SY0-701 CompTIA Security+ Exam Questions and Answers

An intrusion prevention system (IPS) is a security device that monitors network traffic and blocks or modifies malicious packets based on predefined rules or signatures. An IPS can prevent attacks that exploit known vulnerabilities in older browser versions by detecting and dropping the malicious packets before they reach the target system. An IPS can also perform other functions, such as rate limiting, encryption, or redirection. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, Chapter 3: Securing Networks, page 132.

ARO (Annualized Rate of Occurrence) is an analysis element that measures the frequency or likelihood of an event happening in a given year. ARO is often used in risk assessment and management, as it helps to estimate the potential loss or impact of an event. A company can use ARO to calculate the annualized loss expectancy (ALE) of an event, which is the product of ARO and the single loss expectancy (SLE). ALE represents the expected cost of an event per year, and can be used to compare with the cost of implementing a security control or purchasing an insurance policy.

The company most likely used ARO in making the decision to remove the coverage for ransomware attacks from its cyber insurance policy. The company may have estimated the ARO of ransomware attacks based on historical data, industry trends, or threat intelligence, and found that the ARO was low or negligible. The company may have also calculated the ALE of ransomware attacks, and found that the ALE was lower than the cost of the insurance policy. Therefore, the company decided to reduce the cost of its annual cyber insurance policy by removing the coverage for ransomware attacks, as it deemed the risk to be acceptable or manageable.

IMTTR (Incident Management Team Training and Readiness), RTO (Recovery Time Objective), and MTBF (Mean Time Between Failures) are not analysis elements that the company most likely used in making the decision to remove the coverage for ransomware attacks from its cyber insurance policy. IMTTR is a process of preparing and training the incident management team to respond effectively to security incidents. IMTTR does not measure the frequency or impact of an event, but rather the capability and readiness of the team. RTO is a metric that defines the maximum acceptable time for restoring a system or service after a disruption. RTO does not measure the frequency or impact of an event, but rather the availability and continuity of the system or service. MTBF is a metric that measures the average time between failures of a system or component. MTBF does not measure the frequency or impact of an event, but rather the reliability and performance of the system or component.

References = CompTIA Security+ SY0-701 Certification Study Guide, page 97-98; Professor Messer’s CompTIA SY0-701 Security+ Training Course, video 5.2 - Risk Management, 0:00 - 3:00.

Shadow IT is the term used to describe the use of unauthorized or unapproved IT resources within an organization. The marketing department set up its own project management software without telling the appropriate departments, such as IT, security, or compliance. This could pose a risk to the organization’s security posture, data integrity, and regulatory compliance1.

References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, Chapter 2, page 35.

= SQL injection is a type of attack that enables the use of an input field to run commands that can view or manipulate data in a database. SQL stands for Structured Query Language, which is a language used to communicate with databases. By injecting malicious SQL statements into an input field, an attacker can bypass authentication, access sensitive information, modify or delete data, or execute commands on the server. SQL injection is one of the most common and dangerous web application vulnerabilities. References = CompTIA Security+ Study Guide with over 500 Practice Test Questions: Exam SY0-701, 9th Edition, Chapter 5, page 195. CompTIA Security+ SY0-701 Exam Objectives, Domain 1.1, page 8.

SQL injection is a type of attack that exploits a database misconfiguration or a flaw in the application code that interacts with the database. An attacker can inject malicious SQL statements into the user input fields or the URL parameters that are sent to the database server. These statements can then execute unauthorized commands, such as reading, modifying, deleting, or creating data, or even taking over the database server. SQL injection can compromise the confidentiality, integrity, and availability of the data and the system. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, page 215 1

 Labeling all laptops with asset inventory stickers and associating them with employee IDs can provide several security benefits for a company. Two of these benefits are:

• A. If a security incident occurs on the device, the correct employee can be notified. An asset inventory sticker is a label that contains a unique identifier for a laptop, such as a serial number, a barcode, or a QR code. By associating this identifier with an employee ID, the security team can easily track and locate the owner of the laptop in case of a security incident, such as a malware infection, a data breach, or a theft. This way, the security team can notify the correct employee about the incident, and provide them with the necessary instructions or actions to take, such as changing passwords, scanning for viruses, or reporting the loss. This can help to contain the incident, minimize the damage, and prevent further escalation.
• F. Company data can be accounted for when the employee leaves the organization. When an employee leaves the organization, the company needs to ensure that all the company data and assets are returned or deleted from the employee’s laptop. By labeling the laptop with an asset inventory sticker and associating it with an employee ID, the company can easily identify and verify the laptop that belongs to the departing employee, and perform the appropriate data backup, wipe, or transfer procedures. This can help to protect the company data from unauthorized access, disclosure, or misuse by the former employee or any other party.

The other options are not correct because they are not related to the security benefits of labeling laptops with asset inventory stickers and associating them with employee IDs. B. The security team will be able to send user awareness training to the appropriate device. User awareness training is a type of security education that aims to improve the knowledge and behavior of users regarding security threats and best practices. The security team can send user awareness training to the appropriate device by using the email address, username, or IP address of the device, not the asset inventory sticker or the employee ID. C. Users can be mapped to their devices when configuring software MFA tokens. Software MFA tokens are a type of multi-factor authentication that uses a software application to generate a one-time password or a push notification for verifying the identity of a user. Users can be mapped to their devices when configuring software MFA tokens by using the device ID, phone number, or email address of the device, not the asset inventory sticker or the employee ID. D. User-based firewall policies can be correctly targeted to the appropriate laptops. User-based firewall policies are a type of firewall rules that apply to specific users or groups of users, regardless of the device or location they use to access the network. User-based firewall policies can be correctly targeted to the appropriate laptops by using the username, domain, or certificate of the user, not the asset inventory sticker or the employee ID. E. When conducting penetration testing, the security team will be able to target the desired laptops. Penetration testing is a type of security assessment that simulates a real-world attack on a network or system to identify and exploit vulnerabilities. When conducting penetration testing, the security team will be able to target the desired laptops by using the IP address, hostname, or MAC address of the laptop, not the asset inventory sticker or the employee ID. References = CompTIA Security+ Study Guide (SY0-701), Chapter 1: General Security Concepts, page 17. Professor Messer’s CompTIA SY0-701 Security+ Training Course, Section 1.4: Asset Management, video: Asset Inventory (6:12).

