SPLK-2002 Splunk Enterprise Certified Architect Questions and Answers

The following logs are included in the _introspection index, which contains data that the Splunk Enterprise deployment logs for platform instrumentation:

disk_objects.log. This log contains information about the disk objects that Splunk creates and manages, such as buckets, indexes, and files. This log can help monitor the disk space usage and the bucket lifecycle.

resource_usage.log. This log contains information about the resource usage of Splunk processes, such as CPU, memory, disk, and network. This log can help monitor the Splunk performance and identify any resource bottlenecks. The following logs are not included in the _introspection index, but rather in the _internal index, which contains data that Splunk generates for internal logging:

audit.log. This log contains information about the audit events that Splunk records, such as user actions, configuration changes, and search activity. This log can help audit the Splunk operations and security.

metrics.log. This log contains information about the performance metrics that Splunk collects, such as data throughput, data latency, search concurrency, and search duration. This log can help measure the Splunk performance and efficiency. For more information, see About Splunk Enterprise logging and [About the _introspection index] in the Splunk documentation.

 The logical first step when starting a deployment plan is to collect the initial requirements for the deployment from all stakeholders. This includes identifying the business objectives, the data sources, the use cases, the security and compliance needs, the scalability and availability expectations, and the budget and timeline constraints. Collecting the initial requirements helps to define the scope and the goals of the deployment, and to align the expectations of all the parties involved.

Inventorying the currently deployed logging infrastructure, determining what apps and use cases will be implemented, and gathering statistics on the expected adoption of Splunk for sizing are all important steps in the deployment planning process, but they are not the logical first step. These steps can be done after collecting the initial requirements, as they depend on the information gathered from the stakeholders.

According to the Splunk blog1, the Universal Forwarder is ideal for collecting data from high-velocity data sources, such as a syslog server, due to its smaller footprint and faster performance. The Universal Forwarder performs minimal processing and sends raw or unparsed data to the indexers, reducing the network traffic and the load on the forwarders. The other options are false because:

When most of the data requires masking, a Heavy Forwarder is needed, as it can perform advanced filtering and data transformation before forwarding the data2.

When data comes directly from a database server, a Heavy Forwarder is needed, as it can run modular inputs such as DB Connect to collect data from various databases2.

When a modular input is needed, a Heavy Forwarder is needed, as the Universal Forwarder does not include a bundled version of Python, which is required for most modular inputs2.

When building a deployment plan, the architect should perform the following tasks:

Use case checklist. A use case checklist is a document that lists the use cases that the deployment will support, along with the data sources, the data volume, the data retention, the data model, the dashboards, the reports, the alerts, and the roles and permissions for each use case. A use case checklist helps to define the scope and the functionality of the deployment, and to identify the dependencies and the requirements for each use case1

Inventory data sources. An inventory of data sources is a document that lists the data sources that the deployment will ingest, along with the data type, the data format, the data location, the data collection method, the data volume, the data frequency, and the data owner for each data source. An inventory of data sources helps to determine the data ingestion strategy, the data parsing and enrichment, the data storage and retention, and the data security and compliance for the deployment1

Review network topology. A review of network topology is a process that examines the network infrastructure and the network connectivity of the deployment, along with the network bandwidth, the network latency, the network security, and the network monitoring for the deployment. A review of network topology helps to optimize the network performance and reliability, and to identify the network risks and mitigations for the deployment1

Installing Splunk apps is not a task that the architect should perform when building a deployment plan, as it is a task that the administrator should perform when implementing the deployment plan. Installing Splunk apps is a technical activity that requires access to the Splunk instances and the Splunk configurations, which are not available at the planning stage

The splunk edit licenser-localslave command is used to convert a Splunk instance to a license slave. This command will configure the Splunk instance to contact a license master and receive a license from it. This command should be used when the Splunk instance is part of a distributed deployment and needs to share a license pool with other instances. The splunk add licenses command is used to add a license to a Splunk instance, not to convert it to a license slave. The splunk list licenser-slaves command is used to list the license slaves that are connected to a license master, not to convert a Splunk instance to a license slave. The splunk list licenser-localslave command is used to list the license master that a license slave is connected to, not to convert a Splunk instance to a license slave. For more information, see Configure license slaves in the Splunk documentation.

Splunk’s KV Store management documentation specifies that when converting a static CSV lookup to a KV Store lookup, the lookup data is stored in a MongoDB-based collection defined in collections.conf. To ensure that the KV Store lookup is replicated and available across all search head cluster members, administrators must include the attribute replicate=true within the collections.conf file.

This configuration instructs Splunk to replicate the KV Store collection’s data to all members in the Search Head Cluster (SHC), enabling consistent access and reliability across the cluster. Without this attribute, the KV Store collection would remain local to a single search head, making it unavailable for automatic lookups performed by other members.

Here’s an example configuration snippet from collections.conf:

[customer_lookup]

replicate = true

field.name = string

field.age = number

The attribute repFactor=true (mentioned in Options A and D) is unrelated to KV Store behavior—it applies to index replication, not KV Store replication. Similarly, replicate=true in lookups.conf (Option B) has no effect, as KV Store replication is controlled exclusively via collections.conf.

Once properly configured, the lookup can be defined in transforms.conf and referenced in props.conf for automatic lookup functionality.

References (Splunk Enterprise Documentation):

• KV Store Collections and Configuration – collections.conf Reference

• Managing KV Store Data in Search Head Clusters

• Automatic Lookup Configuration Using KV Store

• Splunk Enterprise Admin Manual – Distributed KV Store Replication Settings

In the context of splunkd.log events written to the _internal index, the field that identifies the specific log channel is the "channel" field. This information is confirmed by the Splunk Common Information Model (CIM) documentation, where "channel" is listed as a field name associated with Splunk Audit Logs​​.

According to the Splunk blog1, the best method for sizing or scaling a search head cluster is to estimate the maximum concurrent number of searches and divide by the number of CPU cores per search head. This gives you an idea of how many search heads you need to handle the peak search load without overloading the CPU resources. The other options are false because:

Estimating the maximum daily ingest volume in gigabytes and dividing by the number of CPU cores per search head is not a good method for sizing or scaling a search head cluster, as it does not account for the complexity and frequency of the searches. The ingest volume is more relevant for sizing or scaling the indexers, not the search heads2.

