SPLK-2002 Splunk Enterprise Certified Architect Questions and Answers

The repFactor (replication factor) attribute in the indexes.conf file determines whether an index participates in indexer clustering and how many copies of its data are replicated across peer nodes.

When repFactor is set to 0, it explicitly instructs Splunk to exclude that index from participating in the cluster replication and management process. This means:

The index is not replicated across peer nodes.

It will not be managed by the Cluster Manager.

It exists only locally on the indexer where it was created.

Such indexes are typically used for local-only storage, such as _internal, _audit, or other custom indexes that store diagnostic or node-specific data.

By contrast:

repFactor=auto allows the index to inherit the cluster-wide replication policy from the Cluster Manager.

available_sites and site_mappings relate to multisite configurations, controlling where copies of the data are stored, but they do not remove the index from clustering.

Setting repFactor=0 is the only officially supported way to create a non-clustered index within a clustered environment.

References (Splunk Enterprise Documentation):

• indexes.conf Reference – repFactor Attribute Explanation

• Managing Non-Clustered Indexes in Clustered Deployments

• Indexer Clustering: Index Participation and Replication Policies

• Splunk Enterprise Admin Manual – Local-Only and Clustered Index Configurations

The Splunk deployer sends apps to the search head cluster members by default to the path etc/shcluster//default. The deployer is a Splunk component that distributes apps and configurations to members of a search head cluster.

Splunk's documentation recommends placing the configuration bundle in the $SPLUNK_HOME/etc/shcluster/apps directory on the deployer, which then gets distributed to the search head cluster members. However, it should be noted that within each app's directory, configurations can be under default or local subdirectories, with local taking precedence over default for configurations. The reference to etc/shcluster//default is not a standard directory structure and might be a misunderstanding. The correct path where the deployer pushes configuration bundles is $SPLUNK_HOME/etc/shcluster/apps

According to Splunk’s Search Scheduler and Job Management documentation, the scheduler.log file, located within the _internal index, records the execution of scheduled and saved searches. This log provides a detailed record of when each search is triggered, how long it runs, and its success or failure status.

Each time a scheduled search runs (for example, alerts, reports, or summary index searches), an entry is written to scheduler.log with fields such as:

sid (search job ID)

app (application context)

savedsearch_name (name of the saved search)

user (owner)

status (success, skipped, or failed)

run_time and result_count

By searching the _internal index for sourcetype=scheduler (or directly viewing scheduler.log), administrators can confirm whether a specific saved search executed as expected and diagnose skipped or delayed runs due to resource contention or concurrency limits.

Other internal logs serve different purposes:

metrics.log records performance metrics.

kvstore.log tracks KV Store operations.

btool.log does not exist — btool outputs configuration data to the console, not a log file.

Hence, scheduler.log is the definitive and Splunk-documented source for validating scheduled search activity.

References (Splunk Enterprise Documentation):

• Saved Searches and Alerts – Scheduler Operation Details

• scheduler.log Reference – Monitoring Scheduled Search Execution

• Monitoring Console: Search Scheduler Health Dashboard

• Troubleshooting Skipped or Delayed Scheduled Searches

According to Splunk’s Enterprise Security (ES) Installation and Sizing Guide, the majority of processing and computational load generated by the Splunk App for Enterprise Security is concentrated on the Search Head(s).

This is because Splunk ES is built around a search-driven correlation model — it continuously runs scheduled correlation searches, data model accelerations, and notables generation jobs. These operations rely on the search head tier’s CPU, memory, and I/O resources rather than on indexers. ES also performs extensive data model summarization, CIM normalization, and real-time alerting, all of which are search-intensive operations.

While indexers handle data ingestion and indexing, they are not heavily affected by ES beyond normal search request processing. The Cluster Manager only coordinates replication and plays no role in search execution, and Heavy Forwarders serve as data collection or parsing points with minimal analytical load.

Splunk officially recommends deploying ES on a dedicated Search Head Cluster (SHC) to isolate its high CPU and memory demands from other workloads. For large-scale environments, horizontal scaling via SHC ensures consistent performance and stability.

References (Splunk Enterprise Documentation):

• Splunk Enterprise Security Installation and Configuration Guide

• Search Head Sizing for Splunk Enterprise Security

• Enterprise Security Overview – Workload Distribution and Performance Impact

• Splunk Architecture and Capacity Planning for ES Deployments

 The algorithm used to determine captaincy in a Splunk search head cluster is Raft distributed consensus. Raft is a consensus algorithm that is used to elect a leader among a group of nodes in a distributed system. In a Splunk search head cluster, Raft is used to elect a captain among the cluster members. The captain is the cluster member that is responsible for coordinating the search activities, replicating the configurations and apps, and pushing the knowledge bundles to the search peers. The captain is dynamically elected based on various criteria, such as CPU load, network latency, and search load. The captain can change over time, depending on the availability and performance of the cluster members. Rapt, Rift, and Round-robin are not valid algorithms for determining captaincy in a Splunk search head cluster

According to the Splunk documentation1, the Splunk Deployer deploys app content to the etc/slave-apps/ directory on the search head cluster members by default. This directory contains the apps that the deployer distributes to the members as part of the configuration bundle. The other options are false because:

The etc/apps/ directory contains the apps that are installed locally on each member, not the apps that are distributed by the deployer2.

The etc/shcluster/ directory contains the configuration files for the search head cluster, not the apps that are distributed by the deployer3.

The etc/deploy-apps/ directory is not a valid Splunk directory, as it does not exist in the Splunk file system structure4.

In search head clustering, there are two methods to transfer captaincy to a different member. One method is to use the Search Head Clustering settings menu from Splunk Web on any member. This method allows the user to select a specific member to become the new captain, or to let Splunk choose the best candidate. The other method is to run the splunk transfer shcluster-captain command from the member that the user wants to become the new captain. This method requires the user to know the name of the target member and to have access to the CLI of that member. Using the Monitoring Console is not a method to transfer captaincy, because the Monitoring Console does not have the option to change the captain. Running the splunk transfer shcluster-captain command from the current captain is not a method to transfer captaincy, because this command will fail with an error message

 The following statements are true regarding Splunk Enterprise performance:

Adding search peers increases the search throughput as search load increases. This is because adding more search peers distributes the search workload across more indexers, which reduces the load on each indexer and improves the search speed and concurrency.