 A firewall rule is a set of criteria that determines whether to allow or deny a packet to pass through the firewall. A firewall rule consists of several elements, such as the action, the protocol, the source address, the destination address, and the port number. The syntax of a firewall rule may vary depending on the type and vendor of the firewall, but the basic logic is the same. In this question, the security analyst is creating an inbound firewall rule to block the IP address 10.1.4.9 from accessing the organization’s network. This means that the action should be deny, the protocol should be any (or ig for IP), the source address should be 10.1.4.9/32 (which means a single IP address), the destination address should be 0.0.0.0/0 (which means any IP address), and the port number should be any. Therefore, the correct firewall rule is:

access-list inbound deny ig source 10.1.4.9/32 destination 0.0.0.0/0

This rule will match any packet that has the source IP address of 10.1.4.9 and drop it. The other options are incorrect because they either have the wrong action, the wrong source address, or the wrong destination address. For example, option A has the source and destination addresses reversed, which means that it will block any packet that has the destination IP address of 10.1.4.9, which is not the intended goal. Option C has the wrong action, which is permit, which means that it will allow the packet to pass through the firewall, which is also not the intended goal. Option D has the same problem as option A, with the source and destination addresses reversed.

References = Firewall Rules – CompTIA Security+ SY0-401: 1.2, Firewalls – SY0-601 CompTIA Security+ : 3.3, Firewalls – CompTIA Security+ SY0-501, Understanding Firewall Rules – CompTIA Network+ N10-005: 5.5, Configuring Windows Firewall – CompTIA A+ 220-1102 – 1.6.

 An endpoint log is a file that contains information about the activities and events that occur on an end-user device, such as a laptop, desktop, tablet, or smartphone. Endpoint logs can provide valuable data for security analysts, such as the processes running on the device, the network connections established, the files accessed or modified, the user actions performed, and the applications installed or updated. Endpoint logs can also record the details of any executable files running on the device, such as the name, path, size, hash, signature, and permissions of the executable.

An application log is a file that contains information about the events that occur within a software application, such as errors, warnings, transactions, or performance metrics. Application logs can help developers and administrators troubleshoot issues, optimize performance, and monitor user behavior. However, application logs may not provide enough information about the executable files running on the device, especially if they are malicious or unknown.

An IPS/IDS log is a file that contains information about the network traffic that is monitored and analyzed by an intrusion prevention system (IPS) or an intrusion detection system (IDS). IPS/IDS logs can help security analysts identify and block potential attacks, such as exploit attempts, denial-of-service (DoS) attacks, or malicious scans. However, IPS/IDS logs may not provide enough information about the executable files running on the device, especially if they are encrypted, obfuscated, or use legitimate protocols.

A network log is a file that contains information about the network activity and communication that occurs between devices, such as IP addresses, ports, protocols, packets, or bytes. Network logs can help security analysts understand the network topology, traffic patterns, and bandwidth usage. However, network logs may not provide enough information about the executable files running on the device, especially if they are hidden, spoofed, or use proxy servers.

Therefore, the best log type to use as a data source for additional information about the executable running on the machine is the endpoint log, as it can provide the most relevant and detailed data about the executable file and its behavior.

References =  https://www.crowdstrike.com/cybersecurity-101/observability/application-log/

https://owasp.org/www-project-proactive-controls/v3/en/c9-security-logging

Zero Trust is a security model that assumes no trust for any entity inside or outside the network perimeter and requires continuous verification of identity and permissions. Zero Trust can provide a secure zone by isolating and protecting sensitive data and resources from unauthorized access. Zero Trust can also enforce a company-wide access control policy by applying the principle of least privilege and granular segmentation for users, devices, and applications. Zero Trust can reduce the scope of threats by preventing lateral movement and minimizing the attack surface.

References:

• 5: This source explains the concept and benefits of Zero Trust security and how it differs from traditional security models.
• 8: This source provides an overview of Zero Trust identity security and how it can help verify the identity and integrity of users and devices.

CVSS stands for Common Vulnerability Scoring System, which is a framework that provides a standardized way to assess and communicate the severity and risk of vulnerabilities. CVSS uses a set of metrics and formulas to calculate a numerical score ranging from 0 to 10, where higher scores indicate higher criticality. CVSS can help organizations prioritize remediation efforts and compare vulnerabilities across different systems and vendors. The other options are not used to measure the criticality of a vulnerability, but rather to identify, classify, or report them. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, page 39

A group policy object (GPO) is a mechanism for applying configuration settings to computers and users in an Active Directory domain. By pushing a GPO update, the systems administrator can quickly and uniformly enforce the new password policy across all systems in the domain. Deploying PowerShell scripts, enabling PAP, and updating EDR profiles are not the most efficient or effective ways to change the password policy within an enterprise environment. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, page 115; Password Policy - Windows Security

A security awareness program is a set of activities and initiatives that aim to educate and inform the users and employees of an organization about the security policies, procedures, and best practices. A security awareness program can help to reduce the human factor in security risks, such as social engineering, phishing, malware, data breaches, and insider threats. A security awareness program should include various elements of communication, such as newsletters, posters, videos, webinars, quizzes, games, simulations, and feedback mechanisms, to deliver the security messages and reinforce the security culture. One of the most likely elements of communication to be included in a security awareness program is reporting phishing attempts or other suspicious activities, as this can help to raise the awareness of the users and employees about the common types of cyberattacks and how to respond to them. Reporting phishing attempts or other suspicious activities can also help to alert the security team and enable them to take appropriate actions to prevent or mitigate the impact of the attacks. Therefore, this is the best answer among the given options.