Estimating the total number of searches per day and dividing by the number of CPU cores available on the search heads is not a good method for sizing or scaling a search head cluster, as it does not account for the concurrency and duration of the searches. The total number of searches per day is an average metric that does not reflect the peak search load or the search performance2.

Dividing the number of indexers by three to achieve the correct number of search heads is not a good method for sizing or scaling a search head cluster, as it does not account for the search load or the search head capacity. The number of indexers is not directly proportional to the number of search heads, as different types of data and searches may require different amounts of resources2.

This is the fall-back method for Splunk if .delta replication fails during knowledge bundle replication. Knowledge bundle replication is the process of distributing the knowledge objects, such as lookups, macros, and field extractions, from the search head cluster to the indexer cluster1. Splunk uses two methods of knowledge bundle replication: .delta replication and .bundle replication1. .Delta replication is the default and preferred method, as it only replicates the changes or updates to the knowledge objects, which reduces the network traffic and disk space usage1. However, if .delta replication fails for some reason, such as corrupted files or network errors, Splunk automatically switches to .bundle replication, which replicates the entire knowledge bundle, regardless of the changes or updates1. This ensures that the knowledge objects are always synchronized between the search head cluster and the indexer cluster, but it also consumes more network bandwidth and disk space1. The other options are not valid fall-back methods for Splunk. Option A, restarting splunkd, is not a method of knowledge bundle replication, but a way to restart the Splunk daemon on a node2. This may or may not fix the .delta replication failure, but it does not guarantee the synchronization of the knowledge objects. Option B, .delta replication, is not a fall-back method, but the primary method of knowledge bundle replication, which is assumed to have failed in the question1. Option D, restarting mongod, is not a method of knowledge bundle replication, but a way to restart the MongoDB daemon on a node3. This is not related to the knowledge bundle replication, but to the KV store replication, which is a different process3. Therefore, option C is the correct answer, and options A, B, and D are incorrect.

1: How knowledge bundle replication works 2: Start and stop Splunk Enterprise 3: Restart the KV store

A monitored log file is changing on the forwarder, but Splunk searches are not finding any new data that has been added. This could be caused by two possible reasons: B. An admin has removed the Splunk fishbucket on the forwarder. C. The last 256 bytes of the monitored file are not changing. Option B is correct because the Splunk fishbucket is a directory that stores information about the files that have been monitored by Splunk, such as the file name, size, modification time, and CRC checksum. If an admin removes the fishbucket, Splunk will lose track of the files that have been previously indexed and will not index any new data from those files. Option C is correct because Splunk uses the CRC checksum of the last 256 bytes of a monitored file to determine if the file has changed since the last time it was read. If the last 256 bytes of the file are not changing, Splunk will assume that the file is unchanged and will not index any new data from it. Option A is incorrect because running the splunk clean eventdata -index  command on the indexer will delete all the data from the specified index, but it will not affect the forwarder’s ability to send new data to the indexer. Option D is incorrect because Splunk does not use the first 256 bytes of a monitored file to determine if the file has changed12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Data/Monitorfilesanddirectories 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Troubleshooting/Didyouloseyourfishbucket

Comprehensive and Detailed Explanation (From Splunk Enterprise Documentation)Splunk’s documentation on summary indexing and data-model acceleration clarifies that summary data is stored as additional indexed data on the indexers. Summary indexing produces new events—aggregations, rollups, scheduled search outputs—and stores them in summary indexes. Splunk explains that these summaries accumulate over time and require additional bucket storage, retention considerations, and sizing adjustments.

The documentation for accelerated data models further confirms that acceleration summaries are stored alongside raw data on indexers, increasing disk usage proportional to the acceleration workload. This makes summary indexing the only listed feature that strictly increases indexer storage demand.

In contrast, Search Head Clustering replicates configuration and knowledge objects across search heads—not on indexers. Indexer Discovery affects forwarder behavior, not storage. Indexer Acknowledgement controls data-delivery guarantees but does not create extra indexed content.

Therefore, only Index Summarization (summary indexing) directly increases indexer storage requirements.

 Changing the limits.conf value for max_searches_per_cpu to a higher value is the best option to increase scheduled search capacity on the search head cluster when a large number of searches are skipped across time. This value determines how many concurrent scheduled searches can run on each CPU core of the search head. Increasing this value will allow more scheduled searches to run at the same time, which will reduce the number of skipped searches. Creating a job server on the cluster, running the server.conf captain_is_adhoc_searchhead = true command, or adding another search head to the cluster are not the best options to increase scheduled search capacity on the search head cluster. For more information, see [Configure limits.conf] in the Splunk documentation.

The default interval at which metrics.log generates a periodic report regarding license utilization is 60 seconds. This report contains information about the license usage and quota for each Splunk instance, as well as the license pool and stack. The report is generated every 60 seconds by default, but this interval can be changed by modifying the license_usage stanza in the metrics.conf file. The other intervals (10 seconds, 30 seconds, and 300 seconds) are not the default values, but they can be set by the administrator if needed. For more information, see About metrics.log and Configure metrics.log in the Splunk documentation.

The KV store forms its own cluster within a SHC. The maximum number of SHC members KV store will form is 50. The KV store cluster is a subset of the SHC members that are responsible for replicating and storing the KV store data. The KV store cluster can have up to 50 members, but only 20 of them can be active at any given time. The other members are standby members that can take over if an active member fails. The KV store cluster cannot have more than 50 members, nor can it have an unlimited number of members. The KV store cluster cannot have 25 or 100 members, because these numbers are not multiples of 5, which is the minimum replication factor for the KV store cluster

According to the Splunk documentation1, in a search head cluster, the KV Store Primary is the same node as the search head cluster captain. The KV Store Primary is responsible for coordinating the replication of KV Store data across the cluster members. When any node receives a write request, the KV Store delegates the write to the KV Store Primary. The KV Store keeps the reads local, however. This ensures that the KV Store data is consistent and available across the cluster.