Adding search heads provides additional CPU cores to run more concurrent searches. This is because adding more search heads increases the number of search processes that can run in parallel, which improves the search performance and scalability. The following statements are false regarding Splunk Enterprise performance:

Adding search peers does not increase the maximum size of search results. The maximum size of search results is determined by the maxresultrows setting in the limits.conf file, which is independent of the number of search peers.

Adding RAM to an existing search head does not provide additional search capacity. The search capacity of a search head is determined by the number of CPU cores, not the amount of RAM. Adding RAM to a search head may improve the search performance, but not the search capacity. For more information, see Splunk Enterprise performance in the Splunk documentation.

According to Splunk’s Deployment Planning and Implementation Guidelines, one of the most critical elements of a Splunk deployment plan is a comprehensive data source inventory and current logging details. This information defines the scope of data ingestion and directly influences sizing, architecture design, and licensing.

A proper deployment plan should identify:

All data sources (such as syslogs, application logs, network devices, OS logs, databases, etc.)

Expected daily ingest volume per source

Log formats and sourcetypes

Retention requirements and compliance constraints

This data forms the foundation for index sizing, forwarder configuration, and storage planning. Without a well-defined data inventory, Splunk architects cannot accurately determine hardware capacity, indexing load, or network throughput requirements.

While stakeholder mapping, topology diagrams, and continuity plans (Options A, B, D) are valuable in a broader IT project, Splunk’s official guidance emphasizes logging details and source inventory as mandatory for a deployment plan. It ensures that the Splunk environment is properly sized, licensed, and aligned with business data visibility goals.

References (Splunk Enterprise Documentation):

• Splunk Enterprise Deployment Planning Manual – Data Source Inventory Requirements

• Capacity Planning for Indexer and Search Head Sizing

• Planning Data Onboarding and Ingestion Strategies

• Splunk Architecture and Implementation Best Practices

Splunk Enterprise officially requires a minimum of three search heads and one deployer for a supported Search Head Cluster (SHC) configuration. This ensures both high availability and data consistency within the cluster.

The Splunk documentation explains that a search head cluster uses RAFT-based consensus to elect a captain responsible for managing configuration replication, scheduling, and user workload distribution. The RAFT protocol requires a quorum of members to maintain consistency. In practical terms, this means a minimum of three members (search heads) to achieve fault tolerance — allowing one member to fail while maintaining operational stability.

The deployer is a separate Splunk instance responsible for distributing configuration bundles (apps, settings, and user configurations) to all members of the search head cluster. The deployer is not part of the SHC itself but is mandatory for its proper management.

Running with fewer than three search heads or replacing the deployer with a Deployment Server (as in Options B, C, or D) is unsupported and violates Splunk best practices for SHC resiliency and management.

References (Splunk Enterprise Documentation):

• Search Head Clustering Overview – Minimum Supported Architecture

• Deploy and Configure the Deployer for a Search Head Cluster

• High Availability and Fault Tolerance with RAFT in SHC

The Splunk Enterprise Capacity Planning Manual states that running Splunk in a virtualized environment typically results in a performance reduction of approximately 20% to 45% compared to equivalent deployments on physical hardware.

This degradation is primarily due to the virtualization overhead inherent in hypervisor environments (such as VMware, Hyper-V, or KVM), which can affect:

Disk I/O throughput and latency — the most critical factor for indexers.

CPU scheduling efficiency, particularly for multi-threaded indexing processes.

Network latency between clustered components.

Splunk’s documentation strongly emphasizes that while virtualized environments offer operational flexibility, they cannot match bare-metal performance, especially under heavy indexing loads.

To mitigate performance loss, Splunk recommends:

Reserving dedicated CPU and I/O resources for Splunk VMs.

Avoiding over-commitment of hardware resources.

Using high-performance SSD storage or paravirtualized disk controllers.

These optimizations can narrow the performance gap, but a 20–45% reduction remains a realistic expectation under typical conditions.

References (Splunk Enterprise Documentation):

• Splunk Enterprise Capacity Planning Manual – Virtualization Performance Considerations

• Splunk on Virtual Infrastructure – Best Practices and Performance Tuning

• Indexer and Search Head Hardware Recommendations

• Performance Testing Guidelines for Splunk Deployments

The default interval at which metrics.log generates a periodic report regarding license utilization is 60 seconds. This report contains information about the license usage and quota for each Splunk instance, as well as the license pool and stack. The report is generated every 60 seconds by default, but this interval can be changed by modifying the license_usage stanza in the metrics.conf file. The other intervals (10 seconds, 30 seconds, and 300 seconds) are not the default values, but they can be set by the administrator if needed. For more information, see About metrics.log and Configure metrics.log in the Splunk documentation.

 The Monitoring Console is the Splunk tool that offers a health check for administrators to evaluate the health of their Splunk deployment. The Monitoring Console provides dashboards and alerts that show the status and performance of various Splunk components, such as indexers, search heads, forwarders, license usage, and search activity. The Monitoring Console can also run health checks on the deployment and identify any issues or recommendations. The btool is a command-line tool that shows the effective settings of the configuration files, but it does not offer a health check. The DiagGen is a tool that generates diagnostic snapshots of the Splunk environment, but it does not offer a health check. The SPL Clinic is a tool that analyzes and optimizes SPL queries, but it does not offer a health check. For more information, see About the Monitoring Console in the Splunk documentation.

The correct action to take first if a deployment client is not updating apps is to choose a corrective action based on the splunkd.log of the deployment client. This log file contains information about the communication between the deployment server and the deployment client, and it can help identify the root cause of the problem1. The other actions may or may not help, depending on the situation, but they are not the first steps to take. Choosing a longer phone home interval may reduce the load on the deployment server, but it will also delay the updates for the deployment clients2. Increasing the number of CPU cores or the amount of memory for the deployment server may improve its performance, but it will not fix the issue if the problem is on the deployment client side3. Therefore, option C is the correct answer, and options A, B, and D are incorrect.