The other options are not as likely to be included as elements of communication in a security awareness program, because they are either technical or operational tasks that are not directly related to the security awareness of the users and employees. Detecting insider threats using anomalous behavior recognition is a technical task that involves using security tools or systems to monitor and analyze the activities and behaviors of the users and employees and identify any deviations or anomalies that may indicate malicious or unauthorized actions. This task is usually performed by the security team or the security operations center, and it does not require the communication or participation of the users and employees. Verifying information when modifying wire transfer data is an operational task that involves using verification methods, such as phone calls, emails, or digital signatures, to confirm the authenticity and accuracy of the information related to wire transfers, such as the account number, the amount, or the recipient. This task is usually performed by the financial or accounting department, and it does not involve the security awareness of the users and employees. Performing social engineering as part of third-party penetration testing is a technical task that involves using deception or manipulation techniques, such as phishing, vishing, or impersonation, to test the security posture and the vulnerability of the users and employees to social engineering attacks. This task is usually performed by external security professionals or consultants, and it does not require the communication or consent of the users and employees. Therefore, these options are not the best answer for this question. References = Security Awareness and Training – CompTIA Security+ SY0-701: 5.2, video at 0:00; CompTIA Security+ SY0-701 Certification Study Guide, page 263.

Segmentation is a technique that divides a network into smaller subnetworks or segments, each with its own security policies and controls. Segmentation can help mitigate network access vulnerabilities in legacy loT devices by isolating them from other devices and systems, reducing their attack surface and limiting the potential impact of a breach. Segmentation can also improve network performance and efficiency by reducing congestion and traffic. Patching, insurance, and replacement are other possible strategies to deal with network access vulnerabilities, but they may not be feasible or effective in the short term. Patching may not be available or compatible for legacy loT devices, insurance may not cover the costs or damages of a cyberattack, and replacement may be expensive and time-consuming. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, page 142-143

A red team is a group of security professionals who perform offensive security assessments covering penetration testing and social engineering. A red team simulates real-world attacks and exploits the vulnerabilities of a target organization, system, or network. A red team aims to test the effectiveness of the security controls, policies, and procedures of the target, as well as the awareness and response of the staff and the blue team. A red team can be hired as an external consultant or formed internally within the organization. References = CompTIA Security+ Study Guide with over 500 Practice Test Questions: Exam SY0-701, 9th Edition, Chapter 1, page 18. CompTIA Security+ (SY0-701) Certification Exam Objectives, Domain 1.8, page 4. Security Teams – SY0-601 CompTIA Security+ : 1.8

 The correct answer is A because multifactor authentication (MFA) is a method of verifying a user’s identity by requiring more than one factor, such as something the user knows (e.g., password), something the user has (e.g., token), or something the user is (e.g., biometric). MFA can prevent unauthorized access even if the user’s password is compromised, as the attacker would need to provide another factor to log in. The other options are incorrect because they do not address the root cause of the attack, which is weak authentication. Permissions assignment (B) is the process of granting or denying access to resources based on the user’s role or identity. Access management © is the process of controlling who can access what and under what conditions. Password complexity (D) is the requirement of using strong passwords that are hard to guess or crack, but it does not prevent an attacker from using a stolen password. References = You can learn more about multifactor authentication and other security concepts in the following resources:

• CompTIA Security+ SY0-701 Certification Study Guide, Chapter 1: General Security Concepts1
• Professor Messer’s CompTIA SY0-701 Security+ Training Course, Section 1.2: Security Concepts2
• Multi-factor Authentication – SY0-601 CompTIA Security+ : 2.43
• TOTAL: CompTIA Security+ Cert (SY0-701) | Udemy, Section 3: Identity and Access Management, Lecture 15: Multifactor Authentication4
• CompTIA Security+ Certification SY0-601: The Total Course [Video], Chapter 3: Identity and Account Management, Section 2: Enabling Multifactor Authentication5

Ransomware-as-a-service is a type of cybercrime where hackers sell or rent ransomware tools or services to other criminals who use them to launch attacks and extort money from victims. This is a typical example of organized crime, which is a group of criminals who work together to conduct illegal activities for profit. Organized crime is different from other types of threat actors, such as insider threats, hacktivists, or nation-states, who may have different motives, methods, or targets. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, page 17 1

Data classification is the process of assigning labels or tags to data based on its sensitivity, value, and risk. Data classification is the first step in a data loss prevention (DLP) solution, as it helps to identify what data needs to be protected and how. By applying classifications to the data, the security administrator can define appropriate policies and rules for the DLP solution to prevent the exfiltration of sensitive customer data. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, Chapter 8: Data Protection, page 323. CompTIA Security+ Practice Tests: Exam SY0-701, 3rd Edition, Chapter 8: Data Protection, page 327.

Active reconnaissance is a type of reconnaissance that involves sending packets or requests to a target and analyzing the responses. Active reconnaissance can reveal information such as open ports, services, operating systems, and vulnerabilities. However, active reconnaissance is also more likely to be detected by the target or its security devices, such as firewalls or intrusion detection systems. Port and service scans are examples of active reconnaissance techniques, as they involve probing the target for specific information. References = CompTIA Security+ Certification Exam Objectives, Domain 1.1: Given a scenario, conduct reconnaissance using appropriate techniques and tools. CompTIA Security+ Study Guide (SY0-701), Chapter 2: Reconnaissance and Intelligence Gathering, page 47. CompTIA Security+ Certification Exam SY0-701 Practice Test 1, Question 1.