Setting site=site0 on all Search Head Cluster members disables search site affinity. Search site affinity is a feature that allows search heads to preferentially search the peer nodes that are in the same site as the search head, to reduce network latency and bandwidth consumption. By setting site=site0, which is a special value that indicates no site, the search heads will search all peer nodes regardless of their site. Setting site=site0 does not set all members to dynamic captaincy, enable multisite search artifact replication, or enable automatic search site affinity discovery. Dynamic captaincy is a feature that allows any member to become the captain, and it is enabled by default. Multisite search artifact replication is a feature that allows search artifacts to be replicated across sites, and it is enabled by setting site_replication_factor to a value greater than 1. Automatic search site affinity discovery is a feature that allows search heads to automatically determine their site based on the network latency to the peer nodes, and it is enabled by setting site=auto

Multiple search pipelines should be enabled only if CPU and memory resources are significantly under-utilized. Search pipelines are the processes that execute search commands and return results. Multiple search pipelines can improve the search performance by running concurrent searches in parallel. However, multiple search pipelines also consume more CPU and memory resources, which can affect the overall system performance. Therefore, multiple search pipelines should be enabled only if there are enough CPU and memory resources available, and if the system is not bottlenecked by disk I/O or network bandwidth. The number of concurrent users, the disk IOPS, and the Splunk Enterprise version are not relevant factors for enabling multiple search pipelines

 A collection is defined in the collections.conf file, which specifies the name, schema, and permissions of the collection. The kvstore.conf file is used to configure the KV store settings, such as the port, SSL, and replication factor. The other two files do not exist1

A lookup table is a file that contains a list of values that can be used to enrich or modify the data during search time1. Lookup tables can be stored in CSV files or in the KV Store1. Troubleshooting lookup tables involves identifying and resolving issues that prevent the lookup tables from being accessed, updated, or applied correctly by the Splunk searches. Some of the tools and methods that can help with troubleshooting lookup tables are:

web_access.log: This is a file that contains information about the HTTP requests and responses that occur between the Splunk web server and the clients2. This file can help troubleshoot issues related to lookup table permissions, availability, and errors, such as 404 Not Found, 403 Forbidden, or 500 Internal Server Error34.

btool output: This is a command-line tool that displays the effective configuration settings for a given Splunk component, such as inputs, outputs, indexes, props, and so on5. This tool can help troubleshoot issues related to lookup table definitions, locations, and precedence, as well as identify the source of a configuration setting6.

search.log: This is a file that contains detailed information about the execution of a search, such as the search pipeline, the search commands, the search results, the search errors, and the search performance. This file can help troubleshoot issues related to lookup table commands, arguments, fields, and outputs, such as lookup, inputlookup, outputlookup, lookup_editor, and so on .

Option B is the correct answer because web_access.log is the best place to start troubleshooting lookup table issues, as it can provide the most relevant and immediate information about the lookup table access and status. Option A is incorrect because btool output is not a log file, but a command-line tool. Option C is incorrect because health.log is a file that contains information about the health of the Splunk components, such as the indexer cluster, the search head cluster, the license master, and the deployment server. This file can help troubleshoot issues related to Splunk deployment health, but not necessarily related to lookup tables. Option D is incorrect because configuration_change.log is a file that contains information about the changes made to the Splunk configuration files, such as the user, the time, the file, and the action. This file can help troubleshoot issues related to Splunk configuration changes, but not necessarily related to lookup tables.

The captain is the search head cluster component that is responsible for pushing knowledge bundles to search peers, replicating configuration changes to search head cluster members, and scheduling jobs across the search head cluster. The captain is elected from among the search head cluster members and performs these tasks in addition to serving search requests. The master is the indexer cluster component that is responsible for managing the replication and availability of data across the peer nodes. The deployer is the standalone instance that is responsible for distributing apps and other configurations to the search head cluster members. The deployment server is the instance that is responsible for distributing apps and other configurations to the deployment clients, such as forwarders

Intermediate forwarders are forwarders that receive data from other forwarders and then send that data to indexers. They can be useful in some scenarios, such as when network bandwidth or security constraints prevent direct forwarding to indexers, or when data needs to be routed, cloned, or modified in transit. However, intermediate forwarders also introduce additional complexity and overhead to the data pipeline, which can affect the performance and reliability of data ingestion. Therefore, intermediate forwarders should be avoided when possible, and used only when there is a clear benefit or requirement for them. Some of the drawbacks of intermediate forwarders are:

They increase the number of hops and connections in the data flow, which can introduce latency and increase the risk of data loss or corruption.

They consume more resources on the hosts where they run, such as CPU, memory, disk, and network bandwidth, which can affect the performance of other applications or processes on those hosts.

They require additional configuration and maintenance, such as setting up inputs, outputs, load balancing, security, monitoring, and troubleshooting.

They can create data duplication or inconsistency if they are not configured properly, such as when using cloning or routing rules.

Some of the references that support this answer are:

Configure an intermediate forwarder, which states: “Intermediate forwarding is where a forwarder receives data from one or more forwarders and then sends that data on to another indexer. This kind of setup is useful when, for example, you have many hosts in different geographical regions and you want to send data from those forwarders to a central host in that region before forwarding the data to an indexer. All forwarder types can act as an intermediate forwarder. However, this adds complexity to your deployment and can affect performance, so use it only when necessary.”

Intermediate data routing using universal and heavy forwarders, which states: “This document outlines a variety of Splunk options for routing data that address both technical and business requirements. Overall benefits Using splunkd intermediate data routing offers the following overall benefits: … The routing strategies described in this document enable flexibility for reliably processing data at scale. Intermediate routing enables better security in event-level data as well as in transit. The following is a list of use cases and enablers for splunkd intermediate data routing: … Limitations splunkd intermediate data routing has the following limitations: … Increased complexity and resource consumption. splunkd intermediate data routing adds complexity to the data pipeline and consumes resources on the hosts where it runs. This can affect the performance and reliability of data ingestion and other applications or processes on those hosts. Therefore, intermediate routing should be avoided when possible, and used only when there is a clear benefit or requirement for it.”