1: Troubleshoot deployment server issues 2: Configure deployment clients 3: Hardware and software requirements for the deployment server

 The AggregatorMiningProcessor component in the splunkd.log file will log information related to bad event breaking. The AggregatorMiningProcessor is responsible for breaking the incoming data into events and applying the props.conf settings. If there is a problem with the event breaking, such as incorrect timestamps, missing events, or merged events, the AggregatorMiningProcessor will log the error or warning messages in the splunkd.log file. The Audittrail component logs information about the audit events, such as user actions, configuration changes, and search activity. The EventBreaking component logs information about the event breaking rules, such as the LINE_BREAKER and SHOULD_LINEMERGE settings. The IndexingPipeline component logs information about the indexing pipeline, such as the parsing, routing, and indexing phases. For more information, see About Splunk Enterprise logging and [Configure event line breaking] in the Splunk documentation.

 The Splunk instance with the given settings in SPLUNK_HOME/etc/system/local/server.conf is missing the master_uri attribute and needs to be restarted. The master_uri attribute is required for the master node to communicate with the peer nodes and the search head cluster. The master_uri attribute specifies the host name and port number of the master node. Without this attribute, the master node cannot function properly. The Splunk instance also needs to be restarted for the changes in the server.conf file to take effect. The replication_factor setting determines how many copies of each bucket are maintained across the peer nodes. The search factor is a separate setting that determines how many searchable copies of each bucket are maintained across the peer nodes. The search factor is not specified in the given settings, so it defaults to the same value as the replication factor, which is 2. This is not a multi-site cluster, because the site attribute is not specified in the clustering stanza. A multi-site cluster is a cluster that spans multiple geographic locations, or sites, and has different replication and search factors for each site.

Splunk Enterprise uses the _audit index to log and store all user activity and audit-related information. This includes details such as user logins, searches executed, configuration changes, role modifications, and app management actions.

The _audit index is populated by data collected from the Splunkd audit logger and records actions performed through both Splunk Web and the CLI. Each event in this index typically includes fields like user, action, info, search_id, and timestamp, allowing administrators to track activity across all Splunk users and components for security, compliance, and accountability purposes.

The _internal index, by contrast, contains operational logs such as metrics.log and scheduler.log used for system performance and health monitoring. _kvstore stores internal KV Store metadata, and _telemetry is used for optional usage data reporting to Splunk.

The _audit index is thus the authoritative source for user behavior monitoring within Splunk environments and is a key component of compliance and security auditing.

References (Splunk Enterprise Documentation):

• Audit Logs and the _audit Index – Monitoring User Activity

• Splunk Enterprise Security and Compliance: Tracking User Actions

• Splunk Admin Manual – Overview of Internal Indexes (_internal, _audit, _introspection)

• Splunk Audit Logging and User Access Monitoring

 ITSI can impact the planning of a Splunk deployment depending on the Key Performance Indicators (KPIs) that are being tracked. KPIs are metrics that measure the health and performance of IT services and business processes. ITSI collects, analyzes, and displays KPI data from various data sources in Splunk. Depending on the number, frequency, and complexity of the KPIs, additional infrastructure may be needed to support the data ingestion, processing, and visualization. ITSI does not require a dedicated deployment server, nor does it affect the number of users using ITSI. ITSI in a Splunk deployment does require additional hardware resources, such as CPU, memory, and disk space, to run the ITSI components and apps

A best practice to maximize indexing performance is to minimize configuration generality. Configuration generality refers to the use of generic or default settings for data inputs, such as source type, host, index, and timestamp. Minimizing configuration generality means using specific and accurate settings for each data input, which can reduce the processing overhead and improve the indexing throughput. Using automatic source typing, using the Splunk default settings, and not using pre-trained source types are examples of configuration generality, which can negatively affect the indexing performance

Migration from single-site to multisite index replication only affects new data, not existing data. Multisite policies apply to new data only, meaning that data that is ingested after the migration will follow the multisite replication and search factors. Existing data, or data that was ingested before the migration, will retain the single-site policies, unless they are manually converted to multisite buckets. Single-site buckets do not instantly receive the multisite policies, nor do they automatically convert to multisite buckets. Multisite total values can exceed any single-site factors, as long as they do not exceed the number of peer nodes in the cluster. A master node is not required at each site, only one master node is needed for the entire cluster

Comprehensive and Detailed Explanation (From Splunk Enterprise Documentation)Splunk’s official planning guidance explains that the deployment cycle begins with defining the system architecture, capacity planning, platform design, and topologies. Splunk states that before any component is installed, administrators must complete “infrastructure planning and buildout,” which includes determining indexer capacity, search head roles, clustering strategy, storage layout, and performance requirements. This foundational step ensures that all Splunk components have the proper hardware, network design, and scaling expectations.

After the environment is built, Splunk documentation states that the next stage is “deployment and data onboarding,” which includes configuring indexers, forwarders, parsing rules, event processing pipelines, data source validation, and enrichment steps such as field extractions, tagging, event types, and CIM alignment. Splunk describes this as the phase where you bring in data and confirm correctness, completeness, and normalization.

Only after the system is stable and populated with data does Splunk recommend “user planning and rollout”, which includes developing dashboards, roles, knowledge objects, search best practices, and enabling user access. Splunk emphasizes that user onboarding should occur last, once infrastructure and data pipelines are fully validated.

 A collection is defined in the collections.conf file, which specifies the name, schema, and permissions of the collection. The kvstore.conf file is used to configure the KV store settings, such as the port, SSL, and replication factor. The other two files do not exist1

According to the Indexer Clustering Administration Guide, the most efficient and Splunk-recommended way to configure and manage receiving ports for all clustered indexers (peer nodes) is through the Cluster Manager (previously known as the Master Node).

In a clustered environment, configuration changes that affect all peer nodes—such as receiving port definitions—should be managed centrally. The correct procedure is to define the inputs configuration file (inputs.conf) within the Cluster Manager’s manager-apps directory. Specifically, the configuration is placed in:

$SPLUNK_HOME/etc/manager-apps/_cluster/local/inputs.conf

and then deployed to all peers using the configuration bundle push mechanism.

This centralized approach ensures consistency across all peer nodes, prevents manual configuration drift, and allows Splunk to maintain uniform ingestion behavior across the cluster.

Running splunk enable listen on each peer (Option C) or manually configuring inputs via Splunk Web (Option A) introduces inconsistencies and is not recommended in clustered deployments. Using the deployment-apps path (Option B) is meant for deployment servers, not for cluster management.