Purple is the team that combines both offensive and defensive testing techniques to protect an organization’s critical systems. Purple is not a separate team, but rather a collaboration between the red team and the blue team. The red team is the offensive team that simulates attacks and exploits vulnerabilities in the organization’s systems. The blue team is the defensive team that monitors and protects the organization’s systems from real and simulated threats. The purple team exists to ensure and maximize the effectiveness of the red and blue teams by integrating the defensive tactics and controls from the blue team with the threats and vulnerabilities found by the red team into a single narrative that improves the overall security posture of the organization. Red, blue, and yellow are other types of teams involved in security testing, but they do not combine both offensive and defensive techniques. The yellow team is the team that builds software solutions, scripts, and other programs that the blue team uses in the security testing. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, page 1331; Penetration Testing: Understanding Red, Blue, & Purple Teams3

The correct answer is C. Password, authentication token, thumbprint. This combination of authentication factors satisfies the manager’s goal of implementing multifactor authentication that uses something you know, something you have, and something you are.

• Something you know is a type of authentication factor that relies on the user’s knowledge of a secret or personal information, such as a password, a PIN, or a security question. A password is a common example of something you know that can be used to access a VPN12
• Something you have is a type of authentication factor that relies on the user’s possession of a physical object or device, such as a smart card, a token, or a smartphone. An authentication token is a common example of something you have that can be used to generate a one-time password (OTP) or a code that can be used to access a VPN12
• Something you are is a type of authentication factor that relies on the user’s biometric characteristics, such as a fingerprint, a face, or an iris. A thumbprint is a common example of something you are that can be used to scan and verify the user’s identity to access a VPN12

References:

1: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, Chapter 4: Identity and Access Management, page 177 2: CompTIA Security+ Certification Kit: Exam SY0-701, 7th Edition, Chapter 4: Identity and Access Management, page 179

Badge access and access control vestibule are two of the best ways to ensure only authorized personnel can access a secure facility. Badge access requires the personnel to present a valid and authenticated badge to a reader or scanner that grants or denies access based on predefined rules and permissions. Access control vestibule is a physical security measure that consists of a small room or chamber with two doors, one leading to the outside and one leading to the secure area. The personnel must enter the vestibule and wait for the first door to close and lock before the second door can be opened. This prevents tailgating or piggybacking by unauthorized individuals. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, Chapter 4, pages 197-1981

 A compensating control is a security measure that is implemented to mitigate the risk of a vulnerability or a weakness that cannot be resolved by the primary control. A compensating control does not prevent or eliminate the vulnerability or weakness, but it can reduce the likelihood or impact of an attack. A host-based firewall on a legacy Linux system that allows connections from only specific internal IP addresses is an example of a compensating control, as it can limit the exposure of the system to potential threats from external or unauthorized sources. A host-based firewall is a software application that monitors and filters the incoming and outgoing network traffic on a single host, based on a set of rules or policies. A legacy Linux system is an older version of the Linux operating system that may not be compatible with the latest security updates or patches, and may have known vulnerabilities or weaknesses that could be exploited by attackers. References = Security Controls – SY0-601 CompTIA Security+ : 5.1, Security Controls – CompTIA Security+ SY0-501 – 5.7, CompTIA Security+ Study Guide with over 500 Practice Test Questions: Exam SY0-701, 9th Edition, Chapter 5, page 240. CompTIA Security+ (SY0-701) Certification Exam Objectives, Domain 5.1, page 18.

Side loading is the process of installing software outside of a manufacturer’s approved software repository. This can expose the device to potential vulnerabilities, such as malware, spyware, or unauthorized access. Side loading can also bypass security controls and policies that are enforced by the manufacturer or the organization. Side loading is often done by users who want to access applications or features that are not available or allowed on their devices. References = Sideloading - CompTIA Security + Video Training | Interface Technical Training, Security+ (Plus) Certification | CompTIA IT Certifications, Load Balancers – CompTIA Security+ SY0-501 – 2.1, CompTIA Security+ SY0-601 Certification Study Guide.

Tuning is the activity of adjusting the configuration or parameters of a security tool or system to optimize its performance and reduce false positives or false negatives. Tuning can help to filter out the normal or benign activity that is detected by the security tool or system, and focus on the malicious or anomalous activity that requires further investigation or response. Tuning can also help to improve the efficiency and effectiveness of the security operations center by reducing the workload and alert fatigue of the analysts. Tuning is different from aggregating, which is the activity of collecting and combining data from multiple sources or sensors to provide a comprehensive view of the security posture. Tuning is also different from quarantining, which is the activity of isolating a potentially infected or compromised device or system from the rest of the network to prevent further damage or spread. Tuning is also different from archiving, which is the activity of storing and preserving historical data or records for future reference or compliance. The act of ignoring detected activity in the future that is deemed normal by the security operations center is an example of tuning, as it involves modifying the settings or rules of the security tool or system to exclude the activity from the detection scope. Therefore, this is the best answer among the given options. References = Security Alerting and Monitoring Concepts and Tools – CompTIA Security+ SY0-701: 4.3, video at 7:00; CompTIA Security+ SY0-701 Certification Study Guide, page 191.

 A business email compromise (BEC) attack is a type of phishing attack that targets employees who have access to company funds or sensitive information. The attacker impersonates a trusted person, such as an executive, a vendor, or a client, and requests a fraudulent payment, a wire transfer, or confidential data. The attacker often uses social engineering techniques, such as urgency, pressure, or familiarity, to convince the victim to comply with the request12.

In this scenario, option A describes a possible BEC attack, where an employee receives a gift card request in an email that has an executive’s name in the display field of the email. The email may look like it is coming from the executive, but the actual email address may be spoofed or compromised. The attacker may claim that the gift cards are needed for a business purpose, such as rewarding employees or clients, and ask the employee to purchase them and send the codes. This is a common tactic used by BEC attackers to steal money from unsuspecting victims34.

