column, the best option is to use the count_if function, which counts the number of rows that satisfy a given condition. In this case, the condition is that the member_id column is null. The other options are either incorrect or not supported by Spark SQL. Option A will return the number of non-null values in the member_id column. Option B will not work because there is no count_null function in Spark SQL. Option D will not work because there is no null function in Spark SQL. Option E will not work because there is no count_null function in Spark SQL. References:

Built-in Functions - Spark SQL, Built-in Functions

count_if - Spark SQL, Built-in Functions

A Gold table is a table that contains highly refined and aggregated data that powers analytics, machine learning, and production applications. It represents data that has been transformed into knowledge, rather than just information. A Gold table is typically the final output of a medallion lakehouse architecture, where data flows from Bronze to Silver to Gold tables, with each layer improving the structure and quality of data. A job that queries aggregated data designed to feed into a dashboard is an example of a data workload that will utilize a Gold table as its source, as it requires data that is ready for consumption and analysis. The other options are either data workloads that will use a Bronze or Silver table as their source, or data workloads that will produce a Gold table as their output. References: Databricks Documentation - What is the medallion lakehouse architecture?, Databricks Documentation - What is a Medallion Architecture?, K21Academy - Delta Lake Architecture & Azure Databricks Workspace.

When migrating to Delta Live Tables (DLT) with a data pipeline that involves different programming languages across various data layers, the migration does not require unifying the pipeline into a single language. Delta Live Tables support multi-language pipelines, allowing data engineers and data analysts to work in their preferred languages, such as Python for data engineering tasks (raw, bronze, and silver layers) and SQL for data analytics tasks (gold layer). This capability is particularly beneficial in collaborative settings and leverages the strengths of each language for different stages of data processing.

Structured Streaming uses checkpointing and write-ahead logs to record the offset range of the data being processed in each trigger. This ensures that the engine can reliably track the exact progress of the processing and handle any kind of failure by restarting and/or reprocessing. Checkpointing is the mechanism of saving the state of a streaming query to fault-tolerant storage (such as HDFS) so that it can be recovered after a failure. Write-ahead logs are files that record the offset range of the data being processed in each trigger and are written to the checkpoint location before the processing starts. These logs are used to recover the query state and resume processing from the last processed offset range in case of a failure. References: Structured Streaming Programming Guide, Fault Tolerance Semantics

A data lakehouse is a data management architecture that combines the flexibility, cost-efficiency, and scale of data lakes with the data management and ACID transactions of data warehouses, enabling business intelligence (BI) and machine learning (ML) on all data12. One of the key features of a data lakehouse is that it supports ACID-compliant transactions, which means that it ensures data integrity, consistency, and isolation across concurrent read and write operations3. This feature results in improved data quality over a traditional data lake, which does not support transactions and may suffer from data corruption, duplication, or inconsistency due to concurrent or streaming data ingestion and processing . References: 1: What is a Data Lakehouse? - Databricks 2: What is a Data Lakehouse? Definition, features & benefits. - Qlik 3: ACID Transactions - Databricks : [Data Lake vs Data Warehouse: Key Differences] : [Data Lakehouse: The Future of Data Engineering]

JSON data is a text-based format that represents data as a collection of name-value pairs. By default, when Auto Loader infers the schema of JSON data, it treats all columns as strings. This is because JSON data can have varying data types for the same column across different files or records, and Auto Loader does not attempt to reconcile these differences. For example, a column named “age” may have integer values in some files, but string values in others. To avoid data loss or errors, Auto Loader infers the column as a string type. However, Auto Loader also provides an option to infer more precise column types based on the sample data. This option is called cloudFiles.inferColumnTypes and it can be set to true or false. When set to true, Auto Loader tries to infer the exact data types of the columns, such as integers, floats, booleans, or nested structures. When set to false, Auto Loader infers all columns as strings. The default value of this option is false. References: Configure schema inference and evolution in Auto Loader, Schema inference with auto loader (non-DLT and DLT), Using and Abusing Auto Loader’s Inferred Schema, Explicit path to data or a defined schema required for Auto loader.

The correct command to create a new table that contains all records from two tables without duplicate records is to use the UNION operator. The UNION operator combines the results of two queries and removes any duplicate rows. The INNER JOIN, OUTER JOIN, and MERGE operators do not remove duplicate rows, and the INTERSECT operator only returns the rows that are common to both tables. Therefore, option B is the only correct answer. References: Databricks SQL Reference - UNION, Databricks SQL Reference - JOIN, Databricks SQL Reference - MERGE, [Databricks SQL Reference - INTERSECT]