References (Splunk Enterprise Documentation):

• Indexer Clustering: Configure Peer Nodes via Cluster Manager

• Deploy Configuration Bundles from the Cluster Manager

• inputs.conf Reference – Receiving Data Configuration

• Splunk Enterprise Admin Manual – Managing Clustered Indexers

 Splunk internal logs are stored in the SPLUNK_HOME/var/log/splunk directory by default. The default log size for Splunk internal logs is 25 MB, which means that when a log file reaches 25 MB, Splunk rolls it to a backup file and creates a new log file. The default number of backup files is 5, which means that Splunk keeps up to 5 backup files for each log file

The Search Job Inspector can be used to expand the following sections: Search job properties and Optimization suggestions. The Search Job Inspector is a tool that provides detailed information about a search job, such as the search parameters, the search statistics, the search timeline, and the search log. The Search Job Inspector can be accessed by clicking the Job menu in the Search bar and selecting Inspect Job. The Search Job Inspector has several sections that can be expanded or collapsed by clicking the arrow icon next to the section name. The Search job properties section shows the basic information about the search job, such as the SID, the status, the duration, the disk usage, and the scan count. The Optimization suggestions section shows the suggestions for improving the search performance, such as using transforming commands, filtering events, or reducing fields. The Execution costs and Saved search history sections are not part of the Search Job Inspector, and they cannot be expanded. The Execution costs section is part of the Search Dashboard, which shows the relative costs of each search component, such as commands, lookups, or subsearches. The Saved search history section is part of the Saved Searches page, which shows the history of the saved searches that have been run by the user or by a schedule

To ensure that high-velocity sources will not have forwarding delays to the indexers, the default limit for maxKBps in limits.conf should be increased. This parameter controls the maximum bandwidth that a forwarder can use to send data to the indexers. By default, it is set to 256 KBps, which may not be sufficient for high-volume data sources. Increasing this limit can reduce the forwarding latency and improve the performance of the forwarders. However, this should be done with caution, as it may affect the network bandwidth and the indexer load. Option B is the correct answer. Option A is incorrect because the sessionTimeout parameter in server.conf controls the duration of a TCP connection between a forwarder and an indexer, not the bandwidth limit. Option C is incorrect because the forceTimebasedAutoLB parameter in outputs.conf controls the frequency of load balancing among the indexers, not the bandwidth limit. Option D is incorrect because the phoneHomelntervallnSecs parameter in deploymentclient.conf controls the interval at which a forwarder contacts the deployment server, not the bandwidth limit12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Admin/Limitsconf#limits.conf.spec 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Forwarding/Routeandfilterdatad#Set_the_maximum_bandwidth_usage_for_a_forwarder

 Changing the limits.conf value for max_searches_per_cpu to a higher value is the best option to increase scheduled search capacity on the search head cluster when a large number of searches are skipped across time. This value determines how many concurrent scheduled searches can run on each CPU core of the search head. Increasing this value will allow more scheduled searches to run at the same time, which will reduce the number of skipped searches. Creating a job server on the cluster, running the server.conf captain_is_adhoc_searchhead = true command, or adding another search head to the cluster are not the best options to increase scheduled search capacity on the search head cluster. For more information, see [Configure limits.conf] in the Splunk documentation.

 An indexer clustering requirement is that the cluster members must share the same license pool and license master. A license pool is a group of licenses that are assigned to a set of Splunk instances. A license master is a Splunk instance that manages the distribution and enforcement of licenses in a pool. In an indexer cluster, all cluster members must belong to the same license pool and report to the same license master, to ensure that the cluster does not exceed the license limit and that the license violations are handled consistently. An indexer cluster does not require shared storage, because each cluster member has its own local storage for the index data. An indexer cluster does not have to reside on a dedicated rack, because the cluster members can be located on different physical or virtual machines, as long as they can communicate with each other. An indexer cluster does not have to have at least three members, because a cluster can have as few as two members, although this is not recommended for high availability

Splunk indexing is read/write intensive, as it involves reading data from various sources, writing data to disk, and reading data from disk for searching and reporting. Therefore, it is important to select the appropriate disk storage solution for each deployment, based on the performance, reliability, and cost requirements. The recommended RAID setup for Splunk indexers is RAID 10 (1 + 0), as it provides the best balance of performance and reliability. RAID 10 combines the advantages of RAID 1 (mirroring) and RAID 0 (striping), which means that it offers both data redundancy and data distribution. RAID 10 can tolerate multiple disk failures, as long as they are not in the same mirrored pair, and it can improve the read and write speed, as it can access multiple disks in parallel2

High performance SAN (Storage Area Network) can be used for Splunk indexers, but it is not recommended, as it is more expensive and complex than local disks. SAN also introduces additional network latency and dependency, which can affect the performance and availability of Splunk indexers. SAN is more suitable for Splunk search heads, as they are less read/write intensive and more CPU intensive2

NFS (Network File System) should not be used for storing hot and warm buckets, as it can cause data corruption, data loss, and performance degradation. NFS is a network-based file system that allows multiple clients to access the same files on a remote server. NFS is not compatible with Splunk index replication and search head clustering, as it can cause conflicts and inconsistencies among the Splunk instances. NFS is also slower and less reliable than local disks, as it depends on the network bandwidth and availability. NFS can be used for storing cold and frozen buckets, as they are less frequently accessed and less critical for Splunk operations2

Virtualized environments are not usually preferred over bare metal for Splunk indexers, as they can introduce additional overhead and complexity. Virtualized environments can affect the performance and reliability of Splunk indexers, as they share the physical resources and the network with other virtual machines. Virtualized environments can also complicate the monitoring and troubleshooting of Splunk indexers, as they add another layer of abstraction and configuration. Virtualized environments can be used for Splunk indexers, but they require careful planning and tuning to ensure optimal performance and availability2

Two indexers clustered is the recommended deployment for a customer who plans to ingest 600 GB of data per day into Splunk, has six concurrent users, and wants high data availability and high search performance. This deployment will provide enough indexing capacity and search concurrency for the customer’s needs, while also ensuring data replication and searchability across the cluster. The customer can also save on the hardware cost by using only two indexers. Two indexers not in a cluster will not provide high data availability, as there is no data replication or failover. Three indexers not in a cluster will provide more indexing capacity and search concurrency, but also more hardware cost and no data availability. The customer’s data retention period, number of long searches, or volume of saved/scheduled searches are not relevant for determining the number of indexers. For more information, see [Reference hardware] and [About indexer clusters and index replication] in the Splunk documentation.