Option B describes a possible ransomware attack, where malicious software encrypts the files on a device and demands a ransom for the decryption key. Option C describes a possible credential harvesting attack, where an attacker tries to obtain the login information of a privileged account by posing as a legitimate authority. Option D describes a possible phishing attack, where an attacker tries to lure the victim to a fake website that mimics the company’s email portal and capture their credentials. These are all types of cyberattacks, but they are not examples of BEC attacks. References = 1: Business Email Compromise - CompTIA Security+ SY0-701 - 2.2 2: CompTIA Security+ SY0-701 Certification Study Guide 3: Business Email Compromise: The 12 Billion Dollar Scam 4: TOTAL: CompTIA Security+ Cert (SY0-701) | Udemy

IPSec is a protocol suite that provides secure communication over IP networks. IPSec can be used to create virtual private networks (VPNs) that encrypt and authenticate the data exchanged between two or more parties. IPSec can also provide data integrity, confidentiality, replay protection, and access control. A security consultant can use IPSec to gain secure, remote access to a client environment by establishing a VPN tunnel with the client’s network. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, Chapter 8: Secure Protocols and Services, page 385 1

 A risk register is a document that records and tracks the risks associated with a project, system, or organization. A risk register typically includes information such as the risk description, the risk owner, the risk probability, the risk impact, the risk level, the risk response strategy, and the risk status. A risk register can help identify, assess, prioritize, monitor, and control risks, as well as communicate them to relevant stakeholders. A risk register can also help document the risk tolerance and thresholds of an organization, which are the acceptable levels of risk exposure and the criteria for escalating or mitigating risks. References = CompTIA Security+ Certification Exam Objectives, Domain 5.1: Explain the importance of policies, plans, and procedures related to organizational security. CompTIA Security+ Study Guide (SY0-701), Chapter 5: Governance, Risk, and Compliance, page 211. CompTIA Security+ Certification Guide, Chapter 2: Risk Management, page 33. CompTIA Security+ Certification Exam SY0-701 Practice Test 1, Question 4.

Availability is the ability of a system or service to be accessible and usable when needed. For a web application that allows individuals to digitally report health emergencies, availability is the most important consideration during development, because any downtime or delay could have serious consequences for the health and safety of the users. The web application should be designed to handle high traffic, prevent denial-of-service attacks, and have backup and recovery plans in case of failures2.

References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, Chapter 2, page 41.

Preparation is the phase in the incident response process when a security analyst reviews roles and responsibilities, as well as the policies and procedures for handling incidents. Preparation also involves gathering and maintaining the necessary tools, resources, and contacts for responding to incidents. Preparation can help a security analyst to be ready and proactive when an incident occurs, as well as to reduce the impact and duration of the incident.

Some of the activities that a security analyst performs during the preparation phase are:

• Defining the roles and responsibilities of the incident response team members, such as the incident manager, the incident coordinator, the technical lead, the communications lead, and the legal advisor.
• Establishing the incident response plan, which outlines the objectives, scope, authority, and procedures for responding to incidents, as well as the escalation and reporting mechanisms.
• Developing the incident response policy, which defines the types and categories of incidents, the severity levels, the notification and reporting requirements, and the roles and responsibilities of the stakeholders.
• Creating the incident response playbook, which provides the step-by-step guidance and checklists for handling specific types of incidents, such as denial-of-service, ransomware, phishing, or data breach.
• Acquiring and testing the incident response tools, such as network and host-based scanners, malware analysis tools, forensic tools, backup and recovery tools, and communication and collaboration tools.
• Identifying and securing the incident response resources, such as the incident response team, the incident response location, the evidence storage, and the external support.
• Building and maintaining the incident response contacts, such as the internal and external stakeholders, the law enforcement agencies, the regulatory bodies, and the media.

References:

• CompTIA Security+ SY0-701 Certification Study Guide, Chapter 6: Architecture and Design, Section 6.4: Secure Systems Design, p. 279-280
• CompTIA Security+ SY0-701 Certification Exam Objectives, Domain 3: Architecture and Design, Objective 3.5: Given a scenario, implement secure network architecture concepts, Sub-objective: Incident response, p. 16

Detective controls are security measures that are designed to identify and monitor any malicious activity or anomalies on a system or network. They can help to discover the source, scope, and impact of an attack, and provide evidence for further analysis or investigation. Detective controls include log files, security audits, intrusion detection systems, network monitoring tools, and antivirus software. In this case, the administrator used log files as a detective control to review the ransomware attack on the company’s system. Log files are records of events and activities that occur on a system or network, such as user actions, system errors, network traffic, and security alerts. They can provide valuable information for troubleshooting, auditing, and forensics.

References:

• Security+ (Plus) Certification | CompTIA IT Certifications, under “About the exam”, bullet point 3: “Operate with an awareness of applicable regulations and policies, including principles of governance, risk, and compliance.”
• CompTIA Security+ Certification Kit: Exam SY0-701, 7th Edition, Chapter 1, page 14: “Detective controls are designed to identify and monitor any malicious activity or anomalies on a system or network.”
• Control Types – CompTIA Security+ SY0-401: 2.1 - Professor Messer IT …, under “Detective Controls”: “Detective controls are security measures that are designed to identify and monitor any malicious activity or anomalies on a system or network.”

Intellectual property is a type of data that consists of ideas, inventions, designs, or other creative works that have commercial value and are protected by law. Employees in the research and development business unit are most likely to use intellectual property data in their day-to-day work activities, as they are involved in creating new products or services for the company. Intellectual property data needs to be protected from unauthorized use, disclosure, or theft, as it can give the company a competitive advantage in the market. Therefore, these employees receive extensive training to ensure they understand how to best protect this type of data. References = CompTIA Security+ SY0-701 Certification Study Guide, page 90; Professor Messer’s CompTIA SY0-701 Security+ Training Course, video 1.2 - Security Concepts, 7:57 - 9:03.

PCI DSS is the Payment Card Industry Data Security Standard, which is a set of security requirements for organizations that store, process, or transmit cardholder data. PCI DSS aims to protect the confidentiality, integrity, and availability of cardholder data and prevent fraud, identity theft, and data breaches. PCI DSS is enforced by the payment card brands, such as Visa, Mastercard, American Express, Discover, and JCB, and applies to all entities involved in the payment card ecosystem, such as merchants, acquirers, issuers, processors, service providers, and payment applications.