Use forwarders to get data into Splunk Enterprise, which states: “The forwarders take the Apache data and send it to your Splunk Enterprise deployment for indexing, which consolidates, stores, and makes the data available for searching. Because of their reduced resource footprint, forwarders have a minimal performance impact on the Apache servers. … Note: You can also configure a forwarder to send data to another forwarder, which then sends the data to the indexer. This is called intermediate forwarding. However, this adds complexity to your deployment and can affect performance, so use it only when necessary.”

A multisite indexer cluster is a type of indexer cluster that spans multiple geographic locations or sites. A multisite indexer cluster requires only one cluster manager, also known as the master node, for the entire cluster. The cluster manager is responsible for coordinating the replication and search activities among the peer nodes across all sites. The cluster manager can reside in any site, but it must be accessible by all peer nodes and search heads in the cluster. Option C is the correct answer. Option A is incorrect because having two cluster managers for the entire cluster would introduce redundancy and complexity. Option B is incorrect because having one cluster manager for each site would create separate clusters, not a multisite cluster. Option D is incorrect because having two cluster managers for each site would be unnecessary and inefficient12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Indexer/Multisiteoverview 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Indexer/Clustermanageroverview

The replication factor and the search factor are two important settings for a Splunk indexer cluster. The replication factor determines how many copies of each bucket are maintained across the set of peer nodes. The search factor determines how many searchable copies of each bucket are maintained. The default values for both settings are 3, which means that each bucket has three copies, and at least one of them is searchable

The system local directory has the highest precedence among the following directories that contain Splunk configuration files of the same name within different apps. Splunk configuration files are stored in various directories under the SPLUNK_HOME/etc directory. The precedence of these directories determines which configuration file settings take effect when there are conflicts or overlaps. The system local directory, which is located at SPLUNK_HOME/etc/system/local, has the highest precedence among all directories, because it contains the system-level configurations that are specific to the instance. The system default directory, which is located at SPLUNK_HOME/etc/system/default, has the lowest precedence among all directories, because it contains the system-level configurations that are provided by Splunk and should not be modified. The app local directories, which are located at SPLUNK_HOME/etc/apps/APP_NAME/local, have a higher precedence than the app default directories, which are located at SPLUNK_HOME/etc/apps/APP_NAME/default, because the local directories contain the app-level configurations that are specific to the instance, while the default directories contain the app-level configurations that are provided by the app and should not be modified. The app local and default directories have different precedences depending on the ASCII order of the app names, with the app names that come later in the ASCII order having higher precedences.

In the deployment planning process, a person should identify who gets to see network data in the data policy definition step. This step involves defining the data access policies and permissions for different users and roles in Splunk. The deployment schedule step involves defining the timeline and milestones for the deployment project. The topology diagramming step involves creating a visual representation of the Splunk architecture and components. The data source inventory step involves identifying and documenting the data sources and types that will be ingested by Splunk

Comprehensive and Detailed Explanation (From Splunk Enterprise Documentation)Splunk’s multisite clustering documentation describes that search affinity is controlled by the site attribute in server.conf on the search head. Splunk explicitly states that assigning site=site0 on a search head removes site affinity, causing the search head to treat all sites as equal and search remotely as needed. The documentation describes site0 as the special value that disables local-site preference and forces the system to behave like a single-site cluster.

The customer wants each site’s search head to pull results only from its local site. This behavior works only if the search head’s site value matches the local site name (e.g., site1 or site2). By setting it to site0, all locality restrictions are removed, which prevents the desired reduction of network traffic.

The site search factor options (B and D) affect replication and searchable copy placement on indexers, not search head behavior. The number of indexers per site (C) also does not disable search affinity. Therefore only option A disables local-only searching.

Splunk Enterprise allows administrators to dynamically increase logging verbosity for a specific search by adding a | noop log_debug=* command immediately after the base search. This method provides temporary, search-specific debug logging without requiring global configuration changes or restarts.

The noop (no operation) command passes all results through unchanged but can trigger internal logging actions. When paired with the log_debug=* argument, it instructs Splunk to record detailed debug-level log messages for that specific search execution in search.log and the relevant internal logs.

This approach is officially documented for troubleshooting complex search issues such as:

Unexpected search behavior or slow performance.

Field extraction or command evaluation errors.

Debugging custom search commands or macros.

Using this method is safer and more efficient than modifying server-wide logging configurations (server.conf or limits.conf), which can affect all users and increase log noise. The “Server logging” page in Splunk Web (Option D) adjusts global logging levels, not per-search debugging.

References (Splunk Enterprise Documentation):

• Search Debugging Techniques and the noop Command

• Understanding search.log and Per-Search Logging Control

• Splunk Search Job Inspector and Debugging Workflow

• Troubleshooting SPL Performance and Field Extraction Issues

All of the forwarders would still be phoning home to the old deployment server, because the forwarders are configured to use the old deployment server in $SPLUNK_HOME/etc/system/local. This is the local configuration directory that contains the settings that override the default settings in $SPLUNK_HOME/etc/system/default. The deploymentclient.conf file in the local directory specifies the targetUri of the deployment server that the forwarder contacts for configuration updates and apps. If the forwarders have the old deployment server’s targetUri in the local directory, they will ignore the updated deploymentclient.conf file that was deployed by the old deployment server, because the local settings have higher precedence than the deployed settings. To fix this issue, the forwarders should either remove the deploymentclient.conf file from the local directory, or update it with the new deployment server’s targetUri. Option C is the correct answer. Option A is incorrect because a version mismatch between the forwarders and the new deployment server would not prevent the forwarders from phoning home to the new deployment server, as long as they are compatible versions. Option B is incorrect because the new deployment server is configured and running, and there is no indication that it is not accepting connections from the forwarders. Option D is incorrect because the pass4SymmKey is the shared secret key that the deployment server and the forwarders use to authenticate each other. It does not affect the forwarders’ ability to phone home to the new deployment server, as long as it is the same on both sides12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Updating/Configuredeploymentclients 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Admin/Wheretofindtheconfigurationfiles

According to the Splunk documentation1, multi-site clustering is an indexer cluster that spans multiple physical sites, such as data centers. Each site has its own set of peer nodes and search heads. Each site also obeys site-specific replication and search factor rules. The use cases that are made possible by multi-site clustering are:

Greatly reduce WAN traffic by preferentially searching assigned site (search affinity). This means that if you configure each site so that it has both a search head and a full set of searchable data, the search head on each site will limit its searches to local peer nodes. This eliminates any need, under normal conditions, for search heads to access data on other sites, greatly reducing network traffic between sites2.