Comprehensive and Detailed Explanation (From Splunk Enterprise Documentation)Splunk Enterprise documentation clarifies that none of the listed configurations are prohibited in production. Splunk allows the Cluster Manager to be colocated with the Monitoring Console in small deployments because both are management-plane functions and do not handle ingestion or search traffic. The documentation also states that the Search Head Cluster Deployer is not a runtime component and has minimal performance requirements, so it may be colocated with the Monitoring Console or Licensing Master when hardware resources permit.

Splunk also supports virtual machines for both search heads and indexers, provided they are deployed with dedicated CPU, storage throughput, and predictable performance. Splunk’s official hardware guidance specifies that while bare metal often yields higher performance, virtualized deployments are fully supported in production as long as sizing principles are met.

Because Splunk explicitly supports all four configurations under proper sizing and best-practice guidelines, there is no correct selection for “unsupported.” The question is outdated relative to current Splunk Enterprise recommendations.

The splunk_instrumentation.log file is the least helpful in troubleshooting a crash, because it contains information about the Splunk Instrumentation feature, which collects and sends usage data to Splunk Inc. for product improvement purposes. This file does not contain any information about the Splunk processes, errors, or crashes. The other options are more helpful in troubleshooting a crash, because they contain relevant information about the Splunk daemon, the standard error output, and the crash report12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Troubleshooting/WhatSplunklogsaboutitself#splunk_instrumentation.log 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Troubleshooting/WhatSplunklogsaboutitself#splunkd_stderr.log

 To reduce the captain’s work load in a search head cluster, the setting that will prevent scheduled searches from running on the captain is captain_is_adhoc_searchhead = true (on the current captain). This setting will designate the current captain as an ad hoc search head, which means that it will not run any scheduled searches, but only ad hoc searches initiated by users. This will reduce the captain’s work load and improve the search head cluster performance. The adhoc_searchhead = true (on all members) setting will designate all search head cluster members as ad hoc search heads, which means that none of them will run any scheduled searches, which is not desirable. The adhoc_searchhead = true (on the current captain) setting will have no effect, as this setting is ignored by the captain. The captain_is_adhoc_searchhead = true (on all members) setting will have no effect, as this setting is only applied to the current captain. For more information, see Configure the captain as an ad hoc search head in the Splunk documentation.

A monitored log file is changing on the forwarder, but Splunk searches are not finding any new data that has been added. This could be caused by two possible reasons: B. An admin has removed the Splunk fishbucket on the forwarder. C. The last 256 bytes of the monitored file are not changing. Option B is correct because the Splunk fishbucket is a directory that stores information about the files that have been monitored by Splunk, such as the file name, size, modification time, and CRC checksum. If an admin removes the fishbucket, Splunk will lose track of the files that have been previously indexed and will not index any new data from those files. Option C is correct because Splunk uses the CRC checksum of the last 256 bytes of a monitored file to determine if the file has changed since the last time it was read. If the last 256 bytes of the file are not changing, Splunk will assume that the file is unchanged and will not index any new data from it. Option A is incorrect because running the splunk clean eventdata -index  command on the indexer will delete all the data from the specified index, but it will not affect the forwarder’s ability to send new data to the indexer. Option D is incorrect because Splunk does not use the first 256 bytes of a monitored file to determine if the file has changed12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Data/Monitorfilesanddirectories 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Troubleshooting/Didyouloseyourfishbucket

According to the Splunk SmartStore Architecture Guide, the primary benefit of SmartStore is the separation of storage from compute resources within an indexer cluster. SmartStore enables Splunk to decouple indexer storage (data at rest) from the compute layer (indexers that perform searches and indexing).

With SmartStore, active (hot/warm) data remains on local disk for fast access, while older, less frequently searched (remote) data is stored in an external object storage system such as Amazon S3, Google Cloud Storage, or on-premises S3-compatible storage. This separation reduces the storage footprint on indexers, allowing organizations to scale compute and storage independently.

This architecture improves cost efficiency and scalability by:

Lowering on-premises storage costs using object storage for retention.

Enabling dynamic scaling of indexers without impacting total data availability.

Reducing replication overhead since SmartStore manages data objects efficiently.

SmartStore does not affect replication or search factors (Option A), does not handle Knowledge Object replication (Option C), and the Cluster Manager is still required (Option D) to coordinate cluster activities.

References (Splunk Enterprise Documentation):

• SmartStore Overview and Architecture Guide

• SmartStore Deployment and Configuration Manual

• Managing Storage and Compute Independence in Indexer Clusters

• Splunk Enterprise Capacity Planning – SmartStore Sizing Guidelines

According to the Splunk documentation1, when migrating an indexer cluster from single-site to multi-site, you must remove the existing single-site attributes from the server.conf file of each peer node. These attributes include replication_factor, search_factor, and cluster_label. You must also restart each peer node after removing the attributes. The other options are false because:

Multi-site policies will apply only to the data created after migration, unless you configure the manager node to convert legacy buckets to multi-site1.

All peer nodes do not need to run the same version of Splunk, as long as they are compatible with the manager node2.

Single-site buckets can be converted to multi-site buckets by changing the constrain_singlesite_buckets setting in the manager node’s server.conf file to "false"1.

The system local directory has the highest precedence among the following directories that contain Splunk configuration files of the same name within different apps. Splunk configuration files are stored in various directories under the SPLUNK_HOME/etc directory. The precedence of these directories determines which configuration file settings take effect when there are conflicts or overlaps. The system local directory, which is located at SPLUNK_HOME/etc/system/local, has the highest precedence among all directories, because it contains the system-level configurations that are specific to the instance. The system default directory, which is located at SPLUNK_HOME/etc/system/default, has the lowest precedence among all directories, because it contains the system-level configurations that are provided by Splunk and should not be modified. The app local directories, which are located at SPLUNK_HOME/etc/apps/APP_NAME/local, have a higher precedence than the app default directories, which are located at SPLUNK_HOME/etc/apps/APP_NAME/default, because the local directories contain the app-level configurations that are specific to the instance, while the default directories contain the app-level configurations that are provided by the app and should not be modified. The app local and default directories have different precedences depending on the ASCII order of the app names, with the app names that come later in the ASCII order having higher precedences.