If a large bank fails an internal PCI DSS compliance assessment, the most likely outcome is that the bank will face fines from the payment card brands. An internal PCI DSS compliance assessment is a self-assessment that the bank performs to evaluate its own compliance with the PCI DSS requirements. The bank must submit the results of the internal assessment to the payment card brands or their designated agents, such as acquirers or qualified security assessors (QSAs). If the internal assessment reveals that the bank is not compliant with the PCI DSS requirements, the payment card brands may impose fines on the bank as a penalty for violating the PCI DSS contract. The amount and frequency of the fines may vary depending on the severity and duration of the non-compliance, the number and type of cardholder data compromised, and the level of cooperation and remediation from the bank. The fines can range from thousands to millions of dollars per month, and can increase over time if the non-compliance is not resolved.

The other options are not correct because they are not the most likely outcomes if a large bank fails an internal PCI DSS compliance assessment. B. Audit findings. Audit findings are the results of an external PCI DSS compliance assessment that is performed by a QSA or an approved scanning vendor (ASV). An external assessment is required for certain entities that handle a large volume of cardholder data or have a history of non-compliance. An external assessment may also be triggered by a security incident or a request from the payment card brands. Audit findings may reveal the gaps and weaknesses in the bank’s security controls and recommend corrective actions to achieve compliance. However, audit findings are not the outcome of an internal assessment, which is performed by the bank itself. C. Sanctions. Sanctions are the measures that the payment card brands may take against the bank if the bank fails to pay the fines or comply with the PCI DSS requirements. Sanctions may include increasing the fines, suspending or terminating the bank’s ability to accept or process payment cards, or revoking the bank’s PCI DSS certification. Sanctions are not the immediate outcome of an internal assessment, but rather the possible consequence of prolonged or repeated non-compliance. D. Reputation damage. Reputation damage is the loss of trust and credibility that the bank may suffer from its customers, partners, regulators, and the public if the bank fails an internal PCI DSS compliance assessment. Reputation damage may affect the bank’s brand image, customer loyalty, market share, and profitability. Reputation damage is not a direct outcome of an internal assessment, but rather a potential risk that the bank may face if the non-compliance is exposed or exploited by malicious actors. References = CompTIA Security+ Study Guide (SY0-701), Chapter 8: Governance, Risk, and Compliance, page 388. Professor Messer’s CompTIA SY0-701 Security+ Training Course, Section 8.2: Compliance and Controls, video: PCI DSS (5:12). PCI Security Standards Council, PCI DSS Quick Reference Guide, page 4. PCI Security Standards Council, PCI DSS FAQs, question 8. PCI Security Standards Council, PCI DSS FAQs, question 9. [PCI Security Standards Council], PCI DSS FAQs, question 10. [PCI Security Standards Council], PCI DSS FAQs, question 11. [PCI Security Standards Council], PCI DSS FAQs, question 12. [PCI Security Standards Council], PCI DSS FAQs, question 13. [PCI Security Standards Council], PCI DSS FAQs, question 14. [PCI Security Standards Council], PCI DSS FAQs, question 15. [PCI Security Standards Council], PCI DSS FAQs, question 16. [PCI Security Standards Council], PCI DSS FAQs, question 17. [PCI Security Standards Council], PCI DSS FAQs, question 18. [PCI Security Standards Council], PCI DSS FAQs, question 19. [PCI Security Standards Council], PCI DSS FAQs, question 20. [PCI Security Standards Council], PCI DSS FAQs, question 21. [PCI Security Standards Council], PCI DSS FAQs, question 22. [PCI Security Standards Council], PCI DSS FAQs, question 23. [PCI Security Standards Council], PCI DSS FAQs, question 24. [PCI Security Standards Council], PCI DSS FAQs, question 25. [PCI Security Standards Council], PCI DSS FAQs, question 26. [PCI Security Standards Council], PCI DSS FAQs, question 27. [PCI Security Standards Council], PCI DSS FAQs, question 28. [PCI Security Standards Council], PCI DSS FAQs, question 29. [PCI Security Standards Council], PCI DSS FAQs, question 30. [PCI Security Standards Council]

A legacy server is a server that is running outdated or unsupported software or hardware, which may pose security risks and compatibility issues. A critical business application is an application that is essential for the operation and continuity of the business, such as accounting, payroll, or inventory management. A legacy server running a critical business application may be difficult to replace or upgrade, but it should not be left unsecured or exposed to potential threats.

One of the best ways to handle a legacy server running a critical business application is to harden it. Hardening is the process of applying security measures and configurations to a system to reduce its attack surface and vulnerability. Hardening a legacy server may involve steps such as:

• Applying patches and updates to the operating system and the application, if available
• Removing or disabling unnecessary services, features, or accounts
• Configuring firewall rules and network access control lists to restrict inbound and outbound traffic
• Enabling encryption and authentication for data transmission and storage
• Implementing logging and monitoring tools to detect and respond to anomalous or malicious activity
• Performing regular backups and testing of the system and the application

Hardening a legacy server can help protect the critical business application from unauthorized access, modification, or disruption, while maintaining its functionality and availability. However, hardening a legacy server is not a permanent solution, and it may not be sufficient to address all the security issues and challenges posed by the outdated or unsupported system. Therefore, it is advisable to plan for the eventual decommissioning or migration of the legacy server to a more secure and modern platform, as soon as possible.