Cron syntax is a tool that can be used to represent and submit a complex run schedule programmatically. Cron syntax is a string of six fields that specify the frequency, date, and time of a job run. For example, the cron expression 0 0 12 * * ? means run the job at 12:00 PM every day. The data engineer can use the Databricks REST API to create or update a job with a cron schedule. The data engineer can also use the Databricks CLI to create or update a job with a cron schedule by using a JSON file that contains the cron expression. The other tools are either invalid or not suitable for representing and submitting a complex run schedule programmatically. References: Schedule a job, Jobs API, Databricks CLI, Cron expressions

One of the features of DLT is that it provides data quality metrics for each dataset in the pipeline, such as the number of records that pass or fail expectations, the number of records that are dropped, and the number of records that are written to the target. These metrics can be accessed from the DLT pipeline page, where the data engineer can click on each table and view the data quality statistics for the latest update or any previous update. This way, they can identify which table is dropping the records and why. References:

Monitor Delta Live Tables pipelines

Manage data quality with Delta Live Tables

he approach that can be used to identify the owner of new_table is to review the Owner field in the table’s page in Data Explorer. Data Explorer is a web-based interface that allows users to browse, create, and manage data objects such as tables, views, and functions in Databricks1. The table’s page in Data Explorer provides various information about the table, such as its schema, partitions, statistics, history, and permissions2. The Owner field shows the name and email address of the user who created or owns the table3. The data engineer can use this information to contact the table owner and request for permission to access the table.

The other options are not correct or reliable for identifying the owner of new_table. Reviewing the Permissions tab in the table’s page in Data Explorer can show the users and groups who have access to the table, but not necessarily the owner4. Reviewing the Owner field in the table’s page in the cloud storage solution can be misleading, as the owner of the data files may not be the same as the owner of the table5. There is a way to identify the owner of the table, as explained above, so option E is false.

A webhook alert destination is a notification destination that allows Databricks to send HTTP POST requests to a third-party endpoint when an alert is triggered. This enables the data engineer to integrate Databricks alerts with their preferred messaging or collaboration platform, such as Slack, Microsoft Teams, or PagerDuty. To set up a webhook alert destination, the data engineer needs to create and configure a webhook connector in their messaging platform, and then add the webhook URL to the Databricks notification destination. After that, the data engineer can create an alert for their Databricks SQL query, and select the webhook alert destination as the notification destination. The alert can be configured with a custom condition, such as when the number of stores with $0 in sales is greater than zero, and a custom message template, such as “Alert: {number_of_stores} stores have $0 in sales”. The alert can also be configured with a recurrence interval, such as every hour, to check the query result periodically. When the alert condition is met, the data engineer and their team will receive a notification via the messaging webhook, with the custom message and a link to the Databricks SQL query. The other options are either not suitable for sending notifications via a messaging webhook (A, B, E), or not suitable for sending recurring notifications ©. References: Databricks Documentation - Manage notification destinations, Databricks Documentation - Create alerts for Databricks SQL queries, Databricks Documentation - Configure alert conditions and messages.

The query performing a streaming hop from raw data to a Bronze table is identified by using the Spark streaming read capability and then writing to a Bronze table. Let's analyze the options:

Option A: Utilizes .writeStream but performs a complete aggregation which is more characteristic of a roll-up into a summarized table rather than a hop into a Bronze table.

Option B: Also uses .writeStream but calculates an average, which again does not typically represent the raw to Bronze transformation, which usually involves minimal transformations.

Option C: This uses a basic .write with .mode("append") which is not a streaming operation, and hence not suitable for real-time streaming data transformation to a Bronze table.

Option D: It employs spark.readStream.load() to ingest raw data as a stream and then writes it out with .writeStream, which is a typical pattern for streaming data into a Bronze table where raw data is captured in real-time and minimal transformation is applied. This approach aligns with the concept of a Bronze table in a modern data architecture, where raw data is ingested continuously and stored in a more accessible format.

The reason why all of the data files and metadata files were deleted from the file system after dropping the table is that the table was managed. A managed table is a table that is created and managed by Spark SQL. It stores both the data and the metadata in the default location specified by the spark.sql.warehouse.dir configuration property. When a managed table is dropped, both the data and the metadata are deleted from the file system.

Option B is not correct, as the size of the table’s data does not affect the behavior of dropping the table. Whether the table’s data is smaller or larger than 10 GB, the data files and metadata files will be deleted if the table is managed, and will be preserved if the table is external.

Option C is not correct, for the same reason as option B.

Option D is not correct, as an external table is a table that is created and managed by the user. It stores the data in a user-specified location, and only stores the metadata in the Spark SQL catalog. When an external table is dropped, only the metadata is deleted from the catalog, but the data files are preserved in the file system.

Option E is not correct, as a table must have a location to store the data. If the location is not specified by the user, it will use the default location for managed tables. Therefore, a table without a location is a managed table, and dropping it will delete both the data and the metadata.

 Data Explorer is a graphical interface that allows you to browse, create, and manage data objects such as databases, tables, and views in your workspace. You can also review and modify the permissions on these data objects using Data Explorer. To access Data Explorer, you can click on the Data icon in the sidebar, or use the %sql magic command in a notebook. You can then select a database and a table, and click on the Permissions tab to view and edit the access control lists (ACLs) for the table. You can also use SQL commands such as SHOW GRANT and GRANT to query and modify the permissions on a Delta table. References:

Data Explorer

Access control for Delta tables

SHOW GRANT

[GRANT]

https://www.w3schools.com/python/python_functions.asp

https://www.geeksforgeeks.org/python-functions/

 To grant full permissions on a table to a user or a group, you can use the GRANT ALL PRIVILEGES ON TABLE statement. This statement will grant all the possible privileges on the table, such as SELECT, CREATE, MODIFY, DROP, ALTER, etc. Option A is the only code block that follows this syntax correctly. Option B is incorrect, as it does not grant all the possible privileges on the table, but only a subset of them. Option C is incorrect, as it only grants the SELECT privilege on the table, which is not enough to fully manage the project. Option D is incorrect, as it grants the USAGE privilege on the table, which is not a valid privilege for tables. Option E is incorrect, as it grants all the privileges on the table team to the user or group sales, which is the opposite of what the question asks. References: Grant privileges on a table using SQL | Databricks on AWS, Grant privileges on a table using SQL - Azure Databricks, SQL Privileges - Databricks

The scenario in which a data engineer will want to use a single-node cluster is when they are working interactively with a small amount of data. A single-node cluster is a cluster consisting of an Apache Spark driver and no Spark workers1. A single-node cluster supports Spark jobs and all Spark data sources, including Delta Lake1. A single-node cluster is helpful for single-node machine learning workloads that use Spark to load and save data, and for lightweight exploratory data analysis1. A single-node cluster can run Spark locally, spawn one executor thread per logical core in the cluster, and save all log output in the driver log1. A single-node cluster can be created by selecting the Single Node button when configuring a cluster1.

The other options are not suitable for using a single-node cluster. When running automated reports to be refreshed as quickly as possible, a data engineer will want to use a multi-node cluster that can scale up and down automatically based on the workload demand2. When working with SQL within Databricks SQL, a data engineer will want to use a SQL Endpoint that can execute SQL queries on a serverless pool or an existing cluster3. When concerned about the ability to automatically scale with larger data, a data engineer will want to use a multi-node cluster that can leverage the Databricks Lakehouse Platform and the Delta Engine to handle large-scale data processing efficiently and reliably4. When manually running reports with a large amount of data, a data engineer will want to use a multi-node cluster that can distribute the computation across multiple workers and leverage the Spark UI to monitor the performance and troubleshoot the issues.

Auto Loader is a Structured Streaming source that incrementally and efficiently processes new data files as they arrive in cloud storage. It supports both Python and SQL in Delta Live Tables, which are ideal for building streaming data pipelines. Auto Loader can handle near real-time ingestion of millions of files per hour and provide exactly-once guarantees when writing data into Delta Lake. Auto Loader is not designed for dashboard, machine learning, serverless, or batch workloads, which have different requirements and characteristics. References: What is Auto Loader?, Delta Live Tables

Delta Lake is the optimized storage layer that provides the foundation for storing data and tables in the Databricks lakehouse. Delta Lake is open source software that extends Parquet data files with a file-based transaction log for ACID transactions and scalable metadata handling1. Delta Lake stores its data and metadata in a collection of files in a directory on a cloud storage system, such as AWS S3 or Azure Data Lake Storage2. Each Delta table has a transaction log that records the history of operations performed on the table, such as insert, update, delete, merge, etc. The transaction log also stores the schema and partitioning information of the table2. The transaction log enables Delta Lake to provide ACID guarantees, time travel, schema enforcement, and other features1. References:

What is Delta Lake? | Databricks on AWS

Quickstart — Delta Lake Documentation

The STREAM function is used to process data from a streaming live table or view, which is a table or view that contains data that has been added only since the last pipeline update. Streaming live tables and views are stateful, meaning that they retain the state of the previous pipeline run and only process new data based on the current query. This is useful for incremental processing of streaming or batch data sources. The customers table in the query is a streaming live table, which means that it contains the latest data from the source. The STREAM function enables the query to read the data from the customers table incrementally and create another streaming live table named loyal_customers, which contains the customer IDs of the customers with high loyalty level. References: Difference between LIVE TABLE and STREAMING LIVE TABLE, CREATE STREAMING TABLE, Load data using streaming tables in Databricks SQL.

The processingTime option specifies a time-based trigger interval for fixed interval micro-batches. This means that the query will execute a micro-batch to process data every 5 seconds, regardless of how much data is available. This option is suitable for near-real time processing workloads that require low latency and consistent processing frequency. The other options are either invalid syntax (A, C), default behavior (B), or experimental feature (E). References: Databricks Documentation - Configure Structured Streaming trigger intervals, Databricks Documentation - Trigger.