The master node distributes configuration bundles to peer nodes in the slave-apps directory under $SPLUNK_HOME/etc. The configuration bundle method is the only supported method for managing common configurations and app deployment across the set of peers. It ensures that all peers use the same versions of these files1. Bundles typically contain a subset of files (configuration files and assets) from $SPLUNK_HOME/etc/system, $SPLUNK_HOME/etc/apps, and $SPLUNK_HOME/etc/users2. The process of distributing knowledge bundles means that peers by default receive nearly the entire contents of the search head’s apps3.

The correct configuration attribute to set in server.conf on the cluster manager in a single-site indexer cluster is master_uri. This attribute specifies the URI of the cluster manager, which is required for the peer nodes and search heads to communicate with it1. The other attributes are not required for a single-site indexer cluster, but they are used for a multisite indexer cluster. The site attribute defines the site name for each node in a multisite indexer cluster2. The replication_factor attribute defines the number of copies of each bucket to maintain across the entire multisite indexer cluster3. The site_replication_factor attribute defines the number of copies of each bucket to maintain across each site in a multisite indexer cluster4. Therefore, option A is the correct answer, and options B, C, and D are incorrect.

1: Configure the cluster manager 2: Configure the site attribute 3: Configure the replication factor 4: Configure the site replication factor

The splunk validate cluster-bundle --check-restart command is the officially documented Splunk Enterprise method to determine if a configuration bundle push will trigger a rolling restart within an indexer cluster.

When configuration changes are made on the Cluster Manager (Master Node)—for example, updates to indexes.conf, props.conf, or transforms.conf—Splunk administrators must validate the bundle before pushing it to all peer nodes. Using this command allows the Cluster Manager to simulate the deployment and verify whether the configuration modifications necessitate a restart across peer indexers to take effect.

The --check-restart flag specifically reports whether:

The configuration changes are minor (no restart required).

The changes affect components that require a full or rolling restart (e.g., changes to indexing paths, volume definitions, or replication factors).

Running this validation prior to an actual splunk apply cluster-bundle command prevents service disruption during production operations.

Other commands such as splunk show cluster-bundle-status display deployment status but not restart requirements, and splunk apply cluster-bundle executes the actual deployment, not validation.

References (Splunk Enterprise Documentation):

• Indexer Clustering: Deploy Configuration Bundles with Validation

• splunk validate cluster-bundle Command Reference

• Managing Indexer Clusters – Rolling Restarts and Bundle Deployment Best Practices

• Splunk Enterprise Admin Manual – Cluster Manager Maintenance Commands

Splunk Enterprise documentation clearly states that the best method to secure log traffic between Universal Forwarders (UFs) and Indexers is to implement Transport Layer Security (TLS) using signed SSL certificates. When Universal Forwarders send data to Indexers, this communication can be encrypted using SSL/TLS to prevent eavesdropping, data tampering, or interception while in transit.

Splunk provides default self-signed certificates out of the box, but these are only for testing or lab environments and should not be used in production. Production-grade security requires custom, signed SSL certificates — either from an internal Certificate Authority (CA) or a trusted public CA. These certificates validate both the sender (forwarder) and receiver (indexer), ensuring data integrity and authenticity.

In practice, this involves:

Generating or obtaining CA-signed certificates.

Configuring the forwarder’s outputs.conf to use SSL encryption (sslCertPath, sslPassword, and sslRootCAPath).

Configuring the indexer’s inputs.conf and server.conf to require and validate client certificates.

This configuration ensures end-to-end encryption for all log data transmitted from forwarders to indexers.

Routing traffic through a WAF (Option C) does not provide end-to-end encryption for Splunk’s internal communication, and securing search head–to–indexer communication (Option D) is unrelated to forwarder data flow.

References (Splunk Enterprise Documentation):

• Securing Splunk Enterprise: Encrypting Data in Transit Using SSL/TLS

• Configure Forwarder-to-Indexer Encryption

• Server and Forwarder Authentication with Signed Certificates

• Best Practices for Forwarder Management and Security Configuration

To resync a stale KV Store member in a search head cluster, you need to stop the search head that has the stale KV Store member, run the command splunk clean kvstore --local, and then restart the search head. This triggers the initial synchronization from other KV Store members12.

The command splunk resync kvstore [-source sourceId] is used to resync the entire KV Store cluster from one of the members, not a single member. This command can only be invoked from the node that is operating as search head cluster captain2.

The command splunk clean eventdata -local is used to delete all indexed data from a standalone indexer or a cluster peer node, not to resync the KV Store3.

All of the forwarders would still be phoning home to the old deployment server, because the forwarders are configured to use the old deployment server in $SPLUNK_HOME/etc/system/local. This is the local configuration directory that contains the settings that override the default settings in $SPLUNK_HOME/etc/system/default. The deploymentclient.conf file in the local directory specifies the targetUri of the deployment server that the forwarder contacts for configuration updates and apps. If the forwarders have the old deployment server’s targetUri in the local directory, they will ignore the updated deploymentclient.conf file that was deployed by the old deployment server, because the local settings have higher precedence than the deployed settings. To fix this issue, the forwarders should either remove the deploymentclient.conf file from the local directory, or update it with the new deployment server’s targetUri. Option C is the correct answer. Option A is incorrect because a version mismatch between the forwarders and the new deployment server would not prevent the forwarders from phoning home to the new deployment server, as long as they are compatible versions. Option B is incorrect because the new deployment server is configured and running, and there is no indication that it is not accepting connections from the forwarders. Option D is incorrect because the pass4SymmKey is the shared secret key that the deployment server and the forwarders use to authenticate each other. It does not affect the forwarders’ ability to phone home to the new deployment server, as long as it is the same on both sides12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Updating/Configuredeploymentclients 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Admin/Wheretofindtheconfigurationfiles

The minimum reference server specification for a Splunk indexer is 12 CPU cores, 12GB RAM, and 800 IOPS. This specification is based on the assumption that the indexer will handle an average indexing volume of 100GB per day, with a peak of 300GB per day, and a typical search load of 1 concurrent search per 1GB of indexing volume. The other specifications are either higher or lower than the minimum requirement. For more information, see [Reference hardware] in the Splunk documentation.