References: CompTIA Security+ SY0-701 Certification Study Guide, Chapter 3: Architecture and Design, Section 3.2: Secure System Design, Page 133 1; CompTIA Security+ Certification Exam Objectives, Domain 3: Architecture and Design, Objective 3.2: Explain the importance of secure system design, Subobjective: Legacy systems 2

Full disk encryption (FDE) is a technique that encrypts all the data on a hard drive, including the operating system, applications, and files. FDE protects the data from unauthorized access in case the laptop is lost, stolen, or disposed of without proper sanitization. FDE requires the user to enter a password, a PIN, a smart card, or a biometric factor to unlock the drive and boot the system. FDE can be implemented by using software solutions, such as BitLocker, FileVault, or VeraCrypt, or by using hardware solutions, such as self-encrypting drives (SEDs) or Trusted Platform Modules (TPMs). FDE is a recommended encryption technique for laptops and other mobile devices that store sensitive data.

Partition encryption is a technique that encrypts only a specific partition or volume on a hard drive, leaving the rest of the drive unencrypted. Partition encryption is less secure than FDE, as it does not protect the entire drive and may leave traces of data on unencrypted areas. Partition encryption is also less convenient than FDE, as it requires the user to mount and unmount the encrypted partition manually.

Asymmetric encryption is a technique that uses a pair of keys, one public and one private, to encrypt and decrypt data. Asymmetric encryption is mainly used for securing communication, such as email, web, or VPN, rather than for encrypting data at rest. Asymmetric encryption is also slower and more computationally intensive than symmetric encryption, which is the type of encryption used by FDE and partition encryption.

Database encryption is a technique that encrypts data stored in a database, such as tables, columns, rows, or cells. Database encryption can be done at the application level, the database level, or the file system level. Database encryption is useful for protecting data from unauthorized access by database administrators, hackers, or malware, but it does not protect the data from physical theft or loss of the device that hosts the database.

References = Data Encryption – CompTIA Security+ SY0-401: 4.4, CompTIA Security+ Cheat Sheet and PDF | Zero To Mastery, CompTIA Security+ SY0-601 Certification Course - Cybr, Application Hardening – SY0-601 CompTIA Security+ : 3.2.

Safety controls are security controls that are designed to protect human life and physical assets from harm or damage. Examples of safety controls include fire alarms, sprinklers, emergency exits, backup generators, and surge protectors. Safety controls should fail open, which means that they should remain operational or allow access when a failure or error occurs. Failing open can prevent or minimize the impact of a disaster, such as a fire, flood, earthquake, or power outage, on human life and physical assets. For example, if a fire alarm fails, it should still trigger the sprinklers and unlock the emergency exits, rather than remain silent and locked. Failing open can also ensure that essential services, such as healthcare, transportation, or communication, are available during a crisis. Remote access points, logging controls, and logical security controls are other types of security controls, but they should not fail open in a data center. Remote access points are security controls that allow users or systems to access a network or a system from a remote location, such as a VPN, a web portal, or a wireless access point. Remote access points should fail closed, which means that they should deny access when a failure or error occurs. Failing closed can prevent unauthorized or malicious access to the data center’s network or systems, such as by hackers, malware, or rogue devices. Logging controls are security controls that record and monitor the activities and events that occur on a network or a system, such as user actions, system errors, security incidents, or performance metrics. Logging controls should also fail closed, which means that they should stop or suspend the activities or events when a failure or error occurs. Failing closed can prevent data loss, corruption, or tampering, as well as ensure compliance with regulations and standards. Logical security controls are security controls that use software or code to protect data and systems from unauthorized or malicious access, modification, or destruction, such as encryption, authentication, authorization, or firewall. Logical security controls should also fail closed, which means that they should block or restrict access when a failure or error occurs. Failing closed can prevent data breaches, cyberattacks, or logical flaws, as well as ensure confidentiality, integrity, and availability of data and systems. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, page 142-143, 372-373, 376-377

According to the CompTIA Security+ SY0-701 Certification Study Guide, data subjects are the individuals whose personal data is collected, processed, or stored by an organization. Data subjects have certain rights and expectations regarding how their data is handled, such as the right to access, correct, delete, or restrict their data. Data subjects are different from data owners, who are the individuals or entities that have the authority and responsibility to determine how data is classified, protected, and used. Data subjects are also different from data processors, who are the individuals or entities that perform operations on data on behalf of the data owner, such as collecting, modifying, storing, or transmitting data. Data subjects are also different from data custodians, who are the individuals or entities that implement the security controls and procedures specified by the data owner to protect data while in transit and at rest.

ReferencesCompTIA Security+ SY0-701 Certification Study Guide, Chapter 2: Data Security, page 511

A tabletop exercise is a simulated scenario that tests the organization’s incident response plan and procedures. It involves key stakeholders and decision-makers who discuss their roles and actions in response to a hypothetical incident. It can help identify gaps, weaknesses, and improvement areas in the incident response process. It can also enhance communication, coordination, and collaboration among the participants. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, page 525 1

Compensating controls are alternative security measures that are implemented when the primary controls are not feasible, cost-effective, or sufficient to mitigate the risk. In this case, the organization used compensating controls to protect the legacy system from potential attacks by disabling unneeded services and placing a firewall in front of it. This reduced the attack surface and the likelihood of exploitation.

References:

• Official CompTIA Security+ Study Guide (SY0-701), page 29
• Security Controls - CompTIA Security+ SY0-701 - 1.1 1

Input validation is a security technique that checks the user input for any malicious or unexpected data before processing it by the application. Input validation can prevent various types of attacks, such as injection, cross-site scripting, buffer overflow, and command execution, that exploit the vulnerabilities in the application code. Input validation can be performed on both the client-side and the server-side, using methods such as whitelisting, blacklisting, filtering, sanitizing, escaping, and encoding. By including regular expressions in the source code to remove special characters from the variables set by the forms in the web application, the organization adopted input validation as a security technique. Regular expressions are patterns that match a specific set of characters or strings, and can be used to filter out any unwanted or harmful input. Special characters, such as $, |, ;, &, `, and ?, can be used by attackers to inject commands or scripts into the application, and cause damage or data theft. By removing these characters from the input, the organization can reduce the risk of such attacks.