Seamlessly route searches to a redundant site in case of a site failure. This means that by storing copies of your data at multiple locations, you maintain access to the data if a disaster strikes at one location. Multisite clusters provide site failover capability. If a site goes down, indexing and searching can continue on the remaining sites, without interruption or loss of data2.

The other options are false because:

Use blockchain technology to audit search activity from geographically dispersed data centers. This is not a use case of multi-site clustering, as Splunk does not use blockchain technology to audit search activity. Splunk uses its own internal logs and metrics to monitor and audit search activity3.

Enable a forwarder to send data to multiple indexers. This is not a use case of multi-site clustering, as forwarders can send data to multiple indexers regardless of whether they are in a single-site or multi-site cluster. This is a basic feature of forwarders that allows load balancing and high availability of data ingestion4.

Before deploying Splunk, it is important to gather some information about the current environment, such as:

Overall goals for the deployment: This includes the business objectives, the use cases, the expected outcomes, and the success criteria for the Splunk deployment. This information helps to define the scope, the requirements, the design, and the validation of the Splunk solution1.

Key users: This includes the roles, the responsibilities, the expectations, and the needs of the different types of users who will interact with the Splunk deployment, such as administrators, analysts, developers, and end users. This information helps to determine the user access, the user experience, the user training, and the user feedback for the Splunk solution1.

Data sources: This includes the types, the formats, the volumes, the locations, and the characteristics of the data that will be ingested, indexed, and searched by the Splunk deployment. This information helps to estimate the data throughput, the data retention, the data quality, and the data analysis for the Splunk solution1.

Option B, C, and D are the correct answers because they reflect the essential information that is needed before deploying Splunk. Option A is incorrect because the list of vendors for network devices is not a relevant information for the Splunk deployment. The network devices may be part of the data sources, but the vendors are not important for the Splunk solution.

The correct answer is C. Knowledge Object replication. This is a valid use case that a search head cluster addresses, as it ensures that all the search heads in the cluster have the same set of knowledge objects, such as saved searches, dashboards, reports, and alerts1. The search head cluster replicates the knowledge objects across the cluster members, and synchronizes any changes or updates1. This provides a consistent user experience and avoids data inconsistency or duplication1. The other options are not valid use cases that a search head cluster addresses. Option A, providing redundancy in the event a search peer fails, is not a use case for a search head cluster, but for an indexer cluster, which maintains multiple copies of the indexed data and can recover from indexer failures2. Option B, search affinity, is not a use case for a search head cluster, but for a multisite indexer cluster, which allows the search heads to preferentially search the data on the local site, rather than on a remote site3. Option D, increased Search Factor (SF), is not a use case for a search head cluster, but for an indexer cluster, which determines how many searchable copies of each bucket are maintained across the indexers4. Therefore, option C is the correct answer, and options A, B, and D are incorrect.

1: About search head clusters 2: About indexer clusters and index replication 3: Configure search affinity 4: Configure the search factor

 Splunk internal logs are stored in the SPLUNK_HOME/var/log/splunk directory by default. The default log size for Splunk internal logs is 25 MB, which means that when a log file reaches 25 MB, Splunk rolls it to a backup file and creates a new log file. The default number of backup files is 5, which means that Splunk keeps up to 5 backup files for each log file

According to the Splunk documentation1, indexer cluster knowledge bundles are the configuration files that the cluster master distributes to the peer nodes as part of the cluster configuration bundle. The knowledge bundles contain the knowledge objects, such as event types, tags, lookups, and so on, that are relevant for indexing and searching the data. The cluster master creates the knowledge bundles by merging the app-name/default and app-name/local directories from the apps that reside on the master node. The cluster master then pushes the knowledge bundles to the peer nodes, where they reside under the $SPLUNK_HOME/var/run directory2. The other options are false because:

Only app-name/local is pushed. This is false because the cluster master pushes both the app-name/default and app-name/local directories, after merging them, to the peer nodes. The app-name/local directory contains the local customizations of the app configuration, while the app-name/default directory contains the default app configuration3.

Only app-name/default is pushed. This is false because the cluster master pushes both the app-name/default and app-name/local directories, after merging them, to the peer nodes. The app-name/default directory contains the default app configuration, while the app-name/local directory contains the local customizations of the app configuration3.

app-name/default and app-name/local are pushed without change. This is false because the cluster master merges the app-name/default and app-name/local directories before pushing them to the peer nodes. This ensures that the peer nodes have the latest and consistent configuration of the apps3.

A deployment plan should include business continuity and disaster recovery plans, current logging details and data source inventory, and current and future topology diagrams of the IT environment. These elements are essential for planning, designing, and implementing a Splunk deployment that meets the business and technical requirements. A comprehensive list of stakeholders, either direct or indirect, is not part of the deployment plan, but rather part of the project charter. For more information, see Deployment planning in the Splunk documentation.

The correct answer is B. Set the Replication Factor based on allowed indexer failure. This is a best practice for adding data resiliency to a single-site indexer cluster, as it ensures that there are enough copies of each bucket to survive the loss of one or more indexers without affecting the searchability of the data1. The Replication Factor is the number of copies of each bucket that the cluster maintains across the set of peer nodes2. The Replication Factor should be set according to the number of indexers that can fail without compromising the cluster’s ability to serve data1. For example, if the cluster can tolerate the loss of two indexers, the Replication Factor should be set to three1.

The other options are not best practices for adding data resiliency. Option A, setting the Replication Factor to 49, is not recommended, as it would create too many copies of each bucket and consume excessive disk space and network bandwidth1. Option C, always using the default Replication Factor of 3, is not optimal, as it may not match the customer’s requirements and expectations for data availability and performance1. Option D, setting the Replication Factor based on allowed search head failure, is not relevant, as the Replication Factor does not affect the search head availability, but the searchability of the data on the indexers1. Therefore, option B is the correct answer, and options A, C, and D are incorrect.

1: Configure the replication factor 2: About indexer clusters and index replication

When using the props.conf LINE_BREAKER attribute to delimit multi-line events, the SHOULD_LINEMERGE attribute should be set to false. This tells Splunk not to merge events that have been broken by the LINE_BREAKER. Setting the SHOULD_LINEMERGE attribute to true, auto, or none will cause Splunk to ignore the LINE_BREAKER and merge events based on other criteria. For more information, see Configure event line breaking in the Splunk documentation.

Splunk indexing is read/write intensive, as it involves reading data from various sources, writing data to disk, and reading data from disk for searching and reporting. Therefore, it is important to select the appropriate disk storage solution for each deployment, based on the performance, reliability, and cost requirements. The recommended RAID setup for Splunk indexers is RAID 10 (1 + 0), as it provides the best balance of performance and reliability. RAID 10 combines the advantages of RAID 1 (mirroring) and RAID 0 (striping), which means that it offers both data redundancy and data distribution. RAID 10 can tolerate multiple disk failures, as long as they are not in the same mirrored pair, and it can improve the read and write speed, as it can access multiple disks in parallel2

High performance SAN (Storage Area Network) can be used for Splunk indexers, but it is not recommended, as it is more expensive and complex than local disks. SAN also introduces additional network latency and dependency, which can affect the performance and availability of Splunk indexers. SAN is more suitable for Splunk search heads, as they are less read/write intensive and more CPU intensive2

NFS (Network File System) should not be used for storing hot and warm buckets, as it can cause data corruption, data loss, and performance degradation. NFS is a network-based file system that allows multiple clients to access the same files on a remote server. NFS is not compatible with Splunk index replication and search head clustering, as it can cause conflicts and inconsistencies among the Splunk instances. NFS is also slower and less reliable than local disks, as it depends on the network bandwidth and availability. NFS can be used for storing cold and frozen buckets, as they are less frequently accessed and less critical for Splunk operations2

Virtualized environments are not usually preferred over bare metal for Splunk indexers, as they can introduce additional overhead and complexity. Virtualized environments can affect the performance and reliability of Splunk indexers, as they share the physical resources and the network with other virtual machines. Virtualized environments can also complicate the monitoring and troubleshooting of Splunk indexers, as they add another layer of abstraction and configuration. Virtualized environments can be used for Splunk indexers, but they require careful planning and tuning to ensure optimal performance and availability2

The best practice for ingesting syslog data from network devices on port 514 into Splunk is to configure syslog to write logs and use a Splunk forwarder to collect the logs. This practice will ensure that the data is reliably collected and forwarded to Splunk, without losing any data or overloading the Splunk indexer. Configuring syslog to send the data to multiple Splunk indexers will not guarantee data reliability, as syslog is a UDP protocol that does not provide acknowledgment or delivery confirmation. Using a Splunk indexer to collect a network input on port 514 directly will not provide data reliability or load balancing, as the indexer may not be able to handle the incoming data volume or distribute it to other indexers. Using a Splunk forwarder to collect the input on port 514 and forward the data will not provide data reliability, as the forwarder may not be able to receive the data from syslog or buffer it in case of network issues. For more information, see [Get data from TCP and UDP ports] and [Best practices for syslog data] in the Splunk documentation.

Data retention is optional in the data source assessment because it is not directly related to the ingestion process. Data retention is determined by the index configuration and the storage capacity of the Splunk platform. Data format, data location, and data volume are all essential information for planning how to collect, parse, and index the data source.

Primary rebalancing automatically occurs when a rolling restart completes, a master node rejoins the cluster, or a peer node joins or rejoins the cluster. These events can cause the distribution of primary buckets to become unbalanced, so the master node will initiate a rebalancing process to ensure that each peer node has roughly the same number of primary buckets. Primary rebalancing does not occur when a captain joins or rejoins the cluster, because the captain is a search head cluster component, not an indexer cluster component. The captain is responsible for search head clustering, not indexer clustering

Comprehensive and Detailed Explanation (From Splunk Enterprise Documentation)Splunk’s Search Head Clustering documentation explains that the cluster uses a majority-based election system. A captain is elected only when a node sees more than half of the cluster. In a two-site design where site1 has the majority of members, Splunk states that the majority site continues normal operation during a network partition. The minority site (site2) is not allowed to elect a captain and should not promote itself.

Splunk specifically warns administrators not to enable static captain on a minority site during a network split. Doing so creates two independent clusters, leading to configuration divergence and severe data-consistency issues. The documentation emphasizes that static captain should only be used for a complete loss of majority, not for a site partition.

Because Site1 maintains majority, it remains the active cluster and site2 does not perform any actions. Splunk states that minority-site members should simply wait until network communication is restored.

Thus the correct answer is B: No action is required.

 In a distributed environment, knowledge object bundles are replicated from the search head to the SPLUNK_HOME/var/run/searchpeers directory on the search peer(s). A knowledge object bundle is a compressed file that contains the knowledge objects, such as fields, lookups, macros, and tags, that are required for a search. A search peer is a Splunk instance that provides data to a search head in a distributed search. A search head is a Splunk instance that coordinates and executes a search across multiple search peers. When a search head initiates a search, it creates a knowledge object bundle and replicates it to the search peers that are involved in the search. The search peers store the knowledge object bundle in the SPLUNK_HOME/var/run/searchpeers directory, which is a temporary directory that is cleared when the Splunk service restarts. The search peers use the knowledge object bundle to apply the knowledge objects to the data and return the results to the search head. The SPLUNK_HOME/var/lib/searchpeers, SPLUNK_HOME/var/log/searchpeers, and SPLUNK_HOME/var/spool/searchpeers directories are not the locations where the knowledge object bundles are replicated, because they do not exist in the Splunk file system

All of the options are possible causes of a crash in Splunk. According to the Splunk documentation1, incorrect ulimit settings can lead to file descriptor exhaustion, which can cause Splunk to crash or hang. Insufficient disk IOPS can also cause Splunk to crash or become unresponsive, as Splunk relies heavily on disk performance2. Insufficient memory can cause Splunk to run out of memory and crash, especially when running complex searches or handling large volumes of data3. Running out of disk space can cause Splunk to stop indexing data and crash, as Splunk needs enough disk space to store its data and logs4.

1: Configure ulimit settings for Splunk Enterprise 2: Troubleshoot Splunk performance issues 3: Troubleshoot memory usage 4: Troubleshoot disk space issues

Search is not locked out when a customer has installed a 500GB Enterprise license and a 300GB, no enforcement license on the same license master. The no enforcement license allows the customer to exceed the license quota without locking search, but violations are still recorded. The customer can ingest up to 800GB of data per day without violating the license, but if they ingest more than that, they will incur a violation. However, the violation will not lock search, as the no enforcement license overrides the enforcement policy of the Enterprise license. For more information, see [No enforcement licenses] and [License violations] in the Splunk documentation.

Three peers can fail. This is the maximum number of search peers that can fail before data becomes unsearchable in the indexer cluster with the given characteristics. The searchability of the data depends on the Search Factor, which is the number of searchable copies of each bucket that the cluster maintains across the set of peer nodes1. In this case, the Search Factor is 3, which means that each bucket has three searchable copies distributed among the 10 search peers. If three or fewer search peers fail, the cluster can still serve the data from the remaining searchable copies. However, if four or more search peers fail, the cluster may lose some searchable copies and the data may become unsearchable. The other options are not correct, as they either underestimate or overestimate the number of search peers that can fail before data becomes unsearchable. Therefore, option C is the correct answer, and options A, B, and D are incorrect.

1: Configure the search factor

 The following artifacts are included in a Splunk diag file:

Internal logs. These are the log files that Splunk generates to record its own activities, such as splunkd.log, metrics.log, audit.log, and others. These logs can help troubleshoot Splunk issues and monitor Splunk performance.

Configuration files. These are the files that Splunk uses to configure various aspects of its operation, such as server.conf, indexes.conf, props.conf, transforms.conf, and others. These files can help understand Splunk settings and behavior. The following artifacts are not included in a Splunk diag file:

OS settings. These are the settings of the operating system that Splunk runs on, such as the kernel version, the memory size, the disk space, and others. These settings are not part of the Splunk diag file, but they can be collected separately using the diag --os option.

Customer data. These are the data that Splunk indexes and makes searchable, such as the rawdata and the tsidx files. These data are not part of the Splunk diag file, as they may contain sensitive or confidential information. For more information, see Generate a diagnostic snapshot of your Splunk Enterprise deployment in the Splunk documentation.

Splunk Enterprise Search Optimization documentation consistently emphasizes that filtering data as early as possible in the search pipeline is the most effective way to improve search performance. The base search (the part before the first pipe |) determines the volume of raw events Splunk retrieves from the indexers. Therefore, by applying restrictive conditions early—such as time ranges, indexed fields, and metadata filters—you can drastically reduce the number of events that need to be fetched and processed downstream.

The best practice is to use indexed field filters (e.g., index=security sourcetype=syslog host=server01) combined with search or where clauses at the start of the query. This minimizes unnecessary data movement between indexers and the search head, improving both search speed and system efficiency.

Using non-streaming commands early (Option C) can degrade performance because they require full result sets before producing output. Likewise, focusing solely on shortening queries (Option A) or excessive use of the not operator (Option D) does not guarantee efficiency, as both may still process large datasets.

Filtering early leverages Splunk’s distributed search architecture to limit data at the indexer level, reducing processing load and network transfer.

References (Splunk Enterprise Documentation):

• Search Performance Tuning and Optimization Guide

• Best Practices for Writing Efficient SPL Queries

• Understanding Streaming and Non-Streaming Commands

• Search Job Inspector: Analyzing Execution Costs

Splunk Enterprise uses the _audit index to log and store all user activity and audit-related information. This includes details such as user logins, searches executed, configuration changes, role modifications, and app management actions.

The _audit index is populated by data collected from the Splunkd audit logger and records actions performed through both Splunk Web and the CLI. Each event in this index typically includes fields like user, action, info, search_id, and timestamp, allowing administrators to track activity across all Splunk users and components for security, compliance, and accountability purposes.

The _internal index, by contrast, contains operational logs such as metrics.log and scheduler.log used for system performance and health monitoring. _kvstore stores internal KV Store metadata, and _telemetry is used for optional usage data reporting to Splunk.

The _audit index is thus the authoritative source for user behavior monitoring within Splunk environments and is a key component of compliance and security auditing.

References (Splunk Enterprise Documentation):

• Audit Logs and the _audit Index – Monitoring User Activity

• Splunk Enterprise Security and Compliance: Tracking User Actions

• Splunk Admin Manual – Overview of Internal Indexes (_internal, _audit, _introspection)

• Splunk Audit Logging and User Access Monitoring

The Indexer Discovery feature enables forwarders to dynamically connect to the available peer nodes in an indexer cluster. To use this feature, the manager node must be configured with the [indexer_discovery] stanza and a pass4SymmKey value. The forwarders must also be configured with the same pass4SymmKey value and the master_uri of the manager node. The pass4SymmKey value must be encrypted using the splunk _encrypt command. Therefore, option A indicates that the Indexer Discovery feature has not been fully configured on the manager node, because the pass4SymmKey value is not encrypted. The other options are not related to the Indexer Discovery feature. Option B shows the configuration of a forwarder that is part of an indexer cluster. Option C shows the configuration of a manager node that is part of an indexer cluster. Option D shows an invalid configuration of the [indexer_discovery] stanza, because the pass4SymmKey value is not encrypted and does not match the forwarders’ pass4SymmKey value12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Indexer/indexerdiscovery 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Security/Secureyourconfigurationfiles#Encrypt_the_pass4SymmKey_setting_in_server.conf

The Search Job Inspector can be used to expand the following sections: Search job properties and Optimization suggestions. The Search Job Inspector is a tool that provides detailed information about a search job, such as the search parameters, the search statistics, the search timeline, and the search log. The Search Job Inspector can be accessed by clicking the Job menu in the Search bar and selecting Inspect Job. The Search Job Inspector has several sections that can be expanded or collapsed by clicking the arrow icon next to the section name. The Search job properties section shows the basic information about the search job, such as the SID, the status, the duration, the disk usage, and the scan count. The Optimization suggestions section shows the suggestions for improving the search performance, such as using transforming commands, filtering events, or reducing fields. The Execution costs and Saved search history sections are not part of the Search Job Inspector, and they cannot be expanded. The Execution costs section is part of the Search Dashboard, which shows the relative costs of each search component, such as commands, lookups, or subsearches. The Saved search history section is part of the Saved Searches page, which shows the history of the saved searches that have been run by the user or by a schedule

Data Model acceleration is a feature that enables faster searches over large data sets by summarizing the raw data into a more efficient format. Data Model acceleration consumes additional disk space, as it stores both the raw data and the summarized data. The amount of disk space required depends on the size and complexity of the Data Model, the retention period of the summarized data, and the compression ratio of the data. According to the Splunk Enterprise Security Planning and Installation Manual, Data Model acceleration is one of the factors that strongly impacts storage sizing requirements for Enterprise Security. The other factors are the volume and type of data sources, the retention policy of the data, and the replication factor and search factor of the index cluster. The number of scheduled (correlation) searches, the number of Splunk users configured, and the number of source types used in the environment are not directly related to storage sizing requirements for Enterprise Security1

1: https://docs.splunk.com/Documentation/ES/6.6.0/Install/Plan#Storage_sizing_requirements

According to the Splunk documentation1, any search head in the cluster can update the KV store collection. The KV store collection is replicated across all the cluster members, and any write operation is delegated to the KV store captain, who then synchronizes the changes with the other members. The KV store primary search head is not a valid term, as there is no such role in a search head cluster. The other options are false because:

The search head cluster captain is not the only node that can update the KV store collection, as any member can initiate a write operation1.

Any search head except the captain can also update the KV store collection, as the write operation will be delegated to the captain1.

According to the Splunk documentation1, the Splunk Deployer deploys app content to the etc/slave-apps/ directory on the search head cluster members by default. This directory contains the apps that the deployer distributes to the members as part of the configuration bundle. The other options are false because:

The etc/apps/ directory contains the apps that are installed locally on each member, not the apps that are distributed by the deployer2.

The etc/shcluster/ directory contains the configuration files for the search head cluster, not the apps that are distributed by the deployer3.

The etc/deploy-apps/ directory is not a valid Splunk directory, as it does not exist in the Splunk file system structure4.

The correct tasks that the cluster manager performs in an indexer cluster are A. Generates and maintains the list of primary searchable buckets, B. If Indexer Discovery is enabled, provides the list of available peer nodes to forwarders, and D. Distributes app bundles to peer nodes. According to the Splunk documentation1, the cluster manager is responsible for these tasks, as well as managing the replication and search factors, coordinating the replication and search activities, and providing a web interface for monitoring and managing the cluster. Option C, ensuring all peer nodes are always using the same version of Splunk, is not a task of the cluster manager, but a requirement for the cluster to function properly2. Therefore, option C is incorrect, and options A, B, and D are correct.

1: About the cluster manager 2: Requirements and compatibility for indexer clusters

Increasing the number of parallel ingestion pipelines in server.conf is most likely to improve indexing performance when indexing is slow and real-time search results are delayed in a Splunk environment with two indexers and one search head. The parallel ingestion pipelines allow Splunk to process multiple data streams simultaneously, which increases the indexing throughput and reduces the indexing latency. Increasing the maximum number of hot buckets in indexes.conf will not improve indexing performance, but rather increase the disk space consumption and the bucket rolling time. Decreasing the maximum size of the search pipelines in limits.conf will not improve indexing performance, but rather reduce the search performance and the search concurrency. Decreasing the maximum concurrent scheduled searches in limits.conf will not improve indexing performance, but rather reduce the search capacity and the search availability. For more information, see Configure parallel ingestion pipelines in the Splunk documentation.

inputs.conf is a configuration file that contains settings for various types of data inputs, such as files, directories, network ports, scripts, and so on1.

initCrcLength is a setting that specifies the number of characters that the input uses to calculate the CRC (cyclic redundancy check) of a file1. The CRC is a value that uniquely identifies a file based on its content2.

crcSalt is another setting that adds a string to the CRC calculation to force the input to consume files that have matching CRCs1. This can be useful when files have identical headers or when files are renamed or rolled over2.

When troubleshooting a situation where some files within a directory are not being indexed, the ignored files are discovered to have long headers, the first thing that should be added to inputs.conf is to increase the value of initCrcLength. This is because by default, the input only performs CRC checks against the first 256 bytes of a file, which means that files with long headers may have matching CRCs and be skipped by the input2. By increasing the value of initCrcLength, the input can use more characters from the file to calculate the CRC, which can reduce the chances of CRC collisions and ensure that different files are indexed3.

Option C is the correct answer because it reflects the best practice for troubleshooting this situation. Option A is incorrect because decreasing the value of initCrcLength would make the CRC calculation less reliable and more prone to collisions. Option B is incorrect because adding a crcSalt with a static string would not help differentiate files with long headers, as they would still have matching CRCs. Option D is incorrect because adding a crcSalt with the attribute would add the full directory path to the CRC calculation, which would not help if the files are in the same directory2.

 The following statements are true about Splunk indexer clustering:

All peer nodes must run exactly the same Splunk version. This is a requirement for indexer clustering, as different Splunk versions may have different data formats or features that are incompatible with each other. All peer nodes must run the same Splunk version as the master node and the search heads that connect to the cluster.

The search head must run the same or a later Splunk version than the peer nodes. This is a recommendation for indexer clustering, as a newer Splunk version may have new features or bug fixes that improve the search functionality or performance. The search head should not run an older Splunk version than the peer nodes, as this may cause search errors or failures. The following statements are false about Splunk indexer clustering:

The master node must run the same or a later Splunk version than the search heads. This is not a requirement or a recommendation for indexer clustering, as the master node does not participate in the search process. The master node should run the same Splunk version as the peer nodes, as this ensures the cluster compatibility and functionality.

The peer nodes must run the same or a later Splunk version than the master node. This is not a requirement or a recommendation for indexer clustering, as the peer nodes do not coordinate the cluster activities. The peer nodes should run the same Splunk version as the master node, as this ensures the cluster compatibility and functionality. For more information, see [About indexer clusters and index replication] and [Upgrade an indexer cluster] in the Splunk documentation.