 Syslog is a standard protocol for sending log messages from various devices and applications to a central server. Syslog can use either UDP or TCP as the transport layer protocol. UDP is faster but less reliable, as it does not guarantee delivery or order of the messages. TCP is slower but more reliable, as it ensures delivery and order of the messages. Therefore, to improve the reliability of syslog delivery to Splunk, it is recommended to use TCP syslog.

Another option to improve the reliability of syslog delivery to Splunk is to use one or more syslog servers to persist data with a Universal Forwarder to send the data to Splunk indexers. This way, the syslog servers can act as a buffer and store the data in case of network or Splunk outages. The Universal Forwarder can then forward the data to Splunk indexers when they are available.

Using a network load balancer to direct syslog traffic to active backend syslog listeners is not a reliable option, as it does not address the possibility of data loss or duplication due to network failures or Splunk outages. Configuring UDP inputs on each Splunk indexer to receive data directly is also not a reliable option, as it exposes the indexers to the network and increases the risk of data loss or duplication due to UDP limitations.

The Monitoring Console (MC) is the Splunk Enterprise monitoring tool that lets you view detailed topology and performance information about your Splunk Enterprise deployment1. The MC can be installed on any Splunk Enterprise instance that can access the data from all the instances in the deployment2. However, following the Splunk recommendations, the MC should be installed on the search head cluster deployer, which is a dedicated instance that manages the configuration bundle for the search head cluster members3. This way, the MC can monitor the search head cluster as well as the indexer cluster and the forwarders, without affecting the performance or availability of the other instances4. The other options are not recommended because they either introduce additional load on the existing instances (such as A and D) or do not have access to the data from the search head cluster (such as B).

1: About the Monitoring Console - Splunk Documentation 2: Add Splunk Enterprise instances to the Monitoring Console 3: Configure the deployer - Splunk Documentation 4: [Monitoring Console setup and use - Splunk Documentation]

The walklex command in Splunk is a specialized administrative search command used to translate and display LISPY (Splunk’s internal representation of search terms). LISPY is the logical search syntax Splunk uses to parse and execute search queries, and examining it helps administrators and developers debug search optimization, field extraction behavior, and index-time search efficiency.

When you run the command | walklex search="your_search_string", Splunk outputs how it tokenizes and interprets that query internally. This is particularly useful for understanding how Splunk’s search language maps to index-time fields and for diagnosing performance issues caused by inefficient search term parsing.

For example:

| walklex search="error OR failure host=server01"

Displays the corresponding LISPY translation used by Splunk’s search subsystem.

Other options are unrelated:

dbinspect provides index bucket metadata.

Monitoring Console shows performance metrics and health status.

Search Job Inspector analyzes search execution phases but doesn’t expose LISPY.

Thus, the correct and Splunk-documented tool for LISPY inspection is the walklex command.

References (Splunk Enterprise Documentation):

• walklex Command Reference – LISPY and Search Debugging

• Understanding Search Language Parsing in Splunk

• Search Internals: How Splunk Interprets Queries

• Splunk Search Performance Troubleshooting Tools

Setting site=site0 on all Search Head Cluster members disables search site affinity. Search site affinity is a feature that allows search heads to preferentially search the peer nodes that are in the same site as the search head, to reduce network latency and bandwidth consumption. By setting site=site0, which is a special value that indicates no site, the search heads will search all peer nodes regardless of their site. Setting site=site0 does not set all members to dynamic captaincy, enable multisite search artifact replication, or enable automatic search site affinity discovery. Dynamic captaincy is a feature that allows any member to become the captain, and it is enabled by default. Multisite search artifact replication is a feature that allows search artifacts to be replicated across sites, and it is enabled by setting site_replication_factor to a value greater than 1. Automatic search site affinity discovery is a feature that allows search heads to automatically determine their site based on the network latency to the peer nodes, and it is enabled by setting site=auto

The following security option must be explicitly configured, as it is not enabled by default:

Certificate authentication between forwarders and indexers. This option allows the forwarders and indexers to verify each other’s identity using SSL certificates, which prevents unauthorized data transmission or spoofing attacks. This option is not enabled by default, as it requires the administrator to generate and distribute the certificates for the forwarders and indexers. For more information, see [Secure the communication between forwarders and indexers] in the Splunk documentation. The following security options are enabled by default:

Data encryption between Splunk Web and splunkd. This option encrypts the communication between the Splunk Web interface and the splunkd daemon using SSL, which prevents data interception or tampering. This option is enabled by default, as Splunk provides a self-signed certificate for this purpose. For more information, see [About securing Splunk Enterprise with SSL] in the Splunk documentation.

Certificate authentication between Splunk Web and search head. This option allows the Splunk Web interface and the search head to verify each other’s identity using SSL certificates, which prevents unauthorized access or spoofing attacks. This option is enabled by default, as Splunk provides a self-signed certificate for this purpose. For more information, see [About securing Splunk Enterprise with SSL] in the Splunk documentation.

Data encryption for distributed search between search heads and indexers. This option encrypts the communication between the search heads and the indexers using SSL, which prevents data interception or tampering. This option is enabled by default, as Splunk provides a self-signed certificate for this purpose. For more information, see [Secure your distributed search environment] in the Splunk documentation.

According to Splunk Enterprise administrative documentation, the btool utility is used to troubleshoot configuration settings by merging and displaying effective configurations from all configuration files (system, app, and local levels). When diagnosing license master configuration issues on a search peer or any cluster node, Splunk recommends using the command that specifically lists the license-related stanzas from server.conf.

The correct command is:

splunk cmd btool server list license --debug

This command reveals all configuration parameters under the [license] stanza, including those related to license master connections such as master_uri, pass4SymmKey, and disabled flags. The --debug flag ensures full path tracing of each configuration file, making it easy to identify conflicting or missing parameters that cause communication or validation errors between a search peer and the license master.

Other commands listed, such as btool server list clustering, are meant for diagnosing cluster configuration issues (like replication or search factors), not licensing. The check --debug command only validates syntax and structure, not specific configuration errors tied to licensing. Therefore, the correct and Splunk-documented method for diagnosing license configuration problems on a search peer is to inspect the license stanza using the btool server list license --debug command.

References (Splunk Enterprise Documentation):

• btool Command Reference – Troubleshooting Configuration Issues

• server.conf – License Configuration Parameters

• Managing Distributed License Configurations in Search Peer Clusters

• Troubleshooting License Master and Peer Connectivity

A lookup table is a file that contains a list of values that can be used to enrich or modify the data during search time1. Lookup tables can be stored in CSV files or in the KV Store1. Troubleshooting lookup tables involves identifying and resolving issues that prevent the lookup tables from being accessed, updated, or applied correctly by the Splunk searches. Some of the tools and methods that can help with troubleshooting lookup tables are:

web_access.log: This is a file that contains information about the HTTP requests and responses that occur between the Splunk web server and the clients2. This file can help troubleshoot issues related to lookup table permissions, availability, and errors, such as 404 Not Found, 403 Forbidden, or 500 Internal Server Error34.

btool output: This is a command-line tool that displays the effective configuration settings for a given Splunk component, such as inputs, outputs, indexes, props, and so on5. This tool can help troubleshoot issues related to lookup table definitions, locations, and precedence, as well as identify the source of a configuration setting6.

search.log: This is a file that contains detailed information about the execution of a search, such as the search pipeline, the search commands, the search results, the search errors, and the search performance. This file can help troubleshoot issues related to lookup table commands, arguments, fields, and outputs, such as lookup, inputlookup, outputlookup, lookup_editor, and so on .

Option B is the correct answer because web_access.log is the best place to start troubleshooting lookup table issues, as it can provide the most relevant and immediate information about the lookup table access and status. Option A is incorrect because btool output is not a log file, but a command-line tool. Option C is incorrect because health.log is a file that contains information about the health of the Splunk components, such as the indexer cluster, the search head cluster, the license master, and the deployment server. This file can help troubleshoot issues related to Splunk deployment health, but not necessarily related to lookup tables. Option D is incorrect because configuration_change.log is a file that contains information about the changes made to the Splunk configuration files, such as the user, the time, the file, and the action. This file can help troubleshoot issues related to Splunk configuration changes, but not necessarily related to lookup tables.

According to the Splunk documentation1, one of the benefits of search head clustering is the automatic replication of user knowledge objects, such as dashboards, reports, alerts, and tags. This ensures that all cluster members have the same set of knowledge objects and can serve the same search results to the users. The other options are false because:

Allowing indexers to maintain multiple searchable copies of all data is a benefit of indexer clustering, not search head clustering2.

Input settings are not synchronized between search heads, as search head clusters do not collect data from inputs. Data collection is done by forwarders or independent search heads3.

Fewer network ports are not required to be opened between search heads, as search head clusters use several ports for communication and replication among the members4.

Splunk internal indexes are the indexes that store Splunk’s own data, such as internal logs, metrics, audit events, and configuration snapshots. By default, Splunk internal indexes are stored in the SPLUNK_HOME/var/lib/splunk directory, along with other user-defined indexes. The SPLUNK_HOME/bin directory contains the Splunk executable files and scripts. The SPLUNK_HOME/var/run directory contains the Splunk process ID files and lock files. The SPLUNK_HOME/etc/system/default directory contains the default Splunk configuration files.

According to the Splunk documentation1, multi-site clustering is an indexer cluster that spans multiple physical sites, such as data centers. Each site has its own set of peer nodes and search heads. Each site also obeys site-specific replication and search factor rules. The use cases that are made possible by multi-site clustering are:

Greatly reduce WAN traffic by preferentially searching assigned site (search affinity). This means that if you configure each site so that it has both a search head and a full set of searchable data, the search head on each site will limit its searches to local peer nodes. This eliminates any need, under normal conditions, for search heads to access data on other sites, greatly reducing network traffic between sites2.

Seamlessly route searches to a redundant site in case of a site failure. This means that by storing copies of your data at multiple locations, you maintain access to the data if a disaster strikes at one location. Multisite clusters provide site failover capability. If a site goes down, indexing and searching can continue on the remaining sites, without interruption or loss of data2.

The other options are false because:

Use blockchain technology to audit search activity from geographically dispersed data centers. This is not a use case of multi-site clustering, as Splunk does not use blockchain technology to audit search activity. Splunk uses its own internal logs and metrics to monitor and audit search activity3.

Enable a forwarder to send data to multiple indexers. This is not a use case of multi-site clustering, as forwarders can send data to multiple indexers regardless of whether they are in a single-site or multi-site cluster. This is a basic feature of forwarders that allows load balancing and high availability of data ingestion4.

The deployer is a Splunk Enterprise instance that distributes apps and other configurations to the members of a search head cluster1.

The deployer cannot share functionality with any other Splunk Enterprise instance, including the license master, the master node, or the monitoring console2.

However, the search head cluster members can share functionality with the master node and the monitoring console, as long as they are not designated as the captain of the cluster3.

Therefore, the correct answer is B. License master, as it is the only instance that cannot share functionality with the deployer under any circumstances.

The Splunk Managing Indexes and Storage Documentation explains that when multiple data sources with significantly different ingestion rates share a single index, index bucket management is governed by volume-based rotation, not by source or time. This means that high-volume data causes buckets to fill and roll more quickly, which in turn causes low-volume data to age out prematurely, even if it is relatively recent — hence Option C is correct.

Additionally, because Splunk organizes data within index buckets based on event time and storage characteristics, low-volume data mixed with high-volume data results in inefficient searches for smaller datasets. Queries that target the low-volume source will have to scan through the same large number of buckets containing the high-volume data, leading to slower-than-necessary search performance — Option B.

Compression efficiency (Option A) and performance optimization through data mixing (Option D) are not influenced by mixing volume patterns; these are determined by the event structure and compression algorithm, not source diversity. Splunk best practices recommend separating data sources into different indexes based on usage, volume, and retention requirements to optimize both performance and lifecycle management.

References (Splunk Enterprise Documentation):

• Managing Indexes and Storage – How Splunk Manages Buckets and Data Aging

• Splunk Indexing Performance and Data Organization Best Practices

• Splunk Enterprise Architecture and Data Lifecycle Management

• Best Practices for Data Volume Segregation and Retention Policies

When Splunk indexes data in a non-clustered environment, it creates index and .tsidx files by default. The index files contain the raw data that Splunk has ingested, compressed and encrypted. The .tsidx files contain the time-series index that maps the timestamps and event IDs of the raw data. The rawdata and index files are not the correct terms for the files that Splunk creates. The compressed and .tsidx files are partially correct, but compressed is not the proper name for the index files. The compressed and meta data files are also partially correct, but meta data is not the proper name for the .tsidx files.