Identify embedded keys, code debugging, and static code analysis are not the security techniques that the organization adopted by making this addition to the policy. Identify embedded keys is a process of finding and removing any hard-coded keys or credentials from the source code, as these can pose a security risk if exposed or compromised. Code debugging is a process of finding and fixing any errors or bugs in the source code, which can affect the functionality or performance of the application. Static code analysis is a process of analyzing the source code without executing it, to identify any vulnerabilities, flaws, or coding standards violations. These techniques are not related to the use of regular expressions to remove special characters from the input.

References = CompTIA Security+ SY0-701 Certification Study Guide, page 375-376; Professor Messer’s CompTIA SY0-701 Security+ Training Course, video 4.1 - Vulnerability Scanning, 8:00 - 9:08; Application Security – SY0-601 CompTIA Security+ : 3.2, 0:00 - 2:00.

Jailbreaking is the process of removing the restrictions imposed by the manufacturer or carrier on a mobile device, such as an iPhone or iPad. Jailbreaking allows users to install unauthorized applications, modify system settings, and access root privileges. However, jailbreaking also exposes the device to potential security risks, such as malware, spyware, unauthorized access, data loss, and voided warranty. Therefore, an organization may prohibit employees from jailbreaking their mobile devices to prevent these vulnerabilities and protect the corporate data and network. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, Chapter 10: Mobile Device Security, page 507 2

Steganography is the process of hiding information within another medium, such as an image, audio, video, or text file. The hidden information is not visible or noticeable to the casual observer, and can only be extracted by using a specific technique or key. Steganography can be used for various purposes, such as concealing secret messages, watermarking, or evading detection by antivirus software12

References:

1: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, Chapter 5: Cryptography and PKI, page 233 2: CompTIA Security+ Certification Kit: Exam SY0-701, 7th Edition, Chapter 5: Cryptography and PKI, page 235

A buffer overflow is a vulnerability that occurs when an application writes more data to a memory buffer than it can hold, causing the excess data to overwrite adjacent memory locations. A register is a small storage area in the CPU that holds temporary data or instructions. An attacker can exploit a buffer overflow to overwrite a register with a malicious address that points to a shellcode, which is a piece of code that gives the attacker control over the system. By doing so, the attacker can bypass the normal execution flow of the application and execute arbitrary commands.

References: CompTIA Security+ SY0-701 Certification Study Guide, Chapter 2: Threats, Attacks, and Vulnerabilities, Section 2.3: Application Attacks, Page 76 1; Buffer Overflows - CompTIA Security+ SY0-701 - 2.3 2

Peer review and approval is a practice that involves having other developers or experts review the code before it is deployed or released. Peer review and approval can help detect and prevent malicious code, errors, bugs, vulnerabilities, and poor quality in the development process. Peer review and approval can also enforce coding standards, best practices, and compliance requirements. Peer review and approval can be done manually or with the help of tools, such as code analysis, code review, and code signing. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, Chapter 11: Secure Application Development, page 543 2

A partially known environment is a type of penetration test where the tester has some information about the target, such as the IP address, the operating system, or the device type. This can help the tester focus on specific vulnerabilities and reduce the scope of the test. A partially known environment is also called a gray box test1.

References: CompTIA Security+ Certification Kit: Exam SY0-701, 7th Edition, Chapter 10, page 543.

Threat hunting is the process of proactively searching for signs of malicious activity or compromise in a network, rather than waiting for alerts or indicators of compromise (IOCs) to appear. Threat hunting can help identify new tactics, techniques, and procedures (TTPs) used by malicious actors, as well as uncover hidden or stealthy threats that may have evaded detection by security tools. Threat hunting requires a combination of skills, tools, and methodologies, such as hypothesis generation, data collection and analysis, threat intelligence, and incident response. Threat hunting can also help improve the security posture of an organization by providing feedback and recommendations for security improvements. References = CompTIA Security+ Certification Exam Objectives, Domain 4.1: Given a scenario, analyze potential indicators of malicious activity. CompTIA Security+ Study Guide (SY0-701), Chapter 4: Threat Detection and Response, page 153. Threat Hunting – SY0-701 CompTIA Security+ : 4.1, Video 3:18. CompTIA Security+ Certification Exam SY0-701 Practice Test 1, Question 3.

Changing the default password for the local administrator account on a VPN appliance is a basic security measure that would have most likely prevented the unexpected login to the remote management interface. Default passwords are often easy to guess or publicly available, and attackers can use them to gain unauthorized access to devices and systems. Changing the default password to a strong and unique one reduces the risk of brute-force attacks and credential theft. Using least privilege, assigning individual user IDs, and reviewing logs more frequently are also good security practices, but they are not as effective as changing the default password in preventing the unexpected login. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, page 116; Local Admin Accounts - Security Risks and Best Practices (Part 1)

Data classification is the process of assigning labels to data based on its sensitivity and business impact. Different organizations and sectors may have different data classification schemes, but a common one is the following1:

• Public: Data that can be freely disclosed to anyone without any harm or risk.
• Private: Data that is intended for internal use only and may cause some harm or risk if disclosed.
• Confidential: Data that is intended for authorized use only and may cause significant harm or risk if disclosed.
• Restricted: Data that is intended for very limited use only and may cause severe harm or risk if disclosed.

In this scenario, the company is developing a critical system for the government and storing project information on a fileshare. This data is likely to be classified as confidential and restricted, because it is not meant for public or private use, and it may cause serious damage to national security or public safety if disclosed. The government may also have specific requirements or regulations for handling such data, such as encryption, access control, and auditing2. References: 1: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, page 16-17 2: Data Classification Practices: Final Project Description Released

Orchestration is the process of automating multiple tasks across different systems and applications. It can help save time and reduce human error by executing predefined workflows and scripts. In this case, the systems administrator can use orchestration to create accounts for a large number of end users without having to manually enter their information and assign permissions. References: CompTIA Security+ Study Guide: Exam SY0-701, 9th Edition, page 